-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SI4ENFFRZuqlnGO6pOH+Gb79xJ975P6FW0T4LJB5XmhrSXNiUOlv8ptY4tKqlm6p yCff5JiH3N2HRznhGk+RaA== 0000806085-08-000150.txt : 20080825 0000806085-08-000150.hdr.sgml : 20080825 20080825172835 ACCESSION NUMBER: 0000806085-08-000150 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 20080825 DATE AS OF CHANGE: 20080825 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELL THERAPEUTICS INC CENTRAL INDEX KEY: 0000891293 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 911533912 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48459 FILM NUMBER: 081037408 BUSINESS ADDRESS: STREET 1: 501 ELLIOTT AVE W STREET 2: STE 400 CITY: SEATTLE STATE: WA ZIP: 98119 BUSINESS PHONE: 2062707100 MAIL ADDRESS: STREET 1: 501 ELLIOTT AVE W STREET 2: STE 400 CITY: SEATTLE STATE: WA ZIP: 98119 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 SC 13G 1 cellthera13g082008.htm CELL THERAPEUTICS, INC. 13G

 


SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

Schedule 13G

Under the Securities Exchange Act of 1934

 

CELL THERAPEUTICS, INC.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

150934404

(CUSIP Number)

 

August 14, 2008

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o Rule 13d-1(b)

x Rule 13d-1(c)

o Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No.

150934404

 

 

 

 

1) Name of Reporting Person

Lehman Brothers Holdings Inc.

 

 

 

 

S.S. or I.R.S. Identification No. of Above Person

13-3216325

 

 

 

 

2) Check the Appropriate Box if a Member of a Group

(a) o

 

 

(b) o

 

 

 

 

3) SEC Use Only

 

 

 

 

 

4) Citizenship or Place of Organization

Delaware

 

 

 

 

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

 

 

 

 

5)

Sole Voting Power

26,800 (1)

 

 

 

 

 

6)

Shared Voting Power

-0-

 

 

 

 

 

7)

Sole Dispositive Power

26,800 (1)

 

 

 

 

 

8)

Shared Dispositive Power

-0-

 

 

 

 

 

 

9) Aggregate Amount Beneficially Owned by Each Reporting Person

26,800 (1)

 

 

 

 

10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares

o

 

 

 

 

11) Percent of Class Represented by Amount in Row 9

0 % (2)

 

 

 

 

12) Type of Reporting Person

HC/CO

 

 

 

(1) As of August 21, 2008. Beneficial ownership as of August 14, 2008 was 9,754,944 shares of common stock, or 7.0% of the Issuer's outstanding common stock.

 

(2) Based on 139,761,841 shares of common stock outstanding on July 31, 2008 as reported on the Form 10-Q for the quarter ended June 30, 2008.

 


CUSIP No.

150934404

 

 

 

 

1) Name of Reporting Person

Lehman Brothers Inc.

 

 

 

 

S.S. or I.R.S. Identification No. of Above Person

13-2518466

 

 

 

 

2) Check the Appropriate Box if a Member of a Group

(a) o

 

 

(b) o

 

 

 

 

3) SEC Use Only

 

 

 

 

 

4) Citizenship or Place of Organization

Delaware

 

 

 

 

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

 

 

 

 

5)

Sole Voting Power

1,600 (1)

 

 

 

 

 

6)

Shared Voting Power

-0-

 

 

 

 

 

7)

Sole Dispositive Power

1,600 (1)

 

 

 

 

 

8)

Shared Dispositive Power

-0-

 

 

 

 

 

 

9) Aggregate Amount Beneficially Owned by Each Reporting Person

1,600 (1)

 

 

 

 

10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares

o

 

 

 

 

11) Percent of Class Represented by Amount in Row 9

0 %(2)

 

 

 

 

12) Type of Reporting Person

BD/CO

 

 

 

(1) As of August 21, 2008. Beneficial ownership as of August 14, 2008 was 1,600 shares of common stock, or 0 % of the Issuer's outstanding common stock.

 

(2) Based on 139,761,841 shares of common stock outstanding on July 31, 2008 as reported on the Form 10-Q for the quarter ended June 30, 2008.

 

 


 

CUSIP No.

150934404

 

 

 

 

1) Name of Reporting Person

Lehman Brothers U.K. Holdings (Delaware) Inc.

