EX-99 4 f04-02_1713fconfbamend2.txt 13F/A CONFIDENTIAL PART B 4TH QTR. 2002 CONFIDENTIAL PART B
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- -------- -------- -------- ***LORAL SPACE & COMMON G56462107 279 650000 SH DEFINED 01 650000 0 0 ***WTS LORAL SPACE & COMMON G56462180 5 40280 SH DEFINED 01 40280 0 0 ***SEAGATE TECHNOLOGY COMMON G7945J104 2146 200000 SH DEFINED 01 200000 0 0 ADVANCED MICRO DEVICES INC CBONDCNV 007903AE7 7189 11550000 SH DEFINED 01 11550000 0 0 ALLERGAN INC COMMON 018490102 3405 59100 SH DEFINED 01 59100 0 0 ALLTEL CORP COMMON 020039103 510 10000 SH DEFINED 01 10000 0 0 AMGEN INC CBONDCNV 031162AE0 32976 44790000 SH DEFINED 01 44790000 0 0 ANADARKO PETROLEUM CORP CBONDCNV 032511AP2 10462 17117000 SH DEFINED 01 17117000 0 0 ANALOG DEVICES INC COMMON 032654105 596 25000 SH DEFINED 01 25000 0 0 ***APCO ARGENTINA INC (CAYMEN COMMON 037489101 10192 584437 SH DEFINED 01 584437 0 0 APOGENT TECHNOLOGIES INC CBONDCNV 03760AAE1 2713 2638000 SH DEFINED 01 2638000 0 0 ARCHSTONE-SMITH TR COMMON 039583109 1035 44000 SH DEFINED 01 44000 0 0 ATMEL CORP COMMON 049513104 212 95100 SH DEFINED 01 95100 0 0 AVIRON CBONDCNV 053762AD2 397 400000 SH DEFINED 01 400000 0 0 AVIVA PETROLEUM INC NEW COMMON 05379P205 178 2968576 SH DEFINED 01 2968576 0 0 BAXTER INTERNATIONAL INC COMMON 071813406 7730 154300 SH DEFINED 01 154300 0 0 BEA SYSTEMS INC CBONDCNV 073325AD4 1796 1985000 SH DEFINED 01 1985000 0 0 BROCADE COMMUNICATIONS SYS INC COMMON 111621108 54 13200 SH DEFINED 01 13200 0 0 BROCADE COMMUNICATIONS SYSTEM CBONDCNV 111621AB4 7820 11152000 SH DEFINED 01 11152000 0 0 BURR-BROWN CORP CBONDCNV 122574AF3 8835 8802000 SH DEFINED 01 8802000 0 0 CELESTICA INC CBONDCNV 15101QAA6 1461 3480000 SH DEFINED 01 3480000 0 0 CENDANT CORP COMMON 151313103 635 60600 SH DEFINED 01 60600 0 0 CENDANT CORP CBONDCNV 151313AF0 2170 3439000 SH DEFINED 01 3439000 0 0 CENDANT CORP CBONDCNV 151313AH6 7298 7400000 SH DEFINED 01 7400000 0 0 CENDANT CORP CBONDCNV 151313AN3 69 70000 SH DEFINED 01 70000 0 0 CENTERPOINT PROPERTIES TRUST PREFCONV 151895307 904 13500 SH DEFINED 01 13500 0 0 CEPHALON INC CBONDCNV 156708AC3 589 600000 SH DEFINED 01 600000 0 0 CHUBB CORP PREFCONV 171232309 4119 172000 SH DEFINED 01 172000 0 0 COMVERSE TECHNOLOGY INC NEW COMMON 205862402 1002 100000 SH DEFINED 01 100000 0 0 COMVERSE TECHNOLOGY INC CBONDCNV 205862AJ4 454 540000 SH DEFINED 01 540000 0 0 CONEXANT SYSTEMS INC CBONDCNV 207142AF7 1921 4166000 SH DEFINED 01 4166000 0 0 CURAGEN CORP COMMON 23126R101 661 142235 SH DEFINED 