-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VO/mlcIHHHOhvohoMApaZMN9oacE6zbtbx+l4aU9HY9h56xlOQQOjkMyMXgNjXXT zqnvhqfdIvy8EBxCAoxFPg== 0000806085-99-000085.txt : 19990518 0000806085-99-000085.hdr.sgml : 19990518 ACCESSION NUMBER: 0000806085-99-000085 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03182 FILM NUMBER: 99627751 BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS TWR STREET 2: 3 WORLD FINANCIAL CNTR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS TOWER 15TH FL STREET 2: 2 WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 13F-HR 1 LEHMAN BROTHERS HOLDINGS INC. FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lehman Brothers Holdings Inc. Address: 3 World Financial Center New York, New York 10285 Form 13F File Number: 28-3182 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jennifer Marre Title: Vice President and Secretary Phone: 212 526-1936 Signature, Place and Date of Signing: Jennifer Marre, New York, NY, May 17, 1999 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by another reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 697 Form 13F Information Table Value Total $299,910 in thousands The confidential portion of this report has been omitted and filed separately with the Securities and Exchange Commission. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 01 28-1159 Lehman Brothers Inc. FORM 13F INFORMATION TABLE
TITLE SH/PUT VOTING AUTHORITY OF VALUE SHARES/ PRN INVSTMT OTHER ---------------- NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT CALL DISCRETN MANAGERS SOLE SHARED NONE -------------- ----- ----- -------- ------- ---- -------- -------- ---- ------ ---- ***ASIA PACIFIC RESOURCES INTL COMMON G05345106 96 220,000 SH DEFINED 01 220,000 ***GEMSTAR INTERNATIONAL GROUP COMMON G3788V106 1,061 14,110 SH DEFINED 01 14,110 ***LORAL SPACE & COMMON G56462107 168 11,700 SH DEFINED 01 11,700 ***LORAL SPACE & COMMON G56462107 2,848 197,300 SH DEFINED 01 197,300 ***TOMMY HILFIGER CORP-ORD COMMON G8915Z102 1,549 22,500 SH DEFINED 01 22,500 ***ELBIT SYSTEMS LTD-ORD COMMON M3760D101 814 57,416 SH DEFINED 01 57,416 ***ELSCINT LTD-ORD NEW COMMON M40168102 143 12,500 SH DEFINED 01 12,500 ***ESC MEDICAL SYSTEMS LTD-ORD COMMON M40868107 68 10,000 SH DEFINED 01 10,000 ***LOGAL EDUCATIONAL SOFTWARE COMMON M6777Q106 166 296,530 SH DEFINED 01 296,530 ***NEW DIMENSION SOFTWARE LTD COMMON M74295102 75 1,457 SH DEFINED 01 1,457 ***TECNOMATIX TECHNOLOGIES LTD COMMON M8743P105 234 17,720 SH DEFINED 01 17,720 ***CORE LABORATORIES NV COMMON N22717107 868 49,300 SH DEFINED 01 49,300 ***INDIGO NV COMMON N44495104 25 5,000 SH DEFINED 01 5,000 ***INDIGO NV COMMON N44495104 67 13,004 SH DEFINED 01 13,004 ***MADGE NETWORKS NV COMMON N5424G106 453 168,700 SH DEFINED 01 168,700 ***MADGE NETWORKS NV COMMON N5424G106 96 35,783 SH DEFINED 01 35,783 J RAY MCDERMOTT SA COMMON P64658100 788 26,400 SH DEFINED 01 26,400 ***ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 877 22,500 SH DEFINED 01 22,500 ADC TELECOMMUNICATIONS INC COMMON 000886101 409 8,597 SH DEFINED 01 8,597 AFLAC INC COMMON 001055102 646 11,882 SH DEFINED 01 11,882 AMB PROPERTY CORP COMMON 00163T109 242 11,693 SH DEFINED 01 11,693 AT&T CORP COMMON 001957109 1,068 13,392 SH DEFINED 01 13,392 AT&T CORP COMMON 001957109 27,509 344,670 SH DEFINED 01 344,670 ABBOTT LABORATORIES COMMON 002824100 9 210 SH DEFINED 01 210 ABBOTT LABORATORIES COMMON 002824100 430 9,200 SH DEFINED 01 9,200 ABERCROMBIE & FITCH CO-CL A CLASSA 002896207 171 1,855 SH DEFINED 01 1,855 ABERCROMBIE & FITCH CO-CL A CLASSA 002896207 4,906 53,191 SH DEFINED 01 53,191 ADVANCED FIBRE COMMUNICATIONS COMMON 00754A105 517 53,900 SH DEFINED 01 53,900 ADVANCED FIBRE COMMUNICATIONS COMMON 00754A105 295 30,757 SH DEFINED 01 30,757 ADVANCED MICRO DEVICES INC COMMON 007903107 488 31,520 SH DEFINED 01 31,520 AGOURON PHARMACEUTICALS INC COMMON 008488108 117 2,073 SH DEFINED 01 2,073 AIRBORNE FREIGHT CORP COMMON 009266107 273 8,809 SH DEFINED 01 8,809 AIRTOUCH COMMUNICATIONS INC COMMON 00949T100 121 1,256 SH DEFINED 01 1,256 AIRTOUCH COMMUNICATIONS INC COMMON 00949T100 6,570 68,005 SH DEFINED 01 68,005 ALIANT COMMUNICATIONS INC COMMON 016090102 64 1,573 SH DEFINED 01 1,573 ALLEGHENY ENERGY INC COMMON 017361106 760 25,773 SH DEFINED 01 25,773 ALLERGAN SPECIALTY COMMON 018494104 15 SH DEFINED 01 15 ALLIANCE SEMICONDUCTOR CORP COMMON 01877H100 67 27,000 SH DEFINED 01 27,000 ALLIANCE SEMICONDUCTOR CORP COMMON 01877H100 2 990 SH DEFINED 01 990 ***ALLIED IRISH BANKS PLC ADR 019228402 548 5,300 SH DEFINED 01 5,300 ALLSTATE CORP COMMON 020002101 7 190 SH DEFINED 01 190 ALLSTATE CORP COMMON 020002101 917 24,760 SH DEFINED 01 24,760 ALPHA TECHNOLOGIES GROUP INC