-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RLjNK57zxd7PP3CU4WGThVv9KF/DQlAMHkZemFx38Ke+EeWXgdxrdDPVxFj2Y7gV 5rirwqeCZQ3r+zBRw8jXvg== 0001104659-07-060938.txt : 20070809 0001104659-07-060938.hdr.sgml : 20070809 20070809162819 ACCESSION NUMBER: 0001104659-07-060938 CONFORMED SUBMISSION TYPE: 424B2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070809 DATE AS OF CHANGE: 20070809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 424B2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-134553 FILM NUMBER: 071040798 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 424B2 1 a07-20352_5424b2.htm 424B2

Calculation of the Registration Fee

Title of Each Class of Securities Offered

 

Maximum Aggregate Offering Price

 

Amount of Registration Fee(1)(2)

 

Notes

 

$9,830,000

 

$301.78

 

 

(1) Calculated in accordance with Rule 457(r) of the Securities Act of 1933.

(2) Pursuant to Rule 457(p) under the Securities Act of 1933, filing fees have already been paid with respect to unsold securities that were previously registered pursuant to a Registration Statement on Form S-3 (No. 333-134553) filed by Lehman Brothers Holdings Inc. and the other Registrants thereto on May 30, 2006, as amended, the Registration Statement, and have been carried forward, of which $301.78 is offset against the registration fee due for this offering and of which $1,052,347.69 remains available for future registration fees. No additional registration fee has been paid with respect to this offering.



Filed Pursuant to Rule 424(b)(2)
Registration No. 333-134553

Pricing Supplement No.1 dated August 9, 2007
(to Prospectus Supplement dated August 2, 2007
and Prospectus dated May 30, 2006)

$

9,830,000

 

 

LEHMAN BROTHERS HOLDINGS INC.

Lehman Notes, Series D

This Pricing Supplement supplements the terms and conditions in, and incorporates by reference, the Prospectus, dated May 30, 2006, as supplemented by the Prospectus Supplement, dated August 2, 2007, (as so supplemented, together with all documents incorporated by reference therein, the “Prospectus”), and should be read in conjunction with the Prospectus. Unless otherwise defined in this Pricing Supplement, terms used herein have the same meanings as are given to them in the Prospectus.

Trade Date: August 8, 2007

Issue Date: August 14, 2007

CUSIP Number

Aggregate
Principal
Amount

Price to
Public

Gross
Agents’
Concession

Named
Agents’
Concession

Dealers’
Concession

Reallowance
(if any)

Net Proceeds to
Issuer

Interest Rate per
Annum

52519FEP2

$9,830,000

100%

2.50%

2.20%

2.00%

0.35%

$9,584,250

6.85%

   

 

 

 

 

 

 

 

 

   

 

 

 

 

 

 

 

 

   

 

 

 

 

 

 

 

 

   

 

 

 

 

 

 

 

 

   

 

 

 

 

 

 

 

 

 



 

Interest Payment Dates

Maturity Date

Survivor’s
Option
(Yes/No)

Right of Issuer to Redeem Notes or of Holder to Require
Repayment of Notes

Semi-annually on each
August 16th and
February 16th,
commencing on
February 19th, 2008 and
ending on the Maturity
Date, subject to the Call
Date.

August 16th,
2032, subject
to the Call
Date.

Yes

The Note may be redeemed prior to the
Maturity Date at the option of Lehman
Brothers Holdings in whole or in part price
equal to 100% of the principal amount being
redeemed semi-annually on each February 16th
or August 16th commencing on or after
August 16, 2012 (the “Call Date”). Notice of
redemption will be given not more than 60 nor
less than 30 days prior to the redemption date.

    

 

 

 

 

 

 

The holder of the Note may not elect
repayment of the Note by Lehman Brothers
Holdings prior to the Maturity Date.

       

 

 

 

       

 

 

 

       

 

 

 

       

 

 

 

       

 

 

 

 

Lehman Brothers Holdings may also issue additional Notes following the Issue Date at a new Price to Public and subject to new Concessions. All such additional Notes would form a single tranche with, have the same CUSIP number as and trade interchangeably with the Notes immediately upon settlement.


 -----END PRIVACY-ENHANCED MESSAGE-----