-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, rx6F50s0nYUxF2gN0NfBg/Da/P0hCNe336r6hndgDZV7RFL1aKO+4lVYhMF51Z9N I4vKWgg4BCf5esJaw2z0aQ== 0000950123-94-001138.txt : 19940714 0000950123-94-001138.hdr.sgml : 19940714 ACCESSION NUMBER: 0000950123-94-001138 CONFORMED SUBMISSION TYPE: 11-K/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19931230 FILED AS OF DATE: 19940705 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: 6211 IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 11-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09466 FILM NUMBER: 94537688 BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS TWR STREET 2: 3 WORLD FINANCIAL CNTR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2122982000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS TOWER STREET 2: WORLD FINANCIAL CENTER ATTN GEN COUNSEL CITY: NEW YORK STATE: NY ZIP: 10283 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 11-K/A 1 LEHMAN BROTHERS HOLDINGS INC. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- FORM 11-K (A) (Amendment No. 1) -------------------- /X/ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE COMMISSION For the fiscal year ended December 30, 1993 OR / / TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . -------- ------- -------------------- Commission file number 1-7657 -------------------- A. Full title of the plan and the address of the plan, if different from that of the issuer named below: LEHMAN BROTHERS HOLDINGS INC. TAX DEFERRED SAVINGS PLAN Lehman Brothers Holdings Inc. 3 World Financial Center New York, NY 10285 B. Name of issuer of the securities held pursuant to the plan and the address of its principal executive office: AMERICAN EXPRESS COMPANY American Express Tower World Financial Center New York, NY 10285 2 SIGNATURE Pursuant to the requirements of the Securities and Exchange Act of 1934, the Lehman Brothers Holdings Inc. Employee Benefit Plans Committee has duly caused this amendment to the Annual Report on Form 11-K with respect to the Lehman Brothers Holdings Inc. Tax Deferred Savings Plan to be signed on its behalf by the undersigned hereunto duly authorized. LEHMAN BROTHERS HOLDINGS INC. TAX DEFERRED SAVINGS PLAN By: /s/ Karen M. Muller -------------------------- Karen M. Muller July 5, 1994 3 EXHIBIT INDEX -------------- Exhibit No. Description ----------- ------------ (23) Consent of Experts (24) Powers of Attorney EX-23 2 CONSENT OF INDEPENDENT ACCOUNTANTS 1 Exhibit 23 2 CONSENT OF INDEPENDENT ACCOUNTANTS We consent to the incorporation by reference in the Registration Statements of American Express Company (Form S-8, File Nos. 33-45584, 2-8915, 33-06350, 33-24675 and 33-37882) and in the Registration Statement of Lehman Brothers Holdings Inc. (Form S-8, File No. 33-53923), pertaining to the Lehman Brothers Holdings Inc. Tax Deferred Savings Plan (the "Plan"), of our report dated April 21, 1994, with respect to the financial statements and supplemental schedules of the Plan included in the Plan's Annual Report (Form 11-K) for the year ended December 30, 1993 ERNST & YOUNG New York, New York June 27, 1994 EX-24 3 POWER OF ATTORNEY 1 EXHIBIT 24 2 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the person whose signature appears below constitutes and appoints Patrick M. Wilkinson and Karen M. Muller and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in his capacity as a member of the Employee Benefit Plans Committee, in any and all capacities, to execute and file any of the documents referred to below relating to the filing of an Annual Report on Form 11-K with respect to the Lehman Brothers Holdings Inc. Tax Deferred Savings Plan (the "TDSP"), including any and all amendments to such report, and to file the same on behalf of the TDSP, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their substitutes, may lawfully do or cause to be done by virtue hereof. Dated: June 27, 1994 /s/ Robert I. Shapiro ----------------------------------- Robert I. Shapiro 3 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the person whose signature appears below constitutes and appoints Patrick M. Wilkinson and Karen M. Muller and each of them, her true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for her and in her name, place and stead, in her capacity as a member of the Employee Benefit Plans Committee, in any and all capacities, to execute and file any of the documents referred to below relating to the filing of an Annual Report on Form 11-K with respect to the Lehman Brothers Holdings Inc. Tax Deferred Savings Plan (the "TDSP"), including any and all amendments to such report, and to file the same on behalf of the TDSP, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their substitutes, may lawfully do or cause to be done by virtue hereof. Dated: June 27, 1994 /s/ Beth Rowley ----------------------------------- Beth Rowley 4 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the person whose signature appears below constitutes and appoints Patrick M. Wilkinson and Karen M. Muller and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in his capacity as a member of the Employee Benefit Plans Committee, in any and all capacities, to execute and file any of the documents referred to below relating to the filing of an Annual Report on Form 11-K with respect to the Lehman Brothers Holdings Inc. Tax Deferred Savings Plan (the "TDSP"), including any and all amendments to such report, and to file the same on behalf of the TDSP, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their substitutes, may lawfully do or cause to be done by virtue hereof. Dated: June 27, 1994 /s/ John S. Levy ----------------------------------- John S. Levy 5 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the person whose signature appears below constitutes and appoints Patrick M. Wilkinson and Karen M. Muller and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in his capacity as a member of the Employee Benefit Plans Committee, in any and all capacities, to execute and file any of the documents referred to below relating to the filing of an Annual Report on Form 11-K with respect to the Lehman Brothers Holdings Inc. Tax Deferred Savings Plan (the "TDSP"), including any and all amendments to such report, and to file the same on behalf of the TDSP, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their substitutes, may lawfully do or cause to be done by virtue hereof. Dated: June 27, 1994 /s/ Patrick M. Wilkinson ----------------------------------- Patrick M. Wilkinson 6 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the person whose signature appears below constitutes and appoints Patrick M. Wilkinson and Karen M. Muller and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in his capacity as a member of the Employee Benefit Plans Committee, in any and all capacities, to execute and file any of the documents referred to below relating to the filing of an Annual Report on Form 11-K with respect to the Lehman Brothers Holdings Inc. Tax Deferred Savings Plan (the "TDSP"), including any and all amendments to such report, and to file the same on behalf of the TDSP, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their substitutes, may lawfully do or cause to be done by virtue hereof. Dated: June 27, 1994 /s/ Charles J. Borkan ----------------------------------- Charles J. Borkan -----END PRIVACY-ENHANCED MESSAGE-----