-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SOtYCfLfrwyBqnr5JcYYTQKFG3qG2ynWoQKholhGB1Maw8P/pJAbGxXGDmBhgAes 1O0yzSH2gHfuYqLNr4VCJQ== 0000806085-97-000126.txt : 19970711 0000806085-97-000126.hdr.sgml : 19970711 ACCESSION NUMBER: 0000806085-97-000126 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970710 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORECOMM INC CENTRAL INDEX KEY: 0001032030 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 133927257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50871 FILM NUMBER: 97638851 BUSINESS ADDRESS: STREET 1: 110 E 59TH ST STREET 2: C/O INTERNATIONAL CABLETEL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129068440 MAIL ADDRESS: STREET 1: C/O INTERNATIONAL CABLETEL STREET 2: 110 E 59TH ST CITY: NEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS TWR STREET 2: 3 WORLD FINANCIAL CNTR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS TOWER 15TH FL STREET 2: 2 WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 SC 13D/A 1 CORECOMM INC. 13-D / AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Amendment No. 1 Under the Securities Exchange Act of 1934 CORECOMM INCORPORATED (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 21868N106000 (CUSIP Number) Karen C. Manson Secretary Lehman Brothers Holdings Inc. 3 World Financial Center, 24th Floor New York, NY 10285 (212) 526-1936 (Name, Address and Telephone Number of Person Authorized to Receive Notice and Communications) July 1, 1997 (Date of Event which required Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). NOT APPLICABLE. CUSIP No. 21868N106000 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Lehman Brothers Holdings Inc. 13-3216325 2) Check the Appropriate box if a Member of a Group (see instructions) (a) [X] (b) [ ] 3) SEC Use Only 4) Source of Funds (see instructions) OO 5) Check Box if Disclosure of Legal Proceedings is Requires Pursuant to Items 2(d) or 2(E) [ ] 6) Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power -0- 8) Shared Voting Power 174,268 9) Sole Dispositive Power -0- 10) Shared Dispositive Power 174,268 11) Aggregate Amount Beneficially Owned by Each Reporting Person 174,268 12) Check if the Aggregate Amount in Row (9) Excludes Certain Shares ---------------------------------------------------------------- [ ] 13) Percent of Class Represented by Amount in Row 9 ----------------------------------------------- 1.32% 14) Type of Reporting Person HC/CO After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 1, 1997 LEHMAN BROTHERS HOLDINGS INC. By: /s/ Karen C. Manson ------------------- Name: Karen C. Manson Title: Vice President and Secretary CUSIP No. 21868N106000 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Lehman Brothers Finance S.A. 2) Check the Appropriate box if a Member of a Group (see instructions) (a) [X] (b) [ ] 3) SEC Use Only 4) Source of Funds (see instructions) OO 5) Check Box if Disclosure of Legal Proceedings is Requires Pursuant to Items 2(d) or 2(E) [ ] 6) Citizenship or Place of Organization Switzerland Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power -0- 8) Shared Voting Power -0- 9) Sole Dispositive Power -0- 10) Shared Dispositive Power -0- 11) Aggregate Amount Beneficially Owned by Each Reporting Person -0- 12) Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 13) Percent of Class Represented by Amount in Row 9 0.00% 14) Type of Reporting Person CO After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 1, 1997 Lehman Brothers Finance S.A. By: /s/ Karen C. Manson ------------------- Name: Karen C. Manson Title: Authorized Signatory Schedule 13D Item 1. Security and Issuer No Change. Item 2. Identity and Background No Change. Item 3. Source of Funds or Other Consideration See Item 4. Item 4. Purpose of Transaction On July 1, 1997 LBF sold in the ordinary course