EX-99 4 f03-11_1413famend.txt 13F/A CONFIDENTIAL PART B 3RD QTR. 2002
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------- ------- ------- ------- ------- ---- ---- ---------- -------- ------ -------- ----- ***WTS LORAL SPACE & COMMON G56462180 2 40280 SH DEFINED 1 40280 0 0 ***TEVA PHARMACEUTICAL CBONDCNV M87684AA0 0 350000 SH DEFINED 1 350000 0 0 ***TEVA PHARMACEUTICALS FIN CBONDCNV U88163AA5 148 150000 SH DEFINED 1 150000 0 0 ***THERMEDICS INC CEUROCNV U88390AB2 1870 2075000 SH DEFINED 1 2075000 0 0 IGEN 5% 01/11/2005 INC SUB CBONDCNV XX9L28072 0 10000000 SH DEFINED 1 10000000 0 0 WTS INSIGNIA FINANCIAL GROUP COMMON XX9L29521 0 148894 SH DEFINED 1 148894 0 0 "EUNIVERSE, INC" WARRANT XX9L42370 0 55556 SH DEFINED 1 55556 0 0 WTS HEALTHAXIS INC RSTD WARRANT XX9L43770 0 73746 SH DEFINED 1 73746 0 0 AES CORP COMMON 00130H105 233 93100 SH DEFINED 1 93100 0 0 ADELPHIA COMMUNICATIONS CORP CBONDCNV 006848BG9 977 13966000 SH DEFINED 1 13966000 0 0 ADELPHIA COMMUNICATIONS CORP CBONDCNV 006848BH7 140 2000000 SH DEFINED 1 2000000 0 0 ADVANCED MICRO DEVICES CBONDCNV 007903AD9 5162 8750000 SH DEFINED 1 8750000 0 0 AMERICAN ELECTRIC POWER CO INC COMMON 25537200 6629 170200 SH DEFINED 1 170200 0 0 AMGEN INC CBONDCNV 031162AE0 11112 15790000 SH DEFINED 1 15790000 0 0 ANADARKO PETROLEUM CORP CBONDCNV 032511AP2 12039 19617000 SH DEFINED 1 19617000 0 0 ***APCO ARGENTINA INC (CAYMEN COMMON 37489101 11256 560000 SH DEFINED 1 560000 0 0 APOGENT TECHNOLOGIES INC CBONDCNV 03760AAE1 21 22000 SH DEFINED 1 22000 0 0 ARCHSTONE-SMITH TR COMMON 395831098 83 37000 SH DEFINED 1 37000 0 0 AVIRON CBONDCNV 053762AD2 721 800000 SH DEFINED 1 800000 0 0 AVIVA PETROLEUM INC NEW COMMON 05379P205 326 2968576 SH DEFINED 1 2968576 0 0 BEA SYSTEMS INC CBONDCNV 073325AD4 10434 13573000 SH DEFINED 1 13573000 0 0 BURR-BROWN CORP CBONDCNV 122574AF3 12421 12547000 SH DEFINED 1 12547000 0 0 CMS ENERGY TR I PREFCONV 12589R203 4980 233000 SH DEFINED 1 233000 0 0 CAPITAL ONE FINANCIAL CORP PREFCONV 14040H204 3189 100600 SH DEFINED 1 100600 0 0 CELESTICA INC CBONDCNV 15101QAA6 7142 20408000 SH DEFINED 1 20408000 0 0 CENDANT CORP CBONDCNV 151313AF0 472 771000 SH DEFINED 1 771000 0 0 CENDANT CORP CBONDCNV 151313AH6 22648 23500000 SH DEFINED 1 23500000 0 0 CENDANT CORP CBONDCNV 151313AN3 65 70000 SH DEFINED 1 70000 0 0 CENDANT CORP PREFCONV 151313889 716 21206 SH DEFINED 1 21206 0 0 CHARLES RIVER LABORATORIES INC CBONDCNV 159863AL3 2175 1800000 SH DEFINED 1 1800000 0 0 CHROMATICS INTL INC COMMON 171116403 0 40000 SH DEFINED 1 40000 0 0 CHROMATICS INTL INC PREFERED 171116502 0 25000 SH DEFINED 1 25000 0 0 COMVERSE TECHNOLOGY INC NEW COMMON 205862402 606 86800 SH DEFINED 1 86800 0 0 COMVERSE TECHNOLOGY INC CBONDCNV 205862AJ4 4884 6030000 SH DEFINED 1 6030000 0 0 CONEXANT SYSTEMS INC CBONDCNV 207142AF7 1430 5086000 SH DEFINED 1 5086000 0 0 CORNING INC COMMON 219350105 466 291800 SH DEFINED 1 291800 0 0 CRITICAL PATH INC CBONDCNV 22674VAA8 84 100000 SH DEFINED 1 100000 0 0 CURAGEN