COMMON 020781100 668 334,393 SH DEFINED 01 334,393 ALTERA CORP COMMON 021441100 661 11,119 SH DEFINED 01 11,119 ALZA CORP CV SUB DEB CBONDCNV 022615AD0 3,480 3,000,000 SH DEFINED 01 3,000,000 WTS ALZA CORP WARRANT 022615157 17 110,000 SH DEFINED 01 110,000 AMAZON.COM INC COMMON 023135106 1,022 5,940 SH DEFINED 01 5,940 AMBAC FINANCIAL GROUP INC COMMON 023139108 515 9,546 SH DEFINED 01 9,546 AMERICA ONLINE INC-DEL COMMON 02364J104 3,518 23,938 SH DEFINED 01 23,938 AMERICA ONLINE INC-DEL COMMON 02364J104 114 776 SH DEFINED 01 776 WTS AMERICA WEST AIRLINES INC WARRANT 023650112 1,968 250,000 SH DEFINED 01 250,000 AMERICAN BANKERS INSURANCE PREFCONV 024456204 2,637 25,000 SH DEFINED 01 25,000 AMERICAN ELECTRIC POWER CO INC COMMON 025537101 75 1,900 SH DEFINED 01 1,900 AMERICAN EXPRESS COMPANY COMMON 025816109 117 1,000 SH DEFINED 01 1,000 AMERICAN EXPRESS COMPANY COMMON 025816109 682 5,800 SH DEFINED 01 5,800 AMERICAN GENERAL CORP COMMON 026351106 3 50 SH DEFINED 01 50 AMERICAN GENERAL CORP COMMON 026351106 304 4,325 SH DEFINED 01 4,325 AMERICAN HOME PRODUCTS CORP COMMON 026609107 590 9,050 SH DEFINED 01 9,050 AMERICAN HOME PRODUCTS CORP COMMON 026609107 176 2,700 SH DEFINED 01 2,700 AMERICAN INTERNATIONAL GROUP COMMON 026874107 679 5,634 SH DEFINED 01 5,634 AMERICAN STANDARD COMPANIES COMMON 029712106 256 7,464 SH DEFINED 01 7,464 AMERICAN STORES CO NEW COMMON 030096101 33 1,000 SH DEFINED 01 1,000 AMERIQUEST TECHNOLOGIES INC COMMON 03070P103 11,900 SH DEFINED 01 11,900 AMERITECH CORP NEW COMMON 030954101 4 70 SH DEFINED 01 70 AMERITECH CORP NEW COMMON 030954101 1,461 25,365 SH DEFINED 01 25,365 AMGEN INC COMMON 031162100 359 4,800 SH DEFINED 01 4,800 AMGEN INC COMMON 031162100 388 5,185 SH DEFINED 01 5,185 ***A WTS AMPAL AMERICAN ISRAEL WARRANT 032015125 4 137,900 SH DEFINED 01 137,900 ANALOG DEVICES INC COMMON 032654105 213 7,164 SH DEFINED 01 7,164 ANDREW CORP COMMON 034425108 202 16,457 SH DEFINED 01 16,457 ANHEUSER BUSCH COMPANIES INC COMMON 035229103 41 550 SH DEFINED 01 550 ANHEUSER BUSCH COMPANIES INC COMMON 035229103 513 6,748 SH DEFINED 01 6,748 APACHE MEDICAL SYSTEMS INC COMMON 03746E102 14 10,850 SH DEFINED 01 10,850 APARTMENT INVESTMENT & REIT 03748R101 90 2,500 SH DEFINED 01 2,500 APARTMENT INVESTMENT & REIT 03748R101 298 8,243 SH DEFINED 01 8,243 ***APCO ARGENTINA INC (CAYMEN COMMON 037489101 5,898 413,925 SH DEFINED 01 413,925 APPLE COMPUTER INC COMMON 037833100 237 6,615 SH DEFINED 01 6,615 APPLIED ANALYTICAL INDUSTRIES COMMON 037939105 29 2,700 SH DEFINED 01 2,700 APPLIED ANALYTICAL INDUSTRIES COMMON 037939105 611 55,576 SH DEFINED 01 55,576 APPLIED MAGNETICS CORP COMMON 038213104 212 50,700 SH DEFINED 01 50,700 APPLIED MATERIALS INC COMMON 038222105 581 9,433 SH DEFINED 01 9,433 APPLIED MATERIALS INC COMMON 038222105 375 6,092 SH DEFINED 01 6,092 APPLIED POWER INC-CL A CLASSA 038225108 591 21,700 SH DEFINED 01 21,700 ARDEN REALTY INC COMMON 039793104 11 500 SH DEFINED 01 500 ARDEN REALTY INC COMMON 039793104 249 11,214 SH DEFINED 01 11,214 ASCEND COMMUNICATIONS INC COMMON 043491109 61 733 SH DEFINED 01 733 ***ASHANTI GOLDFIELDS CO LTD COMMON 043743202 112 12,900 SH DEFINED 01 12,900 ASSISTED LIVINGS CONCEPTS INC CBONDCNV 04543LAD1 108 202,000 SH DEFINED 01 202,000 ASSOCIATES FIRST CAPITAL CORP COMMON 046008108 3 68 SH DEFINED 01 68 ASSOCIATES FIRST CAPITAL CORP COMMON 046008108 245 5,457 SH DEFINED 01 5,457 ASTORIA FINANCIAL CORP COMMON 046265104 833 16,672 SH DEFINED 01 16,672 ***ASTRA AB-SPONSORED ADR ADR 046298105 9 418 SH DEFINED 01 418 ***ASTRA AB-SPONSORED ADR ADR 046298105 176 7,701 SH DEFINED 01 7,701 AVNET INC COMMON 053807103 722 19,673 SH DEFINED 01 19,673 AVON PRODUCTS INC COMMON 054303102 1,666 35,400 SH DEFINED 01 35,400 AXIOM INC COMMON 054603105 11 10,000 SH DEFINED 01 10,000 ***B & H OCEAN CARRIERS LTD COMMON 055090104 81 40,736 SH DEFINED 01 40,736 BAKER HUGHES INC COMMON 057224107 569 23,440 SH DEFINED 01 23,440 ***BANCO BILBAO VIZCAYA SA ADR 059458208 183 12,500 SH DEFINED 01 12,500 ***BANCO RIO DE LA PLATA SA ADR 059644104 181 18,869 SH DEFINED 01 18,869 ***BANK OF TOKYO-MITSUBISHI ADR 065379109 140 10,000 SH DEFINED 01 10,000 ***BANK OF TOKYO-MITSUBISHI ADR 065379109 2 200 SH DEFINED 01 200 BANKERS TRUST CORP COMMON 066365107 22 260 SH DEFINED 01 260 ***BARRICK GOLD CORP COMMON 067901108 772 45,300 SH DEFINED 01 45,300 BARR LABORATORIES INC COMMON 068306109 332 10,900 SH DEFINED 01 10,900 WTS BASIX CORP-$0.40 WARRANT 070121116 37,931 SH DEFINED 01 37,931 BATTLE MOUNTAIN GOLD CO COMMON 071593107 78 28,619 SH DEFINED 01 28,619 BAXTER INTERNATIONAL INC COMMON 071813109 699 10,600 SH DEFINED 01 10,600 BECTON DICKINSON & CO COMMON 075887109 222 5,800 SH DEFINED 01 5,800 BED BATH & BEYOND INC COMMON 075896100 441 12,107 SH DEFINED 01 12,107 BEDFORD PROPERTY INVESTORS INC COMMON 076446301 95 6,500 SH DEFINED 01 6,500 BEDFORD PROPERTY INVESTORS INC COMMON 076446301 97 6,682 SH DEFINED 01 6,682 BELL ATLANTIC CORP COMMON 077853109 3 75 SH DEFINED 01 75 BELL ATLANTIC CORP COMMON 077853109 1,651 31,956 SH DEFINED 01 31,956 BELLSOUTH CORP COMMON 079860102 556 13,900 SH DEFINED 01 13,900 BERKSHIRE HATHAWAY INC-DEL COMMON 084670108 6,189 619 SH DEFINED 01 619 BERKSHIRE HATHAWAY INC-DEL COMMON 084670207 23 10 SH DEFINED 01 10 BERKSHIRE HATHAWAY INC-DEL COMMON 084670207 1,965 836 SH DEFINED 01 836 BERKSHIRE REALTY CO INC REIT 084710102 128 11,500 SH DEFINED 01 11,500 BERKSHIRE REALTY CO INC REIT 084710102 120 10,753 SH DEFINED 01 10,753 BEST BUY COMPANY INC COMMON 086516101 31 600 SH DEFINED 01 600 BEST BUY COMPANY INC COMMON 086516101 470 9,055 SH DEFINED 01 9,055 BEVERLY ENTERPRISES INC NEW COMMON 087851309 146 28,618 SH DEFINED 01 28,618 BILLING CONCEPTS CORP COMMON 090063108 17 1,500 SH DEFINED 01 1,500 BILLING CONCEPTS CORP COMMON 090063108 598 50,414 SH DEFINED 01 50,414 BINDLEY WESTERN INDUSTRY INC COMMON 090324104 231 8,100 SH DEFINED 01 8,100 BIOGEN INC COMMON 090597105 88 770 SH DEFINED 01 770 BIOGEN INC COMMON 090597105 1,581 13,831 SH DEFINED 01 13,831 BIOPOOL INTERNATIONAL INC COMMON 090649104 30 40,000 SH DEFINED 01 40,000 BIRMINGHAM STEEL CORP COMMON 091250100 1,501 381,400 SH DEFINED 01 381,400 BLACKROCK NEW JERSEY INVT COMMON 09247C107 342 22,800 SH DEFINED 01 22,800 BLACKROCK 1999 TERM TRUST INC COMMON 09247T100 2,912 293,100 SH DEFINED 01 293,100 BLACKROCK 2001 TERM TRUST INC COMMON 092477108 19,070 2,118,900 SH DEFINED 01 2,118,900 BOEING CO COMMON 097023105 476 14,021 SH DEFINED 01 14,021 BOEING CO COMMON 097023105 816 24,000 SH DEFINED 01 24,000 BOSTON PROPERTIES INC COMMON 101121101 2,834 89,643 SH DEFINED 01 89,643 ***BOUYGUES OFFSHORE SA ADR 102112109 137 10,000 SH DEFINED 01 10,000 BOWNE & CO INC COMMON 103043105 262 22,500 SH DEFINED 01 22,500 BRISTOL MYERS SQUIBB CO COMMON 110122108 8 130 SH DEFINED 01 130 BRISTOL MYERS SQUIBB CO COMMON 110122108 8,878 138,450 SH DEFINED 01 138,450 ***BRITISH SKY BROADCASTING ADR 111013108 2,286 44,608 SH DEFINED 01 44,608 BRYLANE INC COMMON 117661108 12,129 500,200 SH DEFINED 01 500,200 BUCKEYE PARTNERS LP COMMON 118230101 272 10,000 SH DEFINED 01 10,000 BURLINGTON NORTHERN SANTA FE COMMON 12189T104 216 6,600 SH DEFINED 01 6,600 BURNHAM PACIFIC PROPERTIES INC REIT 12232C108 77 7,500 SH DEFINED 01 7,500 BURNHAM PACIFIC PROPERTIES INC REIT 12232C108 91 8,810 SH DEFINED 01 8,810 CBS CORP COMMON 12490K107 303 7,426 SH DEFINED 01 7,426 CD RADIO INC COMMON 125127100 2,808 108,000 SH DEFINED 01 108,000 CHS ELECTRONICS INC NEW COMMON 12542A206 802 251,700 SH DEFINED 01 251,700 CIT GROUP INC-CL A COMMON 125577106 706 23,100 SH DEFINED 01 23,100 CKE RESTAURANTS INC COMMON 12561E105 205 10,400 SH DEFINED 01 10,400 CML GROUP INC COMMON 125820100 50,000 SH DEFINED 01 50,000 CMS ENERGY CORP COMMON 125896100 231 5,745 SH DEFINED 01 5,745 CSX CORP COMMON 126408103 242 6,240 SH DEFINED 01 6,240 ***CABLE & WIRELESS PLC ADR 126830207 1,495 40,495 SH DEFINED 01 40,495 CADENCE DESIGN SYSTEMS INC COMMON 127387108 257 9,991 SH DEFINED 01 9,991 CAMBRIDGE TECHNOLOGY PARTNERS COMMON 132524109 1,554 112,000 SH DEFINED 01 112,000 CAMBRIDGE TECHNOLOGY PARTNERS COMMON 132524109 39 2,815 SH DEFINED 01 2,815 CAMDEN PROPERTY TRUST-SBI REIT 133131102 236 9,538 SH DEFINED 01 9,538 CAPSTEAD MORTGAGE CORP-$1.26 PREFCONV 14067E308 518 43,000 SH DEFINED 01 43,000 CAPSTEAD MORTGAGE CORP REIT 14067E100 20,360 3,788,000 SH DEFINED 01 3,788,000 CAPSTAR HOTEL CORP CBONDCNV 140918AC7 255 357,000 SH DEFINED 01 357,000 CARDINAL HEALTH INC COMMON 14149Y108 442 6,710 SH DEFINED 01 6,710 CARLISLE COMPANIES INC COMMON 142339100 816 17,473 SH DEFINED 01 17,473 CARRAMERICA REALTY CORP COMMON 144418100 19 900 SH DEFINED 01 900 CARRAMERICA REALTY CORP COMMON 144418100 201 9,126 SH DEFINED 01 9,126 CATELLUS DEVELOPMENT CORP COMMON 149111106 140 10,500 SH DEFINED 01 10,500 CATERPILLAR INC COMMON 149123101 236 5,150 SH DEFINED 01 5,150 CATERPILLAR INC COMMON 149123101 238 5,200 SH DEFINED 01 5,200 CENDANT CORP COMMON 151313103 67 4,250 SH DEFINED 01 4,250 CENDANT CORP COMMON 151313103 3,321 208,377 SH DEFINED 01 208,377 CENTEX CONSTRUCTION PRODUCTS COMMON 15231R109 608 17,493 SH DEFINED 01 17,493 CENTOCOR INC COMMON 152342101 18 500 SH DEFINED 01 500 CENTOCOR INC COMMON 152342101 487 13,206 SH DEFINED 01 13,206 CHARTER ONE FINANCIAL INC COMMON 160903100 252 8,764 SH DEFINED 01 8,764 CHASE MANHATTAN CORP NEW COMMON 16161A108 245 3,012 SH DEFINED 01 3,012 CHASE MANHATTAN CORP NEW COMMON 