8-K 1 mm05-2009_8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_____________________

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

May 14, 2009

 

LEHMAN BROTHERS HOLDINGS INC.

 

(Exact name of registrant as specified in its charter)

 

Delaware

1-9466

13-3216325

 

 

 

(State or other jurisdiction

(Commission

(IRS Employer

Of incorporation)

File Number)

Identification No.)

 

 

1271 Avenue of the Americas

New York, New York

10020

 

(Address of Principal Executive Offices)

(Zip Code)

 

Registrant’s telephone number, including area code:

(212) 526-7000

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

 

(b)

On May 14, 2009, Mr. Richard S. Fuld provided notice to Lehman Brothers Holdings Inc. (the “Registrant”) of his resignation as a Director and Chairman of the Board of Directors of the Registrant, effective May 15, 2009. A copy of Mr. Fuld’s letter of resignation dated May 14, 2009 is attached hereto as Exhibit 99.1.

 

 

 

Item 9.01.       Financial Statements and Exhibits

 

 

(d)  

Exhibit

 

The following Exhibit is filed as part of this Report.

 

Exhibit 99.1

 

Letter of Resignation by Richard S. Fuld, Jr. dated May 14, 2009

 

 

 

 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

                

 

LEHMAN BROTHERS HOLDINGS INC.

 

 

 

 

Date: May 20, 2009

By:

/s/ William J. Fox

 

Name:

William J. Fox

 

Title:

Chief Financial Officer and Executive Vice President

 

 

 

EXHIBIT INDEX

 

Exhibit No.

Description

 

Exhibit 99.1

 

Letter of Resignation by Richard S. Fuld, Jr. dated May 14, 2009