 

 

 

 

S.S. or I.R.S. Identification No. of Above Person

22-3335453

 

 

 

 

2) Check the Appropriate Box if a Member of a Group

(a) o

 

 

(b) o

 

 

 

 

3) SEC Use Only

 

 

 

 

 

4) Citizenship or Place of Organization

Delaware

 

 

 

 

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

 

 

 

 

5)

Sole Voting Power

25,200 (1)

 

 

 

 

 

6)

Shared Voting Power

-0-

 

 

 

 

 

7)

Sole Dispositive Power

25,200 (1)

 

 

 

 

 

8)

Shared Dispositive Power

-0-

 

 

 

 

 

 

9) Aggregate Amount Beneficially Owned by Each Reporting Person

25,200 (1)

 

 

 

 

10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares

o

 

 

 

 

11) Percent of Class Represented by Amount in Row 9

0 %(2)

 

 

 

 

12) Type of Reporting Person

CO

 

 

 

(1) As of August 21, 2008. Beneficial ownership as of August 14, 2008 was 9,753,344 shares of common stock, or 7.0% of the Issuer's outstanding common stock.

 

(2) Based on 139,761,841 shares of common stock outstanding on July 31, 2008 as reported on the Form 10-Q for the quarter ended June 30, 2008.

 


CUSIP No.

150934404

 

 

 

 

1) Name of Reporting Person

Lehman Brothers Holdings Plc.

 

 

 

 

S.S. or I.R.S. Identification No. of Above Person

52-2038706

 

 

 

 

2) Check the Appropriate Box if a Member of a Group

(a) o

 

 

(b) o

 

 

 

 

3) SEC Use Only

 

 

 

 

 

4) Citizenship or Place of Organization

United Kingdom

 

 

 

 

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

 

 

 

 

5)

Sole Voting Power

25,200 (1)

 

 

 

 

 

6)

Shared Voting Power

-0-

 

 

 

 

 

7)

Sole Dispositive Power

25,200 (1)

 

 

 

 

 

8)

Shared Dispositive Power

-0-

 

 

 

 

 

 

9) Aggregate Amount Beneficially Owned by Each Reporting Person

25,200 (1)

 

 

 

 

10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares

o

 

 

 

 

11) Percent of Class Represented by Amount in Row 9

0 %(2)

 

 

 

 

12) Type of Reporting Person

OO

 

 

 

(1) As of August 21, 2008. Beneficial ownership as of August 14, 2008 was 9,753,344 shares of common stock, or 7.0% of the Issuer's outstanding common stock.

 

(2) Based on 139,761,841 shares of common stock outstanding on July 31, 2008 as reported on the Form 10-Q for the quarter ended June 30, 2008.

 


CUSIP No.

150934404

 

 

 

 

1) Name of Reporting Person

LB Holdings Intermediate 1 Ltd.

 

 

 

 

S.S. or I.R.S. Identification No. of Above Person

N/A

 

 

 

 

2) Check the Appropriate Box if a Member of a Group

(a) o

 

 

(b) o

 

 

 

 

3) SEC Use Only

 

 

 

 

 

4) Citizenship or Place of Organization

England

 

 

 

 

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

 

 

 

 

5)

Sole Voting Power

25,200 (1)

 

 

 

 

 

6)

Shared Voting Power

-0-

 

 

 

 

 

7)

Sole Dispositive Power

25,200 (1)

 

 

 

 

 

8)

Shared Dispositive Power

-0-

 

 

 

 

 

 

9) Aggregate Amount Beneficially Owned by Each Reporting Person

25,200 (1)

 

 

 

 

10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares

o

 

 

 

 

11) Percent of Class Represented by Amount in Row 9

0 %(2)

 

 

 

 

12) Type of Reporting Person

OO

 

 

 

(1) As of August 21, 2008. Beneficial ownership as of August 14, 2008 was 9,753,344 shares of common stock, or 7.0% of the Issuer's outstanding common stock.

 

(2) Based on 139,761,841 shares of common stock outstanding on July 31, 2008 as reported on the Form 10-Q for the quarter ended June 30, 2008.

 


CUSIP No.

150934404

 

 

 

 

1) Name of Reporting Person

LB Holdings Intermediate 2 Ltd.