CORP COMMON 23126R101 253 60000 SH DEFINED 1 60000 0 0 CURAGEN CORP CBONDCNV 23126RAC5 7255 11381000 SH DEFINED 1 11381000 0 0 CYPRESS SEMICONDUCTOR CORP CBONDCNV 232806AE9 3646 4736000 SH DEFINED 1 4736000 0 0 CYPRESS SEMICONDUCTOR CORP CBONDCNV 232806AF6 715 935000 SH DEFINED 1 935000 0 0 DEVON ENERGY CORPORATION NEW CBONDCNV 25179MAD5 10071 19603000 SH DEFINED 1 19603000 0 0 DOMINION RES INC VA NEW PREFCONV 25746U208 15276 300785 SH DEFINED 1 300785 0 0 EL PASO CORPORATION COMMON 28336L208 791 28500 SH DEFINED 1 28500 0 0 EL PASO CORP CBONDCNV 28336LAC3 1464 4803000 SH DEFINED 1 4803000 0 0 ELECTRONIC DATA SYSTEMS CORP COMMON 285661104 1284 91900 SH DEFINED 1 91900 0 0 ELECTRONIC DATA SYS CORP NEW CBONDCNV 285661AB0 5273 7375000 SH DEFINED 1 7375000 0 0 ELECTRONIC DATA SYS CORP NEW PREFERED 285661203 2800 153900 SH DEFINED 1 153900 0 0 ENZON INC CBONDCNV 293904AB4 7932 11580000 SH DEFINED 1 11580000 0 0 EQUITY OFFICE PROPERTIES TR PREFCONV 294741509 5564 129400 SH DEFINED 1 129400 0 0 EQUITY RESIDENTIAL PREFCONV 29476L859 16185 691700 SH DEFINED 1 691700 0 0 EUNIVERSE INC COMMON 298412107 629 214777 SH DEFINED 1 214777 0 0 FIRST DATA CORP COMMON 319963104 533 19100 SH DEFINED 1 19100 0 0 FOSTER WHEELER CORP CBONDCNV 35024PAA0 1142 5475000 SH DEFINED 1 5475000 0 0 FOSTER WHEELER LTD CBONDCNV 35024PAB8 4223 20230000 SH DEFINED 1 20230000 0 0 GENERAL GROWTH PPTYS INCPFD PREFCONV 370021206 9257 283100 SH DEFINED 1 283100 0 0 GENERAL MOTORS CORP COMMON 370442733 16776 749600 SH DEFINED 1 749600 0 0 GENERAL MOTORS CORP COMMON 370442741 11855 503000 SH DEFINED 1 503000 0 0 GRANT PRIDECO INC COMMON 38821G101 13218 1547800 SH DEFINED 1 1547800 0 0 GREATER BAY BANCORP CBONDCNV 391648AH5 0 26350000 SH DEFINED 1 26350000 0 0 HEWLETT PACKARD CO CBONDCNV 428236AC7 1383 3931000 SH DEFINED 1 3931000 0 0 HOST MARRIOTT CORP-NEW REIT COMMON 44107P104 438 47300 SH DEFINED 1 47300 0 0 ***ITC DELTACOM IND CBONDCNV 45031TAK0 58 900000 SH DEFINED 1 900000 0 0 INHALE THERAPEUTIC SYSTEMS INC CBONDCNV 457191AF1 937 1875000 SH DEFINED 1 1875000 0 0 INHALE THERAPEUTIC SYS INC CBONDCNV 457191AH7 2296 5500000 SH DEFINED 1 5500000 0 0 INTERMUNE INC CBONDCNV 45884XAA1 1495 1350000 SH DEFINED 1 1350000 0 0 INTERNATIONAL RECTIFIER CORP CBONDCNV 460254AE5 877 1121000 SH DEFINED 1 1121000 0 0 INVITROGEN CORP CBONDCNV 46185RAD2 1987 2500000 SH DEFINED 1 2500000 0 0 KEYSPAN CORP PREFERED 49337W407 7603 156300 SH DEFINED 1 156300 0 0 ***L & H CAP TR I PREFCONV 501608202 90 121065 SH DEFINED 1 121065 0 0 LSI LOGIC CORP CBONDCNV 502161AD4 3825 4125000 SH DEFINED 1 4125000 0 0 ***LSI LOGIC CORP CBONDCNV 502161AE2 18975 22691000 SH DEFINED 1 22691000 0 0 LSI CORP CBONDCNV 502161AF9 2493 3352000 SH DEFINED 1 3352000 0 0 LABOR READY INC CBONDCNV 505401AA7 7382 6883000 SH DEFINED 1 6883000 0 0 LIBERTY MEDIA CORP CBONDCNV 530715AM3 18 30000 SH DEFINED 1 30000 0 0 LIBERTY MEDIA CORP CBONDCNV 530715AN1 6612 10644000 SH DEFINED 1 10644000 0 0 LORAL SPACE & COMMS LTD PREFCONV 543885602 