16161A108 20,351 250,100 SH DEFINED 01 250,100 CHESAPEAKE CORP COMMON 165159104 484 17,855 SH DEFINED 01 17,855 CHEVRON CORP COMMON 166751107 621 7,000 SH DEFINED 01 7,000 CHIRON CORP COMMON 170040109 1,356 61,847 SH DEFINED 01 61,847 CHROMATICS COLOR SCIENCES COMMON 171116304 103 12,500 SH DEFINED 01 12,500 CISCO SYSTEMS INC COMMON 17275R102 3,947 36,030 SH DEFINED 01 36,030 CISCO SYSTEMS INC COMMON 17275R102 10,009 91,360 SH DEFINED 01 91,360 CINTAS CORP COMMON 172908105 330 5,048 SH DEFINED 01 5,048 CITRIX SYSTEMS INC COMMON 177376100 153 4,029 SH DEFINED 01 4,029 CLEAR CHANNEL COMMUNICATIONS COMMON 184502102 1,000 14,915 SH DEFINED 01 14,915 CLEAR CHANNEL COMMUNICATIONS COMMON 184502102 26 400 SH DEFINED 01 400 CLOSURE MEDICAL CORP COMMON 189093107 843 22,200 SH DEFINED 01 22,200 CLOSURE MEDICAL CORP COMMON 189093107 23 626 SH DEFINED 01 626 COCA COLA CO COMMON 191216100 2,723 44,380 SH DEFINED 01 44,380 COCA COLA CO COMMON 191216100 1,810 29,500 SH DEFINED 01 29,500 COCA COLA ENTERPRISES INC COMMON 191219104 293 9,719 SH DEFINED 01 9,719 COLONIAL PROPERTIES TRUST PREFERED 195872205 855 38,000 SH DEFINED 01 38,000 COLONIAL PROPERTIES TRUST REIT 195872106 255 10,000 SH DEFINED 01 10,000 COLONIAL PROPERTIES TRUST REIT 195872106 129 5,071 SH DEFINED 01 5,071 COMMERCE GROUP INC-MASS COMMON 200641108 255 10,400 SH DEFINED 01 10,400 COMMSCOPE INC COMMON 203372107 600 28,666 SH DEFINED 01 28,666 ***COMPANHIA PARANAENSE DE ADR 20441B407 193 25,800 SH DEFINED 01 25,800 ***COMPANIA DE TELECOMUNICACI- ADR 204449300 321 13,655 SH DEFINED 01 13,655 COMPASS BANCSHARES INC COMMON 20449H109 1,394 40,411 SH DEFINED 01 40,411 COMPAQ COMPUTER CORP COMMON 204493100 1,207 38,119 SH DEFINED 01 38,119 COMPAQ COMPUTER CORP COMMON 204493100 524 16,541 SH DEFINED 01 16,541 COMPUSA INC COMMON 204932107 84 12,100 SH DEFINED 01 12,100 COMPUTER MARKETPLACE INC NEW COMMON 205216302 19 16,304 SH DEFINED 01 16,304 COMVERSE TECHNOLOGY INC NEW COMMON 205862402 1,314 15,469 SH DEFINED 01 15,469 COMVERSE TECHNOLOGY INC NEW COMMON 205862402 186 2,196 SH DEFINED 01 2,196 COMVERSE TECHNOLOGY INC CBONDCNV 205862AE5 2,609 1,380,000 SH DEFINED 01 1,380,000 CONAGRA INC COMMON 205887102 20 814 SH DEFINED 01 814 CONAGRA INC COMMON 205887102 3,428 133,800 SH DEFINED 01 133,800 ***CONCORDIA PAPER HOLDINGS ADR 206575102 20 50,390 SH DEFINED 01 50,390 COOPER CAMERON CORP COMMON 216640102 582 17,200 SH DEFINED 01 17,200 CORNERSTONE PROPERTIES INC COMMON 21922H103 124 8,500 SH DEFINED 01 8,500 CORNERSTONE PROPERTIES INC COMMON 21922H103 249 17,085 SH DEFINED 01 17,085 CORNERSTONE REALTY INCOME COMMON 21922V102 118 11,195 SH DEFINED 01 11,195 ***CORTECS PLC-SPONSORED ADR ADR 220512206 15 10,500 SH DEFINED 01 10,500 COX RADIO INC-CL A CLASSA 224051102 256 5,000 SH DEFINED 01 5,000 CRESCENDO PHARMACEUTICALS CORP COMMON 225637107 15 1,060 SH DEFINED 01 1,060 CRESCENT REAL ESTATE EQUITIES REIT 225756105 347 16,181 SH DEFINED 01 16,181 D R HORTON INC COMMON 23331A109 3,104 185,351 SH DEFINED 01 185,351 D R HORTON INC COMMON 23331A109 95 5,700 SH DEFINED 01 5,700 DANAHER CORP COMMON 235851102 1,056 20,219 SH DEFINED 01 20,219 DANAHER CORP COMMON 235851102 64 1,240 SH DEFINED 01 1,240 DAYTON HUDSON CORP COMMON 239753106 339 5,100 SH DEFINED 01 5,100 DELL COMPUTER CORP COMMON 247025109 747 18,284 SH DEFINED 01 18,284 DELPHI FINANCIAL GROUP INC CLASS 247131105 206 6,100 SH DEFINED 01 6,100 DELTA & PINE LAND CO COMMON 247357106 15 500 SH DEFINED 01 500 DELTA & PINE LAND CO COMMON 247357106 1,245 40,500 SH DEFINED 01 40,500 DEVELOPERS DIVERSIFIED REALTY REIT 251591103 167 11,728 SH DEFINED 01 11,728 DIAMOND OFFSHORE DRILLING INC CBONDCNV 25271CAA0 247 240,000 SH DEFINED 01 240,000 WALT DISNEY CO HOLDING CO COMMON 254687106 155 5,000 SH DEFINED 01 5,000 WALT DISNEY CO HOLDING CO COMMON 254687106 3,588 115,300 SH DEFINED 01 115,300 DOW CHEMICAL CO COMMON 260543103 2 25 SH DEFINED 01 25 DOW CHEMICAL CO COMMON 260543103 31,231 335,150 SH DEFINED 01 335,150 E I DU PONT DE NEMOURS & CO COMMON 263534109 348 6,000 SH DEFINED 01 6,000 E I DU PONT DE NEMOURS & CO COMMON 263534109 334 5,762 SH DEFINED 01 5,762 DUKE REALTY INVESTMENTS INC REIT 264411505 266 12,392 SH DEFINED 01 12,392 DYNATRONICS CORP COMMON 268157104 88 55,600 SH DEFINED 01 55,600 EMC CORP-MASS COMMON 268648102 61 480 SH DEFINED 01 480 EMC CORP-MASS COMMON 268648102 1,356 10,615 SH DEFINED 01 10,615 E TRADE GROUP INC COMMON 269246104 302 5,181 SH DEFINED 01 5,181 EARTHGRAINS CO COMMON 270319106 337 15,200 SH DEFINED 01 15,200 EASTMAN KODAK CO COMMON 277461109 466 7,300 SH DEFINED 01 7,300 ECHOSTAR COMMUNICATIONS CORP COMMON 278762109 13,586 166,450 SH DEFINED 01 166,450 ***ELAN CORP PLC-ADR ADR 284131208 2,092 30,000 