 

 

 

 

S.S. or I.R.S. Identification No. of Above Person

N/A

 

 

 

 

2) Check the Appropriate Box if a Member of a Group

(a) o

 

 

(b) o

 

 

 

 

3) SEC Use Only

 

 

 

 

 

4) Citizenship or Place of Organization

England

 

 

 

 

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

 

 

 

 

5)

Sole Voting Power

25,200 (1)

 

 

 

 

 

6)

Shared Voting Power

-0-

 

 

 

 

 

7)

Sole Dispositive Power

25,200 (1)

 

 

 

 

 

8)

Shared Dispositive Power

-0-

 

 

 

 

 

 

9) Aggregate Amount Beneficially Owned by Each Reporting Person

25,200 (1)

 

 

 

 

10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares

o

 

 

 

 

11) Percent of Class Represented by Amount in Row 9

0 %(2)

 

 

 

 

12) Type of Reporting Person

OO

 

 

 

(1) As of August 21, 2008. Beneficial ownership as of August 14, 2008 was 9,753,344 shares of common stock, or 7.0% of the Issuer's outstanding common stock.

 

(2) Based on 139,761,841 shares of common stock outstanding on July 31, 2008 as reported on the Form 10-Q for the quarter ended June 30, 2008.

 


CUSIP No.

150934404

 

 

 

 

1) Name of Reporting Person

Lehman Brothers International (Europe)

 

 

 

 

S.S. or I.R.S. Identification No. of Above Person

98-0338449

 

 

 

 

2) Check the Appropriate Box if a Member of a Group

(a) o

 

 

(b) o

 

 

 

 

3) SEC Use Only

 

 

 

 

 

4) Citizenship or Place of Organization

United Kingdom

 

 

 

 

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

 

 

 

 

5)

Sole Voting Power

25,200 (1)

 

 

 

 

 

6)

Shared Voting Power

-0-

 

 

 

 

 

7)

Sole Dispositive Power

25,200 (1)

 

 

 

 

 

8)

Shared Dispositive Power

-0-

 

 

 

 

 

 

9) Aggregate Amount Beneficially Owned by Each Reporting Person

25,200 (1)

 

 

 

 

10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares

o

 

 

 

 

11) Percent of Class Represented by Amount in Row 9

0 %(2)

 

 

 

 

12) Type of Reporting Person

OO

 

 

 

(1) As of August 21, 2008. Beneficial ownership as of August 14, 2008 was 9,753,344 shares of common stock, or 7.0% of the Issuer's outstanding common stock.

 

(2) Based on 139,761,841 shares of common stock outstanding on July 31, 2008 as reported on the Form 10-Q for the quarter ended June 30, 2008.

 


Item 1(a).

Name of Issuer:

 

 

 

Cell Therapeutics, Inc.

 

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:

 

 

 

501 Elliott Avenue West

 

Suite 400

 

Seattle, Washington 98119

 

 

Item 2(a).

Name of Person(s) Filing:

 

 

 

Lehman Brothers Holdings Inc.

 

Lehman Brothers Inc.

Lehman Brothers U.K. Holdings (Delaware) Inc.

Lehman Brothers Holdings Plc.

LB Holdings Intermediate 1 Ltd.

LB Holdings Intermediate 2 Ltd.

Lehman Brothers International (Europe)

 

 

Item 2(b).

Address of Principal Business Office:

 

 

 

Lehman Brothers Holdings Inc.

 

745 Seventh Avenue

 

New York, New York 10019

 

 

 

Lehman Brothers Inc.

 

745 Seventh Avenue

 

New York, New York 10019

 

 

 

Lehman Brothers U.K. Holdings (Delaware) Inc.

 

745 Seventh Avenue

 

New York, New York 10019

 

 

Lehman Brothers Holdings Plc.

 

25 Bank Street

 

London, E14 5LE, England

 

 

LB Holdings Intermediate 1 Ltd.

 

25 Bank Street

 

London, E14 5LE, England

 

 

LB Holdings Intermediate 2 Ltd.

 

25 Bank Street

 

London, E14 5LE, England

 

 


 

 

 

 

Lehman Brothers International (Europe)

 

 

 

 

25 Bank Street

London, E14 5LE, England

 

 

Item 2(c).

