-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SaKI/jMRbSqghMlDqYeOj6lDKHf37J77PIlFkUP8pekrALjcuMBCRSQ3dwOGCL6t iFAC64IYwoIvrTOc7oTtkw== 0000806085-06-000160.txt : 20061212 0000806085-06-000160.hdr.sgml : 20061212 20061212170629 ACCESSION NUMBER: 0000806085-06-000160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061208 FILED AS OF DATE: 20061212 DATE AS OF CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSSO THOMAS A CENTRAL INDEX KEY: 0001227438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09466 FILM NUMBER: 061272220 BUSINESS ADDRESS: BUSINESS PHONE: 212 526 0858 MAIL ADDRESS: STREET 1: C/O LEHMAN BROTHERS HOLDINGS INC. STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2006-12-08 0000806085 LEHMAN BROTHERS HOLDINGS INC LEH 0001227438 RUSSO THOMAS A LEHMAN BROTHERS 745 SEVENTH AVENUE NEW YORK NY 10019 0 1 0 0 Chief Legal Officer 2006 Restricted Stock Units 0 2006-12-08 4 A 0 73683.23 0 A Common Stock 73683.23 73683.23 D 35% of the 2006 Restricted Stock Units vest on November 30, 2009 and 65% vest on November 30, 2011; all such RSUs convert to Common Stock on or about November 30, 2011. Jeffrey A. Welikson, Attorney-in-fact 2006-12-12 -----END PRIVACY-ENHANCED MESSAGE-----