SH DEFINED 01 30,000 ELECTRIC LIGHTWAVE INC-CL A COMMON 284895109 91 10,000 SH DEFINED 01 10,000 ELECTRIC LIGHTWAVE INC-CL A COMMON 284895109 6 761 SH DEFINED 01 761 EMERSON ELECTRIC CO COMMON 291011104 2 55 SH DEFINED 01 55 EMERSON ELECTRIC CO COMMON 291011104 240 4,550 SH DEFINED 01 4,550 ***EMPRESA NACIONAL DE ELECTR- ADR 29244T101 296 21,100 SH DEFINED 01 21,100 ***EMPRESAS ICA SOCIEDAD CONT- ADR 292448107 300 57,312 SH DEFINED 01 57,312 ***EMPRESAS LA MODERNA SA DE ADR 292449105 220 9,269 SH DEFINED 01 9,269 ENRON CORP COMMON 293561106 411 6,400 SH DEFINED 01 6,400 ENTERTAINMENT PROPERTIES TRUST COMMON 29380T105 155 9,000 SH DEFINED 01 9,000 ENTERTAINMENT PROPERTIES TRUST COMMON 29380T105 27 1,585 SH DEFINED 01 1,585 ENTREMED INC COMMON 29382F103 718 34,000 SH DEFINED 01 34,000 EQUITY INNS INC REIT 294703103 88 10,418 SH DEFINED 01 10,418 EQUITY OFFICE PROPERTIES TRUST COMMON 294741103 20 806 SH DEFINED 01 806 EQUITY OFFICE PROPERTIES TRUST COMMON 294741103 880 34,718 SH DEFINED 01 34,718 EQUITY OFFICE PROPERTIES TRUST PREFERED 294741202 237 9,000 SH DEFINED 01 9,000 EQUITY RESIDENTIAL PPTYS TRUST COMMON 29476L883 1,404 60,900 SH DEFINED 01 60,900 EQUITY RESIDENTIAL PROPERTIES REIT 29476L107 726 17,614 SH DEFINED 01 17,614 ***ESPIRITO SANTO FINANCIAL ADR 29665F200 203 12,900 SH DEFINED 01 12,900 ESTERLINE TECHNOLOGIES CORP COMMON 297425100 226 17,500 SH DEFINED 01 17,500 EVEREST REINSURANCE HOLDINGS COMMON 299808105 489 15,709 SH DEFINED 01 15,709 EXCITE INC COMMON 300904109 1 11 SH DEFINED 01 11 EXXON CORP COMMON 302290101 38 550 SH DEFINED 01 550 EXXON CORP COMMON 302290101 3,402 48,225 SH DEFINED 01 48,225 FDX CORP COMMON 31304N107 697 7,500 SH DEFINED 01 7,500 FDX CORP COMMON 31304N107 20 220 SH DEFINED 01 220 FREDDIE MAC-VOTING COMMON COMMON 313400301 303 5,300 SH DEFINED 01 5,300 FANNIE MAE COMMON 313586109 1,686 24,350 SH DEFINED 01 24,350 FANNIE MAE COMMON 313586109 143 2,069 SH DEFINED 01 2,069 C WTS FEDERATED DEPARTMENT WARRANT 31410H119 153 10,000 SH DEFINED 01 10,000 FINANCIAL SECURITY ASSURANCE COMMON 31769P100 208 4,200 SH DEFINED 01 4,200 FINOVA GROUP INC COMMON 317928109 204 3,946 SH DEFINED 01 3,946 FIRST AMERICAN FINANCIAL CORP COMMON 318522307 189 11,980 SH DEFINED 01 11,980 FIRST TENNESSEE NATIONAL CORP COMMON 337162101 303 8,300 SH DEFINED 01 8,300 FIRST UNION CORP COMMON 337358105 6 125 SH DEFINED 01 125 FIRST UNION CORP COMMON 337358105 784 14,683 SH DEFINED 01 14,683 FISERV INC COMMON 337738108 214 4,006 SH DEFINED 01 4,006 FLEET FINANCIAL GROUP INC NEW COMMON 338915101 255 6,800 SH DEFINED 01 6,800 FLEMING COMPANIES INC COMMON 339130106 99 11,618 SH DEFINED 01 11,618 FLUSHING FINANCIAL CORP COMMON 343873105 214 15,031 SH DEFINED 01 15,031 FORD MOTOR CO COMMON 345370100 7 130 SH DEFINED 01 130 FORD MOTOR CO COMMON 345370100 990 17,466 SH DEFINED 01 17,466 FORE SYSTEMS INC COMMON 345449102 94 5,000 SH DEFINED 01 5,000 FORE SYSTEMS INC COMMON 345449102 188 9,986 SH DEFINED 01 9,986 FOREST LABORATORIES INC COMMON 345838106 1,370 24,303 SH DEFINED 01 24,303 FREEPORT MCMORAN COPPER & GOLD COMMON 35671D857 238 21,900 SH DEFINED 01 21,900 FRONTIER CORP COMMON 35906P105 15 300 SH DEFINED 01 300 GTE CORP COMMON 362320103 648 10,717 SH DEFINED 01 10,717 GALILEO INTERNATIONAL INC COMMON 363547100 1,161 24,000 SH DEFINED 01 24,000 ***GENENTECH INCORP CV CBOND 368710AA7 23 20,000 SH DEFINED 01 20,000 GENERAL ELECTRIC CO COMMON 369604103 248 2,250 SH DEFINED 01 2,250 GENERAL ELECTRIC CO COMMON 369604103 4,004 36,195 SH DEFINED 01 36,195 GENERAL MOTORS CORP COMMON 370442105 939 10,800 SH DEFINED 01 10,800 GENESYS TELECOMMUNICATIONS COMMON 371931106 151 10,049 SH DEFINED 01 10,049 GENSIA SICOR INC COMMON 372450106 200 71,330 SH DEFINED 01 71,330 GENSIA SICOR INC-$3.75 CONV PREFCONV 372450205 2,156 85,000 SH DEFINED 01 85,000 GENZYME CORP-GENERAL DIVISION COMMON 372917104 100 2,000 SH DEFINED 01 2,000 GENZYME CORP-GENERAL DIVISION COMMON 372917104 789 15,658 SH DEFINED 01 15,658 GEOTEK COMMUNICATIONS INC COMMON 373654102 2 143,307 SH DEFINED 01 143,307 GETCHELL GOLD CORP COMMON 374265106 70 2,700 SH DEFINED 01 2,700 GILLETTE CO COMMON 375766102 208 3,500 SH DEFINED 01 3,500 GILLETTE CO COMMON 375766102 1,533 25,800 SH DEFINED 01 25,800 ***GLAXO WELLCOME PLC ADR 37733W105 3,842 57,400 SH DEFINED 01 57,400 GLOBAL MARINE INC NEW COMMON 379352404 129 10,982 SH DEFINED 01 10,982 GOLDEN STATE BANCORP INC COMMON 381197102 75 3,410 SH DEFINED 01 3,410 GOLDEN STATE BANCORP INC COMMON 381197102 393 17,700 SH DEFINED 01 17,700 GOLDEN WEST FINANCIAL CORP-DEL COMMON 381317106 315 3,300 SH DEFINED 01 3,300 GOODYEAR TIRE & RUBBER CO COMMON 382550101 249 5,000 SH DEFINED 01 5,000 GOODYEAR TIRE & RUBBER CO COMMON 