01 142235 0 0 CURAGEN CORP CBONDCNV 23126RAC5 9771 15358000 SH DEFINED 01 15358000 0 0 CYPRESS SEMICONDUCTOR CORP CBONDCNV 232806AE9 1125 1356000 SH DEFINED 01 1356000 0 0 CYPRESS SEMICONDUCTOR CORP CBONDCNV 232806AF6 743 935000 SH DEFINED 01 935000 0 0 DEVON ENERGY CORPORATION NEW CBONDCNV 25179MAD5 10267 19603000 SH DEFINED 01 19603000 0 0 DOMINION RES INC VA NEW PREFCONV 25746U208 3088 57000 SH DEFINED 01 57000 0 0 DOUBLECLICK INC CBONDCNV 258609AC0 17 20000 SH DEFINED 01 20000 0 0 EL PASO CORPORATION COMMON 28336L208 2088 78500 SH DEFINED 01 78500 0 0 ELECTRONIC DATA SYS CORP NEW CBONDCNV 285661AB0 266 350000 SH DEFINED 01 350000 0 0 ELECTRONIC DATA SYS CORP NEW PREFERED 285661203 2841 129700 SH DEFINED 01 129700 0 0 ENZON INC CBONDCNV 293904AB4 8088 10930000 SH DEFINED 01 10930000 0 0 EQUITY RESIDENTIAL PREFCONV 29476L859 16399 672100 SH DEFINED 01 672100 0 0 FPL GROUP INC COMMON 302571104 450 7500 SH DEFINED 01 7500 0 0 FIRST DATA CORP CBONDCNV 319963AD6 12026 10933000 SH DEFINED 01 10933000 0 0 FOSTER WHEELER LTD CBONDCNV 35024PAB8 4346 18205000 SH DEFINED 01 18205000 0 0 GENERAL MOTORS CORP COMMON 370442733 9688 419400 SH DEFINED 01 419400 0 0 GENERAL MOTORS CORP COMMON 370442741 12288 503000 SH DEFINED 01 503000 0 0 GRANT PRIDECO INC COMMON 38821G101 12842 1103300 SH DEFINED 01 1103300 0 0 HOST MARRIOTT CORP-NEW REIT COMMON 44107P104 8324 940600 SH DEFINED 01 940600 0 0 INTERMUNE INC CBONDCNV 45884XAA1 7278 7380000 SH DEFINED 01 7380000 0 0 INVITROGEN CORP CBONDCNV 46185RAD2 2109 2500000 SH DEFINED 01 2500000 0 0 JUNIPER NETWORKS INC CBONDCNV 48203RAA2 197 255000 SH DEFINED 01 255000 0 0 ***LSI LOGIC CORP CBONDCNV 502161AE2 8965 10074000 SH DEFINED 01 10074000 0 0 LSI LOGIC CORP CBONDCNV 502161AG7 4908 6023000 SH DEFINED 01 6023000 0 0 LIBERTY MEDIA CORP CBONDCNV 530715AN1 3100 4835000 SH DEFINED 01 4835000 0 0 MERCURY INTERACTIVE CORP CBONDCNV 589405AB5 80 90000 SH DEFINED 01 90000 0 0 MERRILL LYNCH & CO INC CBONDCNV 590188A73 46111 47415000 SH DEFINED 01 47415000 0 0 MIRANT CORP COMMON 604675108 1378 729300 SH DEFINED 01 729300 0 0 MIRANT CORP CBONDCNV 604675AB4 58 160000 SH DEFINED 01 160000 0 0 MIRANT CORP CBONDCNV 604675AC2 2755 6600000 SH DEFINED 01 6600000 0 0 MOTOROLA INC COMMON 620076109 173 20000 SH DEFINED 01 20000 0 0 NETWORK ASSOCIATES INC CBONDCNV 640938AB2 66953 139850000 SH DEFINED 01 39850000 0 0 NETWORK ASSOCS INC CBONDCNV 64123LAB7 2158 1760000 SH DEFINED 01 1760000 0 0 NEWELL RUBBERMAID INC COMMON 651229106 894 29500 SH DEFINED 01 29500 0 0 NORTHROP