Citizenship or Place of Organization:

 

 

 

Lehman Brothers Holdings Inc. (“Holdings”) is a corporation organized under the laws of the State of Delaware.

 

 

 

Lehman Brothers Inc. (“LBI”) is a corporation organized under the laws of the State of Delaware. LBI is a broker-dealer registered under Section 15 of the Act.

 

 

 

Lehman Brothers U.K. Holdings (Delaware) Inc., (“LB UK Holdings”) is a corporation organized under the laws of the State of Delaware.

 

 

Lehman Brothers Holdings Plc (“LB Holdings Plc”) is a public limited company formed under the laws of the United Kingdom.

 

 

 

LB Holdings Intermediate 1 Ltd. (“LBH Intermediate 1”) is a limited company formed under the laws of England.

 

 

LB Holdings Intermediate 2 Ltd. (“LBH Intermediate 2”) is a limited company formed under the laws of England.

 

 

Lehman Brothers International (Europe) (“LBIE”) is a unlimited liability company formed under the laws of the United Kingdom.

 

 

Item 2(d).

Title of Class of Securities:

 

 

 

Common Stock

 

 

Item 2(e).

CUSIP Number:

 

 

 

150934404

 

 

Item 3.

If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

 

 

 

(a) o A broker or dealer under Section 15 of the 1934 Act

 

 


 

 

(b) o A bank as defined in Section 3(a)(6) of the 1934 Act

 

(c) o An insurance company as defined in Section 3(a) (19) of the 1934

Act

 

(d) o An investment company registered under Section 8 of the

Investment Company Act of 1940

 

(e) o An investment advisor in accordance with

Rule 13d-1(b)(1)(ii)(E)

 

(f) o An employee benefit plan or endowment fund in accordance

with Rule 13d-1(b)(1)(ii)(F)

 

(g) o A parent holding company or control person in accordance

with Rule 13d-1(b)(1)(ii)(G)

 

(h) o A savings association as defined in Section 3(b) of the Federal

Deposit Insurance Act

 

(i) o A church plan that is excluded from the definition of investment

Company under Section 3(c)(14) of the Investment Company Act

of 1940

 

(j) o A group, in accordance with Rule 13d-1(b)(1)(ii)(J)

 

Item 4.

Ownership

 

(a)

Amount Beneficially Owned:

 

 

 

See Item 9 of cover pages.

 

(b)

Percent of Class:

 

 

 

See Item 11 of cover pages.

 

(c)

Number of shares as to which the person has:

 

 

 

(i) sole power to vote or to direct the vote

 

(ii) shared power to vote or to direct the vote

 

(iii) sole power to dispose or to direct the disposition

 

(iv) shared power to dispose or to direct the disposition

 

 

See Items 5-8 of cover pages.

 

Item 5.

Ownership of Five Percent or Less of a Class

 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

 


 

 

Not Applicable

 

 


Item 7.

Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company or Control Person

 

 

LBI is the actual owner of 1,600 shares of common stock reported herein. LBI is a wholly-owned subsidiary of Holdings.

 

Under the rules and regulations of the Securities and Exchange Commission, Holdings may be deemed to be the beneficial owner of the shares of common stock owned by LBI.

 

 

LBIE is the actual owner of 25,200 shares of common stock reported herein. LBIE is wholly-owned by LBH Intermediate 2, a majority of which is owned by LBH Intermediate 1. LBH Intermediate I is wholly-owned by LB Holdings Plc, a majority of which owned LB UK Holdings LB UK Holdings is a wholly-owned subsidiary of Holdings.

 

Under the rules and regulations of the Securities and Exchange Commission, LBH Intermediate 2, LBH Intermediate 1, LB Holdings Plc, LB UK Holdings and Holdings may be deemed to be the beneficial owners of the shares of common stock owned by LBIE.

 

 

Item 8.

Identification and Classification of Members of the Group

 

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

 

Not Applicable

 

 


Item 10.

Certification

 

o

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

x

By signing below I hereby certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.

 

Dated: August 25, 2008

 

LEHMAN BROTHERS HOLDINGS INC.

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Vice President

 

LEHMAN BROTHERS INC.

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Vice President

 

LEHMAN BROTHERS U.K. HOLDINGS (DELAWARE) INC.

