-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OEEUM2aSPl1O7yGOqX2kH+j9ReLifn7GzTKNvkSrKIgqcHsWksQwc7HcLF99TSkq Oo2ELuHzrt+bH/B5U27ZBw== 0001104659-07-073548.txt : 20071005 0001104659-07-073548.hdr.sgml : 20071005 20071005133744 ACCESSION NUMBER: 0001104659-07-073548 CONFORMED SUBMISSION TYPE: FWP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071005 DATE AS OF CHANGE: 20071005 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: FWP SEC ACT: 1934 Act SEC FILE NUMBER: 333-134553 FILM NUMBER: 071158748 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: FWP BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 FWP 1 a07-25006_23fwp.htm FWP

Filed Pursuant to Rule 433
Registration No: 333-134553

PRELIMINARY TERMS AND CONDITIONS

LEHMAN BROTHERS HOLDINGS INC.

Lehman Notes, Series D

Issuer:

 

Lehman Brothers Holdings Inc.

 

 

 

Ratings:

 

Moody’s: A1

 

 

S&P: A+

 

 

Fitch: AA–

 

 

 

Principal Amount:

 

$ TBD

 

 

 

Coupon:

 

6.50%

 

 

 

Yield:

 

6.50%

 

 

 

Issue Price:

 

100% of principal amount

 

 

 

Stated Maturity Date:

 

October 18, 2027, subject to the Call Date.

 

 

 

Call Date:

 

The Notes may be redeemed prior to the Stated Maturity Date at the option of Lehman Brothers Holdings Inc. in whole or in part at a price equal to 100% of the principal amount being redeemed, semi-annually on each April 18th or October 18thcommencing on or after October 18, 2011. Notice of redemption will be given not more than 60 nor less than 30 days prior to the Call Date.

 

 

 

Interest Payment Dates:

 

Semi-annually on each April 18th and October 18th, commencing on April 18, 2008 and ending on the Stated Maturity Date subject to the Call Date.

 

 

 

Survivor’s Option:

 

Yes

 

 

 

Trade Date:

 

October 11, 2007

 

 

 

Settlement Date:

 

October 16, 2007

 

 

 

CUSIP:

 

52519FEW7

 

 

 

Dealers:

 

Lehman Brothers Inc. (Joint Lead Agent)

 

 

Incapital LLC (Joint Lead Agent)

 

 

A.G. Edwards & Sons, Inc.

 

 

Banc of America Securities LLC

 

 

Charles Schwab & Co., Inc.

 

 

Citi

 

 

Edward D. Jones & Co., L.P.

 

 

Fidelity Capital Markets

 

 

Morgan Stanley

 

 

Raymond James

 

 

RBC Capital Markets

 

 

UBS Investment Bank

 

 

Siebert Capital Markets

 

 

Wachovia Securities LLC

 

The issuer has filed a registration statement (including a prospectus) with the U.S. Securities and Exchange Commission (SEC) for this offering.  Before you invest, you should read the prospectus for this offering in that registration statement, and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering.  You may get these documents for free by searching the SEC online database (EDGAR®) at www.sec.gov.  Alternatively, you may obtain a copy of the prospectus from Lehman Brothers Inc. by calling 1-800-392-5000 or Incapital LLC by calling 1-800-289-6689.

 


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