-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WV4tDI5iJWIkdR01pB95GARU4xOTFa6glm/e6DnCNOu6Rv9JL8ZZ7ErGXrqdw98T RGx2OWmjWcQok/u3EZZ0ig== 0000806085-06-000094.txt : 20060726 0000806085-06-000094.hdr.sgml : 20060726 20060726174645 ACCESSION NUMBER: 0000806085-06-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060724 FILED AS OF DATE: 20060726 DATE AS OF CHANGE: 20060726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULD RICHARD S JR CENTRAL INDEX KEY: 0001227421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09466 FILM NUMBER: 06982473 BUSINESS ADDRESS: BUSINESS PHONE: 212 526 0858 MAIL ADDRESS: STREET 1: C/O LEHMAN BROTHERS HOLDINGS INC. STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2006-07-24 0000806085 LEHMAN BROTHERS HOLDINGS INC LEH 0001227421 FULD RICHARD S JR LEHMAN BROTHERS 745 SEVENTH AVENUE NEW YORK NY 10019 1 1 0 0 Chairman of the Board and CEO Common Stock 2006-07-24 4 S 0 4900 62.55 D 2629049.9502 D Common Stock 2006-07-24 4 S 0 5000 62.56 D 2624049.9502 D Common Stock 2006-07-24 4 S 0 5000 62.57 D 2619049.9502 D Common Stock 2006-07-24 4 S 0 5000 62.66 D 2614049.9502 D Common Stock 2006-07-24 4 S 0 5100 62.7 D 2608949.9502 D Common Stock 2006-07-24 4 S 0 5000 62.72 D 2603949.9502 D Common Stock 2006-07-24 4 S 0 22800 62.85 D 2581149.9502 D Common Stock 2006-07-24 4 S 0 1900 62.86 D 2579249.9502 D Common Stock 2006-07-25 4 S 0 6000 63 D 2573249.9502 D Common Stock 2006-07-25 4 S 0 10000 63.05 D 2563249.9502 D Common Stock 2006-07-25 4 S 0 4000 63.12 D 2559249.9502 D Common Stock 2006-07-25 4 S 0 18700 63.15 D 2540549.9502 D Common Stock 2006-07-25 4 S 0 1300 63.17 D 2539249.9502 D Common Stock 2006-07-25 4 S 0 29000 63.2 D 2510249.9502 D Common Stock 2006-07-25 4 S 0 5000 63.22 D 2505249.9502 D Common Stock 2006-07-25 4 S 0 1000 63.23 D 2504249.9502 D Common Stock 2006-07-25 4 S 0 35000 63.3 D 2469249.9502 D Common Stock 2006-07-25 4 S 0 39700 63.35 D 2429549.9502 D Common Stock 2006-07-25 4 S 0 300 63.37 D 2429249.9502 D Common Stock 32184 I Shares held by daughter- C Common Stock 32184 I Shares held by daughter- J Common Stock 352838 I Shares held by GRAT #3 Common Stock 125162 I Shares held by GRAT #6 Common Stock 123500 I Shares held by GRAT #7 Common Stock 600000 I Shares held by GRAT #8 Common Stock 34554 I Shares held by son Includes shares held in various benefit plans. Jeffrey A. Welikson, Attorney-in-fact 2006-07-26 -----END PRIVACY-ENHANCED MESSAGE-----