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Vice President

 

LEHMAN BROTHERS HOLDINGS PLC

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Attorney-in-fact

 

 


LB HOLDINGS INTERMEDIATE 1 LTD

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Attorney-in-fact

 

 

LB HOLDINGS INTERMEDIATE 2 LTD

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Attorney-in-fact

 

 

LEHMAN BROTHERS INTERNATIONAL (EUROPE)

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Attorney-in-fact

 

 

 

 

 

 


EXHIBIT A - JOINT FILING AGREEMENT

 

The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(k) (1) under the Securities Exchange Act of 1934, as amended, on behalf of each such person.

 

Dated: August 25, 2008

 

LEHMAN BROTHERS HOLDINGS INC.

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Vice President

 

LEHMAN BROTHERS INC.

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Vice President

 

LEHMAN BROTHERS U.K. HOLDINGS (DELAWARE) INC.

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Vice President

 

LEHMAN BROTHERS HOLDINGS PLC

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Attorney-in-fact

 

LB HOLDINGS INTERMEDIATE 1 LTD

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Attorney-in-fact

 

LB HOLDINGS INTERMEDIATE 2 LTD

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Attorney-in-fact

 

LEHMAN BROTHERS INTERNATIONAL (EUROPE)

 

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

 

Title: Attorney-in-fact

 

 

 

 

EX-24.1 2 lbholdingsplc.htm LEHMAN BROTHERS HOLDINGS PLC

 

EXHIBIT 24.1

 



 

POWER OF ATTORNEY

 

 

We, LEHMAN BROTHERS HOLDINGS PLC do hereby appoint on 2 July 2008 each of Karen B. Corrigan, James J. Killerlane III, Andrew M.W. Yeung and Gwen J. Zeisler, signing singly, as the undersigned’s true and lawful attorney-in-fact to:

 

 

1)

prepare, execute for and on behalf of the undersigned, in the undersigned’s name, place and stead in any and all capacities related to securities held by the undersigned, any and all filings by the undersigned or Lehman Brothers Holdings Inc. (the “Company”) with the United States Securities and Exchange Commission (the “SEC”) (a) pursuant to Section 13 of the Securities Exchange Act of 1934 and the rules thereunder, as amended, and (b) pursuant to Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, as amended, and with respect to either of the foregoing clauses (a) and (b), any other forms or reports the undersigned or the Company may be required to file in connection with the undersigned’s ownership, acquisition, or disposition of securities;

 

2)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete, execute and deliver any such filing as described in paragraph (1) above, or other form or report, and timely file such form or report with the SEC and any stock exchange or similar authority; and

 

3)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 13 or Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, as amended.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any such filing as described in paragraph (1) above, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

 

 

 


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as deed on 2 July 2008.

 

LEHMAN BROTHERS HOLDINGS PLC.

 

 

 

/s/ Ian Jameson

 

Name: Ian Jameson

 

Title: Director

 

 

 

LEHMAN BROTHERS HOLDINGS PLC.

 

 

 

/s/ Emily Upton

 

Name: Emily Upton

 

Title: Secretary

 

 

 

 

 

 

 

EX-24.2 3 lbhintermediate1ltd.htm LB HOLDINGS INTERMEDIATE 1 LTD

EXHIBIT 24.2



 

POWER OF ATTORNEY

 

 

We, LB HOLDINGS INTERMEDIATE 1 LIMITED do hereby appoint on 2 July 2008 each of Karen B. Corrigan, James J. Killerlane III, Andrew M.W. Yeung and Gwen J. Zeisler, signing singly, as the undersigned’s true and lawful attorney-in-fact to:

 

 

1)

prepare, execute for and on behalf of the undersigned, in the undersigned’s name, place and stead in any and all capacities related to securities held by the undersigned, any and all filings by the undersigned or Lehman Brothers Holdings Inc. (the “Company”) with the United States Securities and Exchange Commission (the “SEC”) (a) pursuant to Section 13 of the Securities Exchange Act of 1934 and the rules thereunder, as amended, and (b) pursuant to Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, as amended, and with respect to either of the foregoing clauses (a) and (b), any other forms or reports the undersigned or the Company may be required to file in connection with the undersigned’s ownership, acquisition, or disposition of securities;

 

2)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete, execute and deliver any such filing as described in paragraph (1) above, or other form or report, and timely file such form or report with the SEC and any stock exchange or similar authority; and

 

3)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 13 or Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, as amended.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any such filing as described in paragraph (1) above, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

 

 

 


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as deed on 2 July 2008.