GRUMMAN CORP COMMON 666807409 6604 61300 SH DEFINED 01 61300 0 0 PMC-SIERRA INC CBONDCNV 69344FAB2 5430 7240000 SH DEFINED 01 7240000 0 0 POGO PRODUCING CO SUB NT CONV CBONDCNV 730448AE7 11856 11159000 SH DEFINED 01 11159000 0 0 PRUDENTIAL FINANCIAL INC COMMON 744320201 8185 150000 SH DEFINED 01 150000 0 0 PUBLIC SERVICE ENTERPRISE COMMON 744573304 2492 50000 SH DEFINED 01 50000 0 0 QUANTA SERVICES INC COMMON 74762E102 2100 600000 SH DEFINED 01 600000 0 0 QUANTA SVCS INC CBONDCNV 74762EAA0 1498 2700000 SH DEFINED 01 2700000 0 0 RF MICRO DEVICES INC CBONDCNV 749941AB6 3253 3761000 SH DEFINED 01 3761000 0 0 RATIONAL SOFTWARE CORP CBONDCNV 75409PAC7 6529 6425000 SH DEFINED 01 6425000 0 0 RECKSON ASSOCS RLTY CORP COMMON 75621K304 293 13100 SH DEFINED 01 13100 0 0 RECKSON ASSOCIATES REALTY CORP PREFCONV 75621K205 6063 269500 SH DEFINED 01 269500 0 0 ROUSE CO COMMON 779273101 1930 60900 SH DEFINED 01 60900 0 0 S3 INC SUB NOTE CONV CBONDCNV 784849AC5 374 2342000 SH DEFINED 01 2342000 0 0 SEALED AIR CORP NEW COMMON 81211K100 2696 72300 SH DEFINED 01 72300 0 0 SEPRACOR INC CBONDCNV 817315AL8 369 600000 SH DEFINED 01 600000 0 0 SIMON PROPERTY GROUP INC NEW PREFCONV 828806406 9829 105692 SH DEFINED 01 105692 0 0 SOLECTRON CORP COMMON 834182206 1872 160000 SH DEFINED 01 160000 0 0 SOLECTRON CORP CBONDCNV 834182AK3 8146 13382000 SH DEFINED 01 13382000 0 0 SYMANTEC CORP CBONDCNV 871503AB4 993 705000 SH DEFINED 01 705000 0 0 TECO ENERGY INC COMMON 872375209 1293 65000 SH DEFINED 01 65000 0 0 TXU CORP COMMON 873168504 2574 90000 SH DEFINED 01 90000 0 0 TXU CORP COMMON 873168884 17649 613900 SH DEFINED 01 613900 0 0 TEMPLE INLAND INC COMMON 879868107 1012 22600 SH DEFINED 01 22600 0 0 TEVA PHARMACAUTICAL FIN LLC CBONDCNV 88163VAB5 6112 5713000 SH DEFINED 01 5713000 0 0 TEVA PHARMACEUTICALS FIN S A CBONDCNV 88163XAB1 6346 5966000 SH DEFINED 01 5966000 0 0 THERMO ELECTRON CORP CBONDCNV 883556AJ1 1413 1673000 SH DEFINED 01 1673000 0 0 TOTAL RENAL CARE HOLDINGS INC CBONDCNV 89151AAC1 21904 21932000 SH DEFINED 01 21932000 0 0 TOYS R US INC COMMON 892335209 5501 163500 SH DEFINED 01 163500 0 0 TRANSOCEAN SECDCO FOREX INC CBONDCNV 893830AA7 42872 69712000 SH DEFINED 01 69712000 0 0 TYCO INTL LTD NEW CBONDCNV 902124AC0 19056 26606000 SH DEFINED 01 26606000 0 0 UNITED STATES CELLULAR CORP CBONDCNV 911684AA6 1686 4559000 SH DEFINED 01 4559000 0 0 VITESSE SEMICONDUCTOR CORP CBONDCNV 928497AB2 546 655000 SH DEFINED 01 655000 0 0 VORNADO REALTY TRUST-6.50% PREFERED 929042208 2899 54500 SH DEFINED 01 54500 0 0