-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PxPa6HDcbA5hFV2r8VGM6vtYpmBN1rBU6hUJJp4VeU8gjSWCXtFmBxU2/IE/faR7 gDvAdTx+yo8p4RNrnQs/Pw== 0000806085-04-000103.txt : 20040524 0000806085-04-000103.hdr.sgml : 20040524 20040524132107 ACCESSION NUMBER: 0000806085-04-000103 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20040524 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20040524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09466 FILM NUMBER: 04826308 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 8-K 1 f04-05_248k.txt FORM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 24, 2004 Lehman Brothers Holdings Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-9466 13-3216325 (Commission File Number) (IRS Employer Identification No.) 745 Seventh Avenue New York, NY 10019 (Address of principal (Zip Code) executive offices) Registrant's telephone number, including area code: (212) 526-7000 Item 5. Other Events and Regulation FD Disclosure On May 24, 2004, Lehman Brothers Holdings Inc. (the "Registrant") issued two press releases with respect to its senior management (the "Press Releases"). The Press Releases are filed as Exhibits 99.1 and 99.2 hereto. Item 7. Financial Statements and Exhibits (c) Exhibits The following Exhibits are filed as part of this Report: Exhibit 99.1 Press Release with respect to senior management. Exhibit 99.2 Press Release with respect to senior management. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. LEHMAN BROTHERS HOLDINGS INC. (Registrant) Date: May 24, 2004 By: /s/ Barrett S. DiPaolo ------------------------- Barrett S. DiPaolo Vice President 3 EXHIBIT INDEX Exhibit 99.1 Press Release with respect to senior management. Exhibit 99.2 Press Release with respect to senior management. 4 EX-99 2 f04-05_248kexh991.txt EXHIBIT 99.1 PRESS RELEASE EXHIBIT 99.1 LEHMAN BROTHERS PRESS RELEASE For Immediate Release Media Contact: Hannah Burns 212-526-4064 Kerrie Cohen 212-526-4092 LEHMAN BROTHERS NAMES JOSEPH M. GREGORY PRESIDENT AND CHIEF OPERATING OFFICER New York, New York -- May 24, 2004 -- Lehman Brothers, the global investment bank, announced today that Joseph M. Gregory has been appointed President and Chief Operating Officer. In his new role, he will continue to oversee the daily management of the Firm's global business and administrative activities. Commenting on the appointment, Chairman and Chief Executive Officer Richard S. Fuld, Jr. said, "In his 30 years with the Firm and with me, Joe has been a role model across so many dimensions and has been critical to the success of our Firm. He brings outstanding leadership, excellent judgment, tremendous experience, and incredible energy to his position. As a champion for making Lehman Brothers the best place to work, Joe has taken leadership in promoting the Firm's focus on diversity and expanding our efforts in this important area. I am confident that his hands-on leadership and oversight of the day-to-day operations of the Firm will ensure that we reach our next levels of achievement." Mr. Gregory joined Lehman Brothers in 1974 as a commercial paper trader. From 1980 to 1996, he held various management positions in the Fixed Income Division, including head of the Firm's mortgage business and then co-head of the entire division. Mr. Gregory was head of the Firm's Global Equities Division from 1996 to April 2000, when he became the Firm's Chief Administrative Officer. For the past two years, he has been responsible for the daily management of the Firm's global business and administrative activities as Co-Chief Operating Officer. Mr. Gregory is a member of the Firm's Executive Committee. -more- Gregory/pg. 2 Lehman Brothers (NYSE: LEH), an innovator in global finance, serves the financial needs of corporations, governments and municipalities, institutional clients, and high-net-worth individuals worldwide. Lehman Brothers maintains leadership positions in equity and fixed income sales, trading and research, investment banking, private equity and wealth and asset management. The Firm is headquartered in New York, London, and Tokyo and operates in a network of offices around the world. For further information about Lehman Brothers' services, products, and recruitment opportunities, visit our Web site at www.lehman.com. # # # EX-99 3 f04-05_248kexh992.txt EXHIBIT 99.2 PRESS RELEASE EXHIBIT 99.2 LEHMAN BROTHERS PRESS RELEASE For Immediate Release Media Contact: Hannah Burns 212-526-4064 Kerrie Cohen 212 526-4092 LEHMAN BROTHERS NAMES BRADLEY H. JACK TO OFFICE OF THE CHAIRMAN New York, New York - May 24, 2004 - Lehman Brothers, the global investment bank, announced today that Bradley H. Jack has been named to the Office of the Chairman with responsibility for overseeing all of the Firm's investment banking relationships. Mr. Jack will maintain the relationships he has developed with many of Lehman Brothers' most important clients and other constituents, as well as broaden the Firm's relationships with other existing and potential clients. Chairman and Chief Executive Officer Richard S. Fuld, Jr. said, "Client focus is vital to our ongoing success and central to our strategy. Over the years, Brad has developed excellent relationships with many of our most important clients and has been a driving force behind the continued momentum of our investment banking franchise. Brad's experiences give him a unique platform to represent and deliver the Firm." Mr. Jack joined Lehman Brothers in 1984 and has held a number of senior management positions, most recently as the Firm's Co-Chief Operating Officer for the past two years. He has maintained numerous leadership roles as a member of the Firm's Executive Committee since 1996, as head of Investment Banking from 1996 to 2002, and prior to that, as sector head for Investment Banking's businesses involving Debt Capital Markets, Financial Services, Leveraged Finance and Real Estate from 1993 to 1996. -more- Jack/pg. 2 Lehman Brothers (NYSE: LEH), an innovator in global finance, serves the financial needs of corporations, governments and municipalities, institutional clients, and high-net-worth individuals worldwide. Lehman Brothers maintains leadership positions in equity and fixed income sales, trading and research, investment banking, private equity and wealth and asset management. The Firm is headquartered in New York, London, and Tokyo and operates in a network of offices around the world. For further information about Lehman Brothers' services, products, and recruitment opportunities, visit our Web site at www.lehman.com. ### -----END PRIVACY-ENHANCED MESSAGE-----