-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SzItThQ7aUmifWefAJLSy3vTU3zVDsnQmHXlMyIMNMrCXHf1mPWTFTQ282k59QdS fPXkvDndarKMTuk37z9K7Q== 0000806085-96-000060.txt : 19960619 0000806085-96-000060.hdr.sgml : 19960619 ACCESSION NUMBER: 0000806085-96-000060 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960618 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 033-64899 FILM NUMBER: 96582450 BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS TWR STREET 2: 3 WORLD FINANCIAL CNTR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS TOWER 15TH FL STREET 2: 2 WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 POS AM 1 LEHMAN BROTHERS HOLDINGS POST EFFECTIVE AMEND. As filed with the Securities and Exchange Commission on June 18, 1996 Registration Statement No. 33-64899 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 --------------- LEHMAN BROTHERS HOLDINGS INC. (Exact name of Registrant as specified in its charter) Delaware 6211 13-3216325 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer incorporation or organization) Classification Code Number) Identification Number) Thomas A. Russo, Esq. 3 World Financial Center 3 World Financial Center New York, New York 10285 New York, New York 10285 (212) 298-2000 (212) 298-2000 (Address, including zip code, and telephone (Name, address, including zip number, including area code, of Registrant's code, and telephone number, principal executive offices) including area code, of agent for service) --------------- Copy to: Jennifer Marre, Esq. Raymond W. Wagner, Esq. Lehman Brothers Holdings Inc. Simpson Thacher & Bartlett 3 World Financial Center 425 Lexington Avenue New York, New York 10285 New York, New York 10017 - ------------------------------------------------------------------------------ The purpose of this post-effective amendment is to deregister the shares of 8.44% Cumulative Voting Preferred Stock (the "8.44% Preferred Stock") of the registrant covered by Registration Statement No. 33-64899. The Registration Statement was filed on December 11, 1995 on behalf of American Express Company ("AXP") who at that time owned all of the shares of 8.44% Preferred Stock.. AXP had requested that the registrant file the Registration Statement on their behalf to enable them to make a public offering of such shares. Subsequent to the filing, AXP entered into an agreement with the registrant whereby the registrant redeemed and retired all such shares. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 18th day of June, 1996. Lehman Brothers Holdings Inc. By: /s/ Michael R. Milversted Michael R. Milversted Treasurer Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment has been signed below by the following persons in the capacities and on the dates indicated. Signature Title Date * - ---------------------- Richard S. Fuld, Jr. Chairman of the Board, Chief Executive June 18, 1996 Officer, and Director (principal executive officer) * - ---------------------- T. Christopher Pettit President and Director June 18, 1996 * - ---------------------- Charles B. Hintz Chief Financial Officer June 18, 1996 and Director (principal financial and accounting officer) * - ---------------------- David Goldfarb Controller June 18, 1996 - ---------------------- John F. Akers Director June 18, 1996 * - ---------------------- Roger S. Berlind Director June 18, 1996 * - ----------------------- Katsumi Funaki Director June 18, 1996 * - ------------------------ Henry Kaufman Director June 18, 1996 ________________*____ John D. Macomber Director June 18, 1996 _______________*______ Dina Merrill Director June 18, 1996 * - ---------------------- Masataki Shimasaki Director June 18, 1996 * By: ________________________ Michael R. Milversted Attorney-in-Fact June 18, 1996 -----END PRIVACY-ENHANCED MESSAGE-----