-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B7vxtF3DkIIHsLiYF1BuUGs1FrP/ItJ6RWB9gj5iVrd0NCBmWwcOuS2CpXlfaVrE ZGDEhnKYhgGnsb/nyigt3g== 0000806085-04-000080.txt : 20040412 0000806085-04-000080.hdr.sgml : 20040412 20040412170834 ACCESSION NUMBER: 0000806085-04-000080 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040402 FILED AS OF DATE: 20040412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O MEARA CHRISTOPHER M CENTRAL INDEX KEY: 0001286084 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09466 FILM NUMBER: 04729048 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVE. CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 3 1 primary_doc.xml PRIMARY DOCUMENT X0201 3 2004-04-02 0 0000806085 LEHMAN BROTHERS HOLDINGS INC LEH 0001286084 O MEARA CHRISTOPHER M LEHMAN BROTHERS 745 SEVENTH AVE. NEW YORK NY 10019 0 1 0 0 Principal Accounting Officer 1999 Restricted Stock Units 0 Common Stock 3487.54 D 2000 Restricted Stock Units 0 Common Stock 10286.3 D 2001 Restricted Stock Units 0 Common Stock 6554.77 D 2001 September Options 46.64 2011-11-29 Common Stock 7327 D 2002 Restricted Stock Units 0 Common Stock 3573.62 D 2002 December Options 54.42 2012-11-29 Common Stock 22171 D 2001 December Options 63.4 2011-11-29 Common Stock 7330 D 2003 Restricted Stock Units 0 Common Stock 10525.85 D 2003 December Options 71.39 2013-11-29 Common Stock 8997 D 75% of the 1999 Restricted Stock Units vested on November 30, 2001 and 25% vest on November 30, 2004; all such RSUs convert to Common Stock on November 30, 2004. 75% of the 2000 Restricted Stock Units vested on November 30, 2002 and 25% vest on November 30, 2005; all such RSUs convert to Common Stock on November 30, 2005. 35% of the 2001 Restricted Stock Units vest on November 30, 2004 and 65% vest on November 30, 2006; all such RSUs convert to Common Stock on November 30, 2006. 35% of the 2001 September Options become exercisable beginning November 30, 2004 and 65% become exercisable beginning November 30, 2006. 35% of the 2002 Restricted Stock Units vest on November 30, 2005 and 65% vest on November 30, 2007; all such RSUs convert to Common Stock on November 30, 2007. 75% of the 2002 December Options become exercisable beginning November 30, 2004 and 25% become exercisable beginning November 30, 2007. 35% of the 2001 December Options become exercisable beginning November 30, 2004 and 65% become exercisable beginning November 30, 2006. 35% of the 2003 Restricted Stock Units vest on November 30, 2006 and 65% vest on November 30, 2008; all such RSUs convert to Common Stock on November 30, 2008. 35% of the 2003 December Options become exercisable beginning November 30, 2006 and 65% become exercisable beginning November 30, 2008. Jeffrey A. Welikson, Attorney-in-fact 2004-04-12 EX-24 3 poa.txt POWER OF ATTORNEY POWER OF ATTORNEY The undersigned hereby authorizes Thomas A. Russo, Joseph Polizzotto and Jeffrey A. Welikson (or any one acting alone) to prepare, execute, deliver and file, in the name and on behalf of the undersigned, any and all filings by the undersigned with the Securities and Exchange Commission under Section 16 of the Securities Exchange Act of 1934, as amended, and any and all documents and instruments related thereto and provide copies thereof to exchanges and other persons required to receive the same. Dated as of April 2, 2004 /s/ Christopher M. O Meara -----END PRIVACY-ENHANCED MESSAGE-----