-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M5uweW3bnoCM1ckSbzXt/0xeQGitlRSuKm/TqctOtsQVTYW/9GDVW5SPGcVLva3n Y/1kKMyJbiCdkw7wKZCzxg== 0001015402-03-002993.txt : 20030731 0001015402-03-002993.hdr.sgml : 20030731 20030731131735 ACCESSION NUMBER: 0001015402-03-002993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030729 FILED AS OF DATE: 20030731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 03813946 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-07-29 0 0001064728 PEABODY ENERGY CORP BTU 0000806085 LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Common Stock, par value $0.01 2003-07-29 4 S 0 5400000 31.61 D 10267169 I See footnotes This form is a joint filing with the following affiliates of the Reporting Person: Lehman Brothers Inc., a Delaware corporation (LBI) LB I Group Inc., a Delaware corporation (LB I Group) Lehman Brothers MBG Partners 1999 (A) L.P., a Delaware limited partnership (MBG 1999 (A)) Lehman Brothers MBG Partners 1999 (B) L.P., a Delaware limited partnership (MBG 1999 (B)) Lehman Brothers MBG Partners 1999 (C) L.P., a Delaware limited partnership (MBG 1999 (C)) Lehman Brothers Capital Partners IV, L.P., a Delaware limited partnership (Capital Partners IV) Lehman Brothers Capital Partners III, L.P., a Delaware limited partnership (Capital Partners III) Lehman Brothers Merchant Banking Partners II Inc., a Delaware corporation (LB MBP II Inc.) Lehman Brothers Merchant Banking Partners II L.P., a Delaware limited partnership (LB MBP II) Lehman Brothers Offshore Partners II Ltd., a Bermuda corporation (LB Offshore II Ltd.) Lehman Brothers Offshore Investment Partners II L.P., a Bermuda limited partnership (LB OIP II) LBI is a wholly-owned subsidiary of Holdings and the direct 100% parent of LB I Group. LB I Group is a wholly-owned subsidiary of LBI and is the general partner of Capital Partners IV, MBG 1999 (A), MBG 1999 (B) and MBG 1999 (C). MBG 1999 (A) is a limited partnership, the general partner of which is LB I Group. MBG 1999 (B) is a limited partnership, the general partner of which is LB I Group. MBG 1999 (C) is a limited partnership, the general partner of which is LB I Group. Capital Partners IV is a limited partnership, the general partner of which is LB I Group. Capital Partners III is a limited partnership, the general partner of which is Holdings. LB MBP II Inc. is a wholly-owned subsidiary of Holdings and the general partner of LB MBP II and a General partner of LB OIP II. LB MBP II is a limited partnership, the general partner of which is LB MBP II Inc. LB Offshore II Ltd. is a wholly-owned subsidiary of Holdings and a general partner of LB OIP II. LB OIP II is a limited partnership, the general partners of which are LB Offshore II Ltd. and LB MBP II Inc. LB I Group, MBG 1999 (A), MBG 1999 (B), MBG 1999 (C), Capital Partners III, Capital Partners IV, LB MBP II and LB OIP II are the actual owners of the remaining shares reported herein and were the actual owners of the shares sold. Under the rules and regulations of the Securities and Exchange Commission, the Reporting Person, LBI, LB MBP II Inc. and LB Offshore II Ltd. may be deemed to be the beneficial owners of said shares. /s/ Barrett S. DiPaolo 2003-07-31 EX-99.1 3 jointfilerinfo.htm JOINT FILER INFORMATION Unassociated Document

JOINT FILER INFORMATION


Title of Security:
Common Stock
 
 
Issuer & Ticker Symbol:
Peabody Energy Corp. (BTU)
 
 
Designated Filer:
Lehman Brothers Holdings Inc.

Other Joint Filer(s):

Lehman Brothers Inc.
745 Seventh Avenue
New York, New York 10019

LB I Group Inc.
745 Seventh Avenue
New York, New York 10019

Lehman Brothers MBG Partners 1999 (A) L.P .
745 Seventh Avenue
New York, New York 10019

Lehman Brothers MBG Partners 1999 (B) L.P.
745 Seventh Avenue
New York, New York 10019

Lehman Brothers MBG Partners 1999 (C) L.P.
745 Seventh Avenue
New York, New York 10019

Lehman Brothers Capital Partners IV, L.P.
745 Seventh Avenue
New York, New York 10019

Lehman Brothers Capital Partners III, L.P.
745 Seventh Avenue
New York, New York 10019

Lehman Brothers Merchant Banking Partners II Inc.
745 Seventh Avenue
New York, New York 10019

Lehman Brothers Merchant Banking Partners II L.P.
745 Seventh Avenue
New York, New York 10019
 
Lehman Brothers Offshore Partners II Ltd.
745 Seventh Avenue
New York, New York 10019

Lehman Brothers Offshore Investment Partners II L.P.
745 Seventh Avenue
New York, New York 10019




Date of Event
 
Requiring Statement:
July 29, 2003
 
 
Signature on behalf
 
Of other above filer:
/s/ Barrett S. DiPaolo
 
Barrett S. DiPaolo
 
Vice President and Authorized Signatory



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