-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U858GprI5Xlo4pmee76lpPrlvfMlRooLlRBEdkFG4Rv4paLJsJF3P8UcY8SunwTw G9u9PJvosCj4fNj++KR44w== 0001104659-07-077021.txt : 20071025 0001104659-07-077021.hdr.sgml : 20071025 20071025160210 ACCESSION NUMBER: 0001104659-07-077021 CONFORMED SUBMISSION TYPE: 424B2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071025 DATE AS OF CHANGE: 20071025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 424B2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-134553 FILM NUMBER: 071190925 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 424B2 1 a07-25006_62424b2.htm 424B2

Calculation of the Registration Fee

Title of Each Class of Securities Offered

 

Maximum Aggregate Offering Price

 

Amount of Registration Fee(1)(2)

Notes

 

$1,178,000

 

$36.16

 

(1) Calculated in accordance with Rule 457(r) of the Securities Act of 1933.

(2) Pursuant to Rule 457(p) under the Securities Act of 1933, filing fees have already been paid with respect to unsold securities that were previously registered pursuant to a Registration Statement on Form S-3 (No. 333-134553) filed by Lehman Brothers Holdings Inc. and the other Registrants thereto on May 30, 2006, as amended, the Registration Statement, and have been carried forward, of which $36.16 is offset against the registration fee due for this offering and of which $1,555,259.83 remains available for future registration fees. No additional registration fee has been paid with respect to this offering.

 

 

 


Filed Pursuant to Rule 424(b)(2)
Registration No. 333-134553

Pricing Supplement No. 11 dated October 25, 2007
(to Prospectus Supplement dated August 2, 2007
and Prospectus dated May 30, 2006)

$1,178,000

LEHMAN BROTHERS HOLDINGS INC.

Lehman Notes, Series D

This Pricing Supplement supplements the terms and conditions in, and incorporates by reference, the Prospectus, dated May 30, 2006, as supplemented by the Prospectus Supplement, dated August 2, 2007, (as so supplemented, together with all documents incorporated by reference therein, the “Prospectus”), and should be read in conjunction with the Prospectus. Unless otherwise defined in this Pricing Supplement, terms used herein have the same meanings as are given to them in the Prospectus.

Trade Date: October 25, 2007

Issue Date: October 30, 2007

 

CUSIP Number

 

Aggregate Principal Amount

 

Price to Public

 

Gross
Agents’
Concession

 

Named
Agents’ Concession

 

Dealers’ Concession

 

Reallowance
(if any)

 

Net Proceeds to Issuer

 

Interest Rate
per Annum

 

52519FEY3

 

$1,178,000

 

100%

 

1.10%

 

0.925%

 

0.80%

 

0.35%

 

$1,165,042

 

5.25%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

 

Interest Payment Dates

 

Maturity Date

 

Survivor’s Option
(Yes/No)

Semi-annually on each January 30th and July 30th, commencing on January 30, 2008 and ending on the Maturity Date.

 

January 30, 2014

 

Yes

 

 

 

 

 

 

Lehman Brothers Holdings may also issue additional Notes following the Issue Date at a new Price to Public and subject to new Concessions. All such additional Notes would form a single tranche with, have the same CUSIP number as and trade interchangeably with the Notes immediately upon settlement.

 

 

 

 

 

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