-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, jjk6L1gyM84Si+H8nAx3TUp8xb5Wr7M/FS1yAWjGX5SkWGpY6O09LbRJLmmkAGkU vT4+0ZpKVHjnj8lbRTmTQg== 0000950123-94-000829.txt : 19940502 0000950123-94-000829.hdr.sgml : 19940502 ACCESSION NUMBER: 0000950123-94-000829 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: 6211 IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-09466 FILM NUMBER: 94525053 BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS TWR STREET 2: 3 WORLD FINANCIAL CNTR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2122982000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS TOWER STREET 2: WORLD FINANCIAL CENTER ATTN GEN COUNSEL CITY: NEW YORK STATE: NY ZIP: 10283 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 8-A12B 1 LEHMAN BROTHERS HOLDINGS INC. FORM 8-A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 LEHMAN BROTHERS HOLDINGS INC. --------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 13-3216325 -------- ----------- (State of incorporation (I.R.S. employer or organization) identification no.) 3 World Financial Center New York, New York 10285 - ---------------------------------------- ---------- (Address of principal executive offices) (zip code) SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: Title of each class Name of each exchange on which to be so registered each class is to be registered ------------------- ------------------------------ Common Stock, par value $0.10 per share New York Stock Exchange - ------------------------------------ ----------------------------------- SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: None - -------------------------------------------------------------------------------- (Title of class) Page 1 of 4 Pages 2 INFORMATION REQUIRED IN REGISTRATION STATEMENT ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The discussions under the headings entitled "Description of Capital Stock" and "Certain Corporate Governance Matters" in the Registrant's Registration Statement on Form S-1 (File No. 33-52977), as amended (the "Registration Statement"), and as initially filed with the Securities and Exchange Commission (the "Commission") on April 5, 1994, is incorporated herein by reference. ITEM 2. EXHIBITS. 1 Form of Restated Certificate of Incorporation of the Registrant (incorporated herein by reference to Exhibit 3.1 to the Registration Statement). 2 Form of Restated By-Laws of the Registrant (incorporated herein by reference to Exhibit 3.5 to the Registration Statement). 3 Specimen certificate of Common Stock, par value $0.10 per share, of the Registrant (incorporated herein by reference to Exhibit 4.2 to the Registration Statement). 4(a) Standard Multiple Series Indenture Provisions of the Registrant dated July 30, 1987 and as amended November 16, 1987 (incorporated herein by reference to Exhibit 4(a) to Post- Effective Amendment No. 1 to Registration Statement No. 33-16141 of the Registrant). 4(b) Indenture dated as of September 1, 1987 between the Registrant and Citibank, N.A., as Trustee, with respect to the Senior Debt Securities (incorporated herein by reference to Exhibit 4(b) to Post-Effective Amendment No. 1 to Registration Statement No. 33-16141 of the Registrant). 4(c) Supplemental Indenture, dated as of November 25, 1987, between the Registrant and Citibank, N.A., as Trustee, with respect to the Senior Debt Secu- Page 2 of 4 Pages 3 rities (incorporated herein by reference to Exhibit 4(m) to Registration Statement No. 33-25797 of the Registrant). 4(d) Second Supplemental Indenture, dated as of November 27, 1990 between the Registrant and Citibank, N.A., as Trustee, with respect to the Senior Debt Securities (incorporated herein by reference to Exhibit 4(e) to Registration Statement No. 33-49062 of the Registrant). 4(e) Third Supplemental Indenture, dated as of September 13, 1991, between the Registrant and Citibank, N.A., as Trustee, with respect to the Senior Debt Securities (incorporated herein by reference to Exhibit 4(f) to Registration Statement No. 33-46146 of the Registrant). Page 3 of 4 Pages 4 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. LEHMAN BROTHERS HOLDINGS INC. Date: April 29, 1994 By: /s/ Maxine Gerson ----------------------- Name: Maxine Gerson Title: Vice President Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----