382550101 9 200 SH DEFINED 01 200 GREAT LAKES REIT INC COMMON 390752103 87 6,000 SH DEFINED 01 6,000 GREAT LAKES REIT INC COMMON 390752103 81 5,593 SH DEFINED 01 5,593 GREENPOINT FINANCIAL CORP COMMON 395384100 233 6,718 SH DEFINED 01 6,718 ***GRUPO IUSACELL SA DE CV ADR 40049W306 720 90,000 SH DEFINED 01 90,000 GULFSTREAM AEROSPACE CORP NEW COMMON 402734107 883 20,364 SH DEFINED 01 20,364 HANOVER DIRECT INC COMMON 410783104 196 70,000 SH DEFINED 01 70,000 ***HANSON PLC-SPONSORED ADR ADR 411352404 10 243 SH DEFINED 01 243 ***HANSON PLC-SPONSORED ADR ADR 411352404 743 16,900 SH DEFINED 01 16,900 HARLEY DAVIDSON INC COMMON 412822108 16 280 SH DEFINED 01 280 HARLEY DAVIDSON INC COMMON 412822108 392 6,846 SH DEFINED 01 6,846 HARTFORD FINANCIAL SERVICES COMMON 416515104 193 3,400 SH DEFINED 01 3,400 HARTFORD FINANCIAL SERVICES COMMON 416515104 91 1,619 SH DEFINED 01 1,619 HEALTH MANAGEMENT ASSOCIATES CLASSA 421933102 201 16,564 SH DEFINED 01 16,564 HEARST-ARGYLE TELEVISION INC COMMON 422317107 568 23,098 SH DEFINED 01 23,098 ***H J HEINZ CO COMMON 423074103 324 6,859 SH DEFINED 01 6,859 HERTZ CORP-CL A COMMON 428040109 328 6,140 SH DEFINED 01 6,140 HEWLETT PACKARD CO COMMON 428236103 310 4,580 SH DEFINED 01 4,580 HEWLETT PACKARD CO COMMON 428236103 734 10,825 SH DEFINED 01 10,825 HIBERNIA CORP-CL A CLASSA 428656102 220 16,746 SH DEFINED 01 16,746 ***HILTON HOTELS CORP CBOND 432848AL3 127 136,000 SH DEFINED 01 136,000 HOLLINGER INTERNATIONAL INC COMMON 435569108 466 34,400 SH DEFINED 01 34,400 HOME DEPOT INC COMMON 437076102 249 4,000 SH DEFINED 01 4,000 HOME DEPOT INC COMMON 437076102 143 2,300 SH DEFINED 01 2,300 HOMESTAKE MINING CO COMMON 437614100 295 34,300 SH DEFINED 01 34,300 HONEYWELL INC COMMON 438506107 492 6,500 SH DEFINED 01 6,500 HONEYWELL INC COMMON 438506107 227 3,000 SH DEFINED 01 3,000 HOUSEHOLD INTERNATIONAL INC COMMON 441815107 10,576 231,813 SH DEFINED 01 231,813 ***HURRICANE HYDROCARBONS LTD CLASSA 44779E106 21 34,220 SH DEFINED 01 34,220 HUTCHINSON TECHNOLOGY INC COMMON 448407106 43 1,750 SH DEFINED 01 1,750 HYPERCOM CORP COMMON 44913M105 17 2,700 SH DEFINED 01 2,700 HYPERCOM CORP COMMON 44913M105 668 104,900 SH DEFINED 01 104,900 IMC GLOBAL INC COMMON 449669100 217 10,655 SH DEFINED 01 10,655 IXC COMMUNICATIONS INC COMMON 450713102 557 12,160 SH DEFINED 01 12,160 IKON OFFICE SOLUTIONS INC COMMON 451713101 170 13,275 SH DEFINED 01 13,275 IKON OFFICE SOLUTIONS INC COMMON 451713101 21 1,640 SH DEFINED 01 1,640 ILLINOVA CORP COMMON 452317100 511 24,140 SH DEFINED 01 24,140 ILLINOVA CORP COMMON 452317100 963 45,464 SH DEFINED 01 45,464 INDUS INTERNATIONAL INC COMMON 45578L100 14,173 3,193,771SH DEFINED 01 3,193,771 INDUS INTERNATIONAL INC COMMON 45578L100 99 22,498 SH DEFINED 01 22,498 INFORMIX CORP COMMON 456779107 170 23,100 SH DEFINED 01 23,100 INHALE THERAPEUTIC SYSTEMS INC COMMON 457191104 366 13,500 SH DEFINED 01 13,500 INHALE THERAPEUTIC SYSTEMS INC COMMON 457191104 43 1,604 SH DEFINED 01 1,604 INNKEEPERS USA TRUST-SBI REIT 4576J0104 96 10,400 SH DEFINED 01 10,400 INNKEEPERS USA TRUST-SBI REIT 4576J0104 88 9,459 SH DEFINED 01 9,459 INTEGRATED SECURITY SYSTEMS COMMON 45812J101 529 529,000 SH DEFINED 01 529,000 INTEL CORP COMMON 458140100 142 1,200 SH DEFINED 01 1,200 INTEL CORP COMMON 458140100 2,152 18,104 SH DEFINED 01 18,104 INTERIM SERVICES INC COMMON 45868P100 387 25,800 SH DEFINED 01 25,800 INTERMEDIA COMMUNICATIONS INC COMMON 458801107 862 32,411 SH DEFINED 01 32,411 INTERNATIONAL BUSINESS COMMON 459200101 129 730 SH DEFINED 01 730 INTERNATIONAL BUSINESS COMMON 459200101 1,598 9,020 SH DEFINED 01 9,020 INTL FAST FOOD CORP COMMON 45950Q107 16 30,636 SH DEFINED 01 30,636 INTERNATIONAL HOME FOODS INC COMMON 459655106 16 1,000 SH DEFINED 01 1,000 INTERNATIONAL HOME FOODS INC COMMON 459655106 183 11,400 SH DEFINED 01 11,400 INTL GAME TECHNOLOGY COMMON 459902102 442 30,237 SH DEFINED 01 30,237 INTERNATIONAL PAPER CO COMMON 460146103 1,173 27,819 SH DEFINED 01 27,819 INTIMATE BRANDS INC-CL A COMMON 461156101 13,855 287,900 SH DEFINED 01 287,900 INTUIT INC COMMON 461202103 905 8,899 SH DEFINED 01 8,899 IVAX CORP COMMON 465823102 534 45,255 SH DEFINED 01 45,255 JPM CO COMMON 465933109 92 8,500 SH DEFINED 01 8,500 JPM CO COMMON 465933109 33 3,060 SH DEFINED 01 3,060 JACOR COMMUNICATIONS INC CLASSA 469858401 33 435 SH DEFINED 01 435 JOHNSON & JOHNSON COMMON 478160104 233 2,500 SH DEFINED 01 2,500 JOHNSON & JOHNSON COMMON 478160104 1,203 12,870 SH DEFINED 01 12,870 K N ENERGY INC COMMON 482620101 11,822 592,946 SH DEFINED 01 592,946 KANSAS CITY SOUTHERN INDS INC COMMON 485170104 338 5,937 SH DEFINED 01 5,937 KELLOGG CO COMMON 487836108 169 5,000 SH DEFINED 01 5,000 KELLOGG CO COMMON 487836108 60 