 

LB HOLDINGS INTERMEDIATE 1 LTD.

 

 

 

/s/ Ian Jameson

 

Name: Ian Jameson

 

Title: Director

 

 

 

LB HOLDINGS INTERMEDIATE 1 LTD.

 

 

 

/s/ Emily Upton

 

Name: Emily Upton

 

Title: Secretary

 

 

 

 

 

 

 

EX-24.3 4 lbhintermediate2ltd.htm LB HOLDINGS INTERMEDIATE 2 LTD

EXHIBIT 24.3



 

POWER OF ATTORNEY

 

 

We, LB HOLDINGS INTERMEDIATE 2 LIMITED do hereby appoint on 2 July 2008 each of Karen B. Corrigan, James J. Killerlane III, Andrew M.W. Yeung and Gwen J. Zeisler, signing singly, as the undersigned’s true and lawful attorney-in-fact to:

 

 

1)

prepare, execute for and on behalf of the undersigned, in the undersigned’s name, place and stead in any and all capacities related to securities held by the undersigned, any and all filings by the undersigned or Lehman Brothers Holdings Inc. (the “Company”) with the United States Securities and Exchange Commission (the “SEC”) (a) pursuant to Section 13 of the Securities Exchange Act of 1934 and the rules thereunder, as amended, and (b) pursuant to Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, as amended, and with respect to either of the foregoing clauses (a) and (b), any other forms or reports the undersigned or the Company may be required to file in connection with the undersigned’s ownership, acquisition, or disposition of securities;

 

2)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete, execute and deliver any such filing as described in paragraph (1) above, or other form or report, and timely file such form or report with the SEC and any stock exchange or similar authority; and

 

3)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 13 or Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, as amended.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any such filing as described in paragraph (1) above, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

 

 

 


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as deed on 2 July 2008.

 

LB HOLDINGS INTERMEDIATE 2 LTD.

 

 

 

/s/ Ian Jameson

 

Name: Ian Jameson

 

Title: Director

 

 

 

LB HOLDINGS INTERMEDIATE 2 LTD.

 

 

 

/s/ Emily Upton

 

Name: Emily Upton

 

Title: Secretary

 

 

 

 

 

 

 

EX-24.4 5 lbie.htm LEHMAN BROTHERS INTERNATIONAL (EUROPE)

EXHIBIT 24.4



 

POWER OF ATTORNEY

 

 

We, LEHMAN BROTHERS INTERNATIONAL (EUROPE) do hereby appoint on 2 July 2008 each of Karen B. Corrigan, James J. Killerlane III, Andrew M.W. Yeung and Gwen J. Zeisler, signing singly, as the undersigned’s true and lawful attorney-in-fact to:

 

 

1)

prepare, execute for and on behalf of the undersigned, in the undersigned’s name, place and stead in any and all capacities related to securities held by the undersigned, any and all filings by the undersigned or Lehman Brothers Holdings Inc. (the “Company”) with the United States Securities and Exchange Commission (the “SEC”) (a) pursuant to Section 13 of the Securities Exchange Act of 1934 and the rules thereunder, as amended, and (b) pursuant to Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, as amended, and with respect to either of the foregoing clauses (a) and (b), any other forms or reports the undersigned or the Company may be required to file in connection with the undersigned’s ownership, acquisition, or disposition of securities;

 

2)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete, execute and deliver any such filing as described in paragraph (1) above, or other form or report, and timely file such form or report with the SEC and any stock exchange or similar authority; and

 

3)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 13 or Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, as amended.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any such filing as described in paragraph (1) above, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

 

 

 


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as deed on 2 July 2008.

 

LEHMAN BROTHERS INTERNATIONAL (EUROPE)

 

 

 

/s/ Ian Jameson

 

Name: Ian Jameson

 

Title: Director

 

 

LEHMAN BROTHERS INTERNATIONAL (EUROPE)

 

 

 

/s/ Emily Upton

 

Name: Emily Upton

 

Title: Secretary

 

 

 

 

 

 

 

 

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