-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DLzP82aJ089q4rUq9K3t3BhVtwprPhDgL62gULz7huyJyinJoiFxylOSKyHvg1+t d0ZcAdFM8SJOg+dUsfPwxQ== 0000806085-07-000062.txt : 20070418 0000806085-07-000062.hdr.sgml : 20070418 20070418171538 ACCESSION NUMBER: 0000806085-07-000062 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070412 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20070418 DATE AS OF CHANGE: 20070418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09466 FILM NUMBER: 07774174 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 8-K 1 f07-04_188k.htm 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

 

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported):

April 12, 2007

 

Lehman Brothers Holdings Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

1-9466

13-3216325

(Commission File Number)

(IRS Employer Identification No.)

 

745 Seventh Avenue

 

New York, New York

10019

(Address of Principal Executive Offices)

(Zip Code)

 

(212) 526-7000

(Registrant’s Telephone Number, Including Area Code)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

       o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

       o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

Item 5.02.        Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

(e)    At the Annual Meeting of Stockholders of Lehman Brothers Holdings Inc. (the “Registrant”) held on April 12, 2007, the Registrant’s stockholders approved an amendment to the Registrant’s 2005 Stock Incentive Plan (the “2005 SIP”) to increase the number of shares of the Registrant’s Common Stock, par value $.10 per share, with respect to which awards may be granted under the plan by 75 million shares. For a description of the terms and conditions of the 2005 SIP, see “Description of the 2005 SIP (as Proposed to be Amended)” under “Proposal 3 – Amendment to the 2005 Stock Incentive Plan” in the Registrant’s Definitive Proxy Statement for its 2007 Annual Meeting of Stockholders, which description is incorporated herein by reference. A copy of the 2005 SIP (as amended) is also filed as Appendix A to the Registrant’s Definitive Proxy Statement for its 2007 Annual Meeting of Stockholders.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

LEHMAN BROTHERS HOLDINGS INC.

 


Date:     April 18, 2007

 

By:


   /s/ James J. Killerlane III

 

 

 

James J. Killerlane III

Vice President

Assistant Secretary

 

 

 

 

 

 

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