1,800 SH DEFINED 01 1,800 KIMBERLY CLARK CORP COMMON 494368103 7 160 SH DEFINED 01 160 KIMBERLY CLARK CORP COMMON 494368103 1,353 28,238 SH DEFINED 01 28,238 KIMCO REALTY CORP REIT 49446R109 315 8,554 SH DEFINED 01 8,554 KNOLL INC COMMON 498904101 36 1,500 SH DEFINED 01 1,500 *** KOREA ELECTRIC POWER CORP CBONDCNV 500631AF3 463 500,000 SH DEFINED 01 500,000 ***KOREA FUND INC COMMON 500634100 309 30,000 SH DEFINED 01 30,000 KROGER CO COMMON 501044101 461 7,700 SH DEFINED 01 7,700 LTX CORP COMMON 502392103 263 54,782 SH DEFINED 01 54,782 LEAR CORP COMMON 521865105 76 1,800 SH DEFINED 01 1,800 LEAR CORP COMMON 521865105 428 10,046 SH DEFINED 01 10,046 LEATHER FACTORY INC COMMON 522126101 14 32,672 SH DEFINED 01 32,672 LEGATO SYSTEMS INC COMMON 524651106 975 18,900 SH DEFINED 01 18,900 LEGATO SYSTEMS INC COMMON 524651106 106 2,067 SH DEFINED 01 2,067 LEGGETT & PLATT INC COMMON 524660107 286 14,337 SH DEFINED 01 14,337 LEXMARK INTERNATIONAL GROUP COMMON 529771107 23 210 SH DEFINED 01 210 LEXMARK INTERNATIONAL GROUP COMMON 529771107 721 6,446 SH DEFINED 01 6,446 LIBERTY PROPERTY TRUST-SBI REIT 531172104 62 3,000 SH DEFINED 01 3,000 LIBERTY PROPERTY TRUST-SBI REIT 531172104 242 11,668 SH DEFINED 01 11,668 ELI LILLY & CO COMMON 532457108 114 1,350 SH DEFINED 01 1,350 ELI LILLY & CO COMMON 532457108 1,128 13,300 SH DEFINED 01 13,300 LIMITED INC COMMON 532716107 238 6,019 SH DEFINED 01 6,019 LINCOLN NATIONAL CORP-IND COMMON 534187109 355 3,600 SH DEFINED 01 3,600 LINEAR TECHNOLOGY CORP COMMON 535678106 384 7,500 SH DEFINED 01 7,500 LOCKHEED MARTIN CORP COMMON 539830109 192 5,102 SH DEFINED 01 5,102 LOCKHEED MARTIN CORP COMMON 539830109 226 6,004 SH DEFINED 01 6,004 LOEHMANNS INC NEW COMMON 540417102 14 12,425 SH DEFINED 01 12,425 LOEHMANNS INC NEW COMMON 540417102 3 2,826 SH DEFINED 01 2,826 ***LOEWEN GROUP INC COMMON 54042L100 2 1,500 SH DEFINED 01 1,500 LONE STAR INDUSTRIES INC NEW COMMON 542290408 303 9,800 SH DEFINED 01 9,800 LOWES COMPANIES INC COMMON 548661107 7 125 SH DEFINED 01 125 LOWES COMPANIES INC COMMON 548661107 255 4,225 SH DEFINED 01 4,225 LUCENT TECHNOLOGIES INC COMMON 549463107 59 554 SH DEFINED 01 554 LUCENT TECHNOLOGIES INC COMMON 549463107 2,949 27,310 SH DEFINED 01 27,310 MBNA CORP COMMON 55262L100 120 5,062 SH DEFINED 01 5,062 MBNA CORP COMMON 55262L100 345 14,467 SH DEFINED 01 14,467 MCN ENERGY GROUP INC COMMON 55267J100 422 26,282 SH DEFINED 01 26,282 MGIC INVESTMENT CORP-WISC COMMON 552848103 1,963 56,000 SH DEFINED 01 56,000 MACK-CALI REALTY CORP COMMON 554489104 301 10,261 SH DEFINED 01 10,261 MAGNA INTERNATIONAL INC CBONDCNV 559222AE4 1,754 1,579,000SH DEFINED 01 1,579,000 MAGNA INTERNATIONAL INC CBONDCNV 559222AF1 49 50,000 SH DEFINED 01 50,000 ***MAGNA INTERNATIONAL INC CLASSA 559222401 301 5,200 SH DEFINED 01 5,200 MARSHALL & ILSLEY CORP COMMON 571834100 274 4,957 SH DEFINED 01 4,957 MASSMUTUAL PARTICIPATION COMMON 576299101 312 26,000 SH DEFINED 01 26,000 MAXIM INTERGRATED PRODUCTS INC COMMON 57772K101 1,760 32,526 SH DEFINED 01 32,526 MAY DEPARTMENT STORES CO COMMON 577778103 269 6,885 SH DEFINED 01 6,885 MAYTAG CORP COMMON 578592107 356 5,900 SH DEFINED 01 5,900 MCDONALDS CORP COMMON 580135101 217 4,800 SH DEFINED 01 4,800 MCDONALDS CORP COMMON 580135101 110 2,440 SH DEFINED 01 2,440 MEDCO RESEARCH INC COMMON 584059109 304 11,700 SH DEFINED 01 11,700 MEDPARTNERS INC NEW COMMON 58503X107 9 2,000 SH DEFINED 01 2,000 MEDPARTNERS INC NEW COMMON 58503X107 71 15,000 SH DEFINED 01 15,000 MEDTRONIC INC COMMON 585055106 416 5,798 SH DEFINED 01 5,798 MELLON BANK CORP COMMON 585509102 471 6,700 SH DEFINED 01 6,700 MELLON BANK CORP COMMON 585509102 1,252 17,800 SH DEFINED 01 17,800 MENTOR GRAPHICS CORP COMMON 587200106 360 26,686 SH DEFINED 01 26,686 MERCANTILE BANCORPORATION-MO COMMON 587342106 95 2,000 SH DEFINED 01 2,000 MERCANTILE BANCORPORATION-MO COMMON 587342106 251 5,300 SH DEFINED 01 5,300 MERCANTILE BANKSHARES CORP COMMON 587405101 213 5,768 SH DEFINED 01 5,768 MERCK & CO INC COMMON 589331107 529 6,610 SH DEFINED 01 6,610 MERCK & CO INC COMMON 589331107 6,664 83,180 SH DEFINED 01 83,180 MERCURY GENERAL CORP NEW COMMON 589400100 774 22,200 SH DEFINED 01 22,200 MERIDIAN INDUSTRIAL TRUST INC COMMON 589643105 159 6,863 SH DEFINED 01 6,863 MERITOR AUTOMOTIVE INC COMMON 59000G100 205 13,246 SH DEFINED 01 13,246 MERRILL LYNCH & CO INC COMMON 590188108 893 10,100 SH DEFINED 01 10,100 METRIS COMPANIES INC COMMON 591598107 565 14,000 SH DEFINED 01 14,000 FRED MEYER INC-DEL NEW COMMON 592907109 82 1,400 SH DEFINED 01 1,400 MICROSOFT CORP COMMON 594918104 627 7,000 SH DEFINED 01 7,000 MICROSOFT CORP COMMON 594918104 20,341 226,962 SH DEFINED 01 226,962 MICRON TECHNOLOGY INC COMMON 595112103 390 8,100 