of its business an aggregate of 930,000 shares of Common Stock of CoreComm at $17.00 per share to Baron Asset Fund. Item 5. Interest in Securities of the Issuer (a) Holdings indirectly holds 174,268 shares of CoreComm Common Stock, representing 1.32% of CoreComm Common Stock. These shares are LBI, its directly held by broker-dealer subsidiary, in the ordinary course of its business. (b) LBI has sole voting power and sole investment power over its shares. Holdings has shared voting power and shared investment power of the shares held by its subsidiary. (c) See Item 4. (d) No Change. (e) This statement is being filed to report that as of July 1, 1997, the Reporting Persons ceased to be the beneficial owners of more than 5% of the class of securities covered by this report. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. No Change. Item 7. Material to be Filed as Exhibits. No Change. APPENDIX A LEHMAN BROTHERS HOLDINGS INC. BOARD OF DIRECTORS NAME / TITLE BUSINESS ADDRESS Michael L. Ainslie Lehman Brothers Holdings Inc. Private Investor and former 3 World Financial Center President and Chief Executive New York, New York 10285 Officer of Sotheby's Holdings John F. Akers Lehman Brothers Holdings Inc. Retired Chairman of 3 World Financial Center International Business Machines New York, New York 10285 Corporation Roger S. Berlind Lehman Brothers Holdings Inc. Theatrical Producer 3 World Financial Center New York, New York 10285 Thomas H. Cruikshank Lehman Brothers Holdings Inc. Retired Chairman and Chief 3 World Financial Center Executive Officer of Halliburton New York, New York 10285 Company Richard S. Fuld, Jr. Lehman Brothers Holdings Inc. Chairman and Chief Executive 3 World Financial Center Officer of New York, NY 10285 Lehman Brothers Holdings Inc. Hideichiro Kobayashi* Lehman Brothers Holdings Inc. General Manager for the Americas 3 World Financial Center of Nippon Life New York, NY 10285 Henry Kaufman Lehman Brothers Holdings Inc. President of Henry Kaufman & 3 World Financial Center Company, Inc. New York, NY 10285 John D. Macomber Lehman Brothers Holdings Inc. Principal of JDM Investment Group 3 World Financial Center New York, NY 10285 Dina Merrill Lehman Brothers Holdings Inc. Actress and Director and Vice 3 World Financial Center Chairman of RKO Pictures, Inc. New York, NY 10285 Masataka Shimasaki* Lehman Brothers Holdings Inc. Director and General Manager for 3 World Financial Center the Americas of Nippon Life New York, NY 10285 LEHMAN BROTHERS HOLDINGS INC. EXECUTIVE OFFICERS NAME / TITLE BUSINESS ADDRESS Richard S. Fuld, Jr. Lehman Brothers Holdings Inc. Chairman and Chief Executive Officer 3 World Financial Center of Lehman Brothers Holdings Inc. New York, NY 10285 Jeremiah M. Callaghan Lehman Brothers Holdings Inc. Chief of Operations and Technology 3 World Financial Center New York, NY 10285 John L. Cecil Chief Administrative Officer Lehman Brothers Holdings Inc. 3 World Financial Center New York, NY 10285 Thomas A. Russo Lehman Brothers Holdings Inc. Chief Legal Officer 3 World Financial Center New York, NY 10285 Charles B. Hintz Lehman Brothers Holdings Inc. Chief Financial Officer 3 World Financial Center New York, NY 10285 - ----- All above individuals are citizens of the United States except those individuals with an * who are citizens of Japan. LEHMAN BROTHERS FINANCE S.A. BOARD OF DIRECTORS NAME BUSINESS ADDRESS Peter A. Gamester* Lehman Brothers Inc. Director One Broadgate London EC2M 7HA, England Heinz Schmid Lehman Brothers Inc. Director 13 Route de Florissant 1211 Geneva 12 Switzerland Eric W. Fiechter Lehman Brothers Inc. Director 13 Route de Florissant 1211 Geneva 12 Switzerland - ----- Above individuals are citizens of Switzerland except those individuals with an * who are citizens of the United Kingdom. -----END PRIVACY-ENHANCED MESSAGE-----