SH DEFINED 01 8,100 ***UTS MIDLAND BK PLC-1 ADR D1 PREFERED 597433853 502 19,000 SH DEFINED 01 19,000 MINNESOTA MINING & MFG CO COMMON 604059105 283 4,000 SH DEFINED 01 4,000 MINNESOTA MINING & MFG CO COMMON 604059105 297 4,200 SH DEFINED 01 4,200 MOBIL CORP COMMON 607059102 267 3,035 SH DEFINED 01 3,035 MOLEX INC COMMON 608554101 291 9,929 SH DEFINED 01 9,929 J P MORGAN & CO INC COMMON 616880100 444 3,600 SH DEFINED 01 3,600 MORTON INTERNATIONAL INC-IND COMMON 619335102 45,454 1,236,860SH DEFINED 01 1,236,860 MOTOROLA INC COMMON 620076109 146 2,000 SH DEFINED 01 2,000 MOTOROLA INC COMMON 620076109 2,124 29,000 SH DEFINED 01 29,000 MOVIE STAR INC-N.Y. COMMON 624591103 84 61,567 SH DEFINED 01 61,567 MUSICLAND STORES CORP COMMON 62758B109 113 12,600 SH DEFINED 01 12,600 MYLAN LABORATORIES INC COMMON 628530107 208 7,591 SH DEFINED 01 7,591 NBTY INC COMMON 628782104 282 58,000 SH DEFINED 01 58,000 NCR CORP NEW COMMON 62886E108 220 4,418 SH DEFINED 01 4,418 NTL INC COMMON 629407107 14 180 SH DEFINED 01 180 NABORS INDUSTRIES INC COMMON 629568106 636 35,018 SH DEFINED 01 35,018 NATIONAL SEMICONDUCTOR COMMON 637640103 756 81,200 SH DEFINED 01 81,200 ***NATIONAL WESTMINSTER BANK ADR 638539700 457 17,500 SH DEFINED 01 17,500 NAUTICA ENTERPRISES INC COMMON 639089101 425 37,654 SH DEFINED 01 37,654 NEORX CORP NEW COMMON 640520300 15 10,050 SH DEFINED 01 10,050 NETWORKS ASSOCIATES INC COMMON 640938106 587 19,128 SH DEFINED 01 19,128 NETWORK APPLIANCE INC COMMON 64120L104 42 840 SH DEFINED 01 840 NETWORK APPLIANCE INC COMMON 64120L104 315 6,228 SH DEFINED 01 6,228 NETWORK PERIPHERALS INC COMMON 64121R100 15 3,000 SH DEFINED 01 3,000 NETWORK PERIPHERALS INC COMMON 64121R100 37 7,098 SH DEFINED 01 7,098 NEW CENTURY ENERGIES INC COMMON 64352U103 5,341 156,800 SH DEFINED 01 156,800 ***NEWCOURT CREDIT GROUP INC COMMON 650905102 270 10,000 SH DEFINED 01 10,000 NEWMONT MINING CORP COMMON 651639106 367 21,000 SH DEFINED 01 21,000 NEWPORT NEWS SHIPBUILDING INC COMMON 652228107 158 5,000 SH DEFINED 01 5,000 NEWPORT NEWS SHIPBUILDING INC COMMON 652228107 2,268 71,573 SH DEFINED 01 71,573 ***NEWS CORP LTD-ADR NEW ADR 652487703 5 200 SH DEFINED 01 200 ***NEWS CORP LTD-ADR NEW ADR 652487703 2,507 85,000 SH DEFINED 01 85,000 NEXTEL COMMUNICATIONS INC-CL A COMMON 65332V103 266 7,264 SH DEFINED 01 7,264 NINE WEST GROUP INC COMMON 65440D102 58 2,373 SH DEFINED 01 2,373 NOBLE AFFILIATES INC COMMON 654894104 670 23,127 SH DEFINED 01 23,127 ***NOKIA CORP-SPONSORED ADR ADR 654902204 6,276 40,299 SH DEFINED 01 40,299 NORDSTROM INC COMMON 655664100 861 21,085 SH DEFINED 01 21,085 NORTH FORK BANCORPORATION INC COMMON 659424105 316 15,000 SH DEFINED 01 15,000 NORTH FORK BANCORPORATION INC COMMON 659424105 498 23,609 SH DEFINED 01 23,609 NOVELL INC COMMON 670006105 755 30,000 SH DEFINED 01 30,000 NOVELL INC COMMON 670006105 669 26,582 SH DEFINED 01 26,582 NUVEEN PREMIUM INCOME COMMON 6706K4105 230 15,708 SH DEFINED 01 15,708 NUVEEN NEW JERSEY INVESTMENT COMMON 670971100 2,704 156,776 SH DEFINED 01 156,776 NUVEEN NEW JERSEY PREMIUM COMMON 67101N106 330 20,000 SH DEFINED 01 20,000 ***OSHAP TECHNOLOGIES LTD COMMON 671039105 718 55,037 SH DEFINED 01 55,037 OFFICE DEPOT INC COMMON 676220106 912 24,365 SH DEFINED 01 24,365 OFFICE DEPOT INC COMMON 676220106 413 11,046 SH DEFINED 01 11,046 OGDEN CORP COMMON 676346109 794 33,009 SH DEFINED 01 33,009 OLD KENT FINANCIAL CORP COMMON 679833103 204 4,837 SH DEFINED 01 4,837 ON ASSIGNMENT INC COMMON 682159108 3,021 117,922 SH DEFINED 01 117,922 ON ASSIGNMENT INC COMMON 682159108 87 3,429 SH DEFINED 01 3,429 ORACLE CORP COMMON 68389X105 26 1,000 SH DEFINED 01 1,000 ORACLE CORP COMMON 68389X105 1,343 50,936 SH DEFINED 01 50,936 ORGANOGENESIS INC COMMON 685906109 245 21,250 SH DEFINED 01 21,250 PMI GROUP INC COMMON 69344M101 221 4,773 SH DEFINED 01 4,773 PPG INDUSTRIES INC COMMON 693506107 256 5,000 SH DEFINED 01 5,000 PPG INDUSTRIES INC COMMON 693506107 533 10,400 SH DEFINED 01 10,400 PRI AUTOMATION INC COMMON 69357H106 343 16,356 SH DEFINED 01 16,356 PACIFICARE HEALTH SYSTEMS INC CLASSA 695112102 481 8,000 SH DEFINED 01 8,000 PACIFICORP COMMON 695114108 4 250 SH DEFINED 01 250 PACIFICORP COMMON 695114108 42 2,439 SH DEFINED 01 2,439 PAINE WEBBER GROUP INC COMMON 695629105 315 7,909 SH DEFINED 01 7,909 PAIRGAIN TECHNOLOGIES INC COMMON 695934109 640 65,700 SH DEFINED 01 65,700 PARK ELECTROCHEMICAL CORP COMMON 700416209 803 34,200 SH DEFINED 01 34,200 PATRIOT AMERICAN HOSPITALITY COMMON 703352203 202 39,482 SH DEFINED 01 39,482 ***PEC ISRAEL ECONOMIC CORP COMMON 705098101 1,054 35,000 SH DEFINED 01 35,000 ***PEC ISRAEL ECONOMIC CORP COMMON 705098101 12 400 SH DEFINED 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