776 270000 SH DEFINED 1 270000 0 0 MACERICH CO CBONDCNV 554382AA9 3543 3440000 SH DEFINED 1 3440000 0 0 ***MEDIAONE GROUP INC PREFCONV 58440J500 8827 652440 SH DEFINED 1 652440 0 0 MENTOR GRAPHICS CORP CBONDCNV 587200AA4 5862 8950000 SH DEFINED 1 8950000 0 0 MERCURY INTERACTIVE CORP CBONDCNV 589405AB5 2703 3322000 SH DEFINED 1 3322000 0 0 MERRILL LYNCH & CO INC CBONDCNV 590188A73 47328 50905000 SH DEFINED 1 50905000 0 0 WTS MICRON TECHNOLOGY INC WARRANT 595112111 0 1117871 SH DEFINED 1 1117871 0 0 MIRANT CORP COMMON 604675108 247 112000 SH DEFINED 1 112000 0 0 MIRANT CORP CBONDCNV 604675AB4 75 160000 SH DEFINED 1 160000 0 0 MOTOROLA INC COMMON 620076109 356 35000 SH DEFINED 1 35000 0 0 NRG ENERGY INC COMMON 629377201 120 30100 SH DEFINED 1 30100 0 0 NETWORK ASSOCIATES INC CBONDCNV 640938AB2 4931410 4925000 SH DEFINED 1 4925000 0 0 NETWORK ASSOCS INC CBONDCNV 64123LAB7 9762 10000000 SH DEFINED 1 10000000 0 0 NISOURCE INC PREMIUM INCOME PREFCONV 65473P303 4201 121949 SH DEFINED 1 121949 0 0 NORTHROP GRUMMAN CORP COMMON 666807409 11635 90000 SH DEFINED 1 90000 0 0 ORCKIT COMMUNICATIONS LTD CBONDCNV 685725AA1 825 1500000 SH DEFINED 1 1500000 0 0 PMC-SIERRA INC CBONDCNV 69344FAB2 3685 5490000 SH DEFINED 1 5490000 0 0 PPL CAP FDG TR I PREFERED 69352F204 3434 187900 SH DEFINED 1 187900 0 0 POGO PRODUCING CO SUB NT CONV CBONDCNV 730448AE7 11479 11159000 SH DEFINED 1 11159000 0 0 PROTEIN DESIGN LABS INC CBONDCNV 74369LAB9 19 25000 SH DEFINED 1 25000 0 0 QUANTA SERVICES INC COMMON 7.48E+106 468 225000 SH DEFINED 1 225000 0 0 QUANTA SVCS INC CBONDCNV 74762EAA0 1455 3000000 SH DEFINED 1 3000000 0 0 RF MICRO DEVICES INC CBONDCNV 749941AB6 4279 5678000 SH DEFINED 1 5678000 0 0 RATIONAL SOFTWARE CORP CBONDCNV 75409PAC7 1523 1950000 SH DEFINED 1 1950000 0 0 RAYTHEON CO COMMON 755111507 879 30000 SH DEFINED 1 30000 0 0 RECKSON ASSOCIATES REALTY CORP PREFCONV 75621K205 8292 349900 SH DEFINED 1 349900 0 0 ROUSE CO COMMON 779273101 1833 57400 SH DEFINED 1 57400 0 0 SL GREEN REALTY CORP PFD PREFCONV 78440X200 25672 803527 SH DEFINED 1 803527 0 0 SPX CORP COMMON 784635104 1624 16100 SH DEFINED 1 16100 0 0 S3 INC SUB NOTE CONV CBONDCNV 784849AC5 327 2342000 SH DEFINED 1 2342000 0 0 SANMINA CORP CBONDCNV 800907AD9 7612 23790000 SH DEFINED 1 23790000 0 0 SCIOS INC CBONDCNV 808905AA1 1355 1500000 SH DEFINED 1 1500000 0 0 SEALED AIR CORP NEW-$2 CONV PREFCONV 81211K209 970 44100 SH DEFINED 1 44100 0 0 SEPRACOR INC CBONDCNV 817315AL8 200 400000 SH DEFINED 1 400000 0 0 SEPRACOR INC CBONDCNV 817315AQ7 140 270000 SH DEFINED 1 270000 0 0 SIMON PROPERTY GROUP INC NEW PREFCONV 828806406 18571 195492 SH DEFINED 1 195492 0 0 SINCLAIR BROADCAST GROUP INC PREFCONV 829226505 1949 49150 SH DEFINED 1 49150 0 0 SIX FLAGS INC COMMON 83001P109 1031 292900 SH DEFINED 1 292900 0 0 SPRINT CORP(PCS GROUP) PREFCONV 852061605 580 111600 SH DEFINED 1 111600 0 0 SYMANTEC CORP CBONDCNV 871503AB4 4654 3705000 SH DEFINED 1 3705000 0 0 TECO ENERGY INC COMMON 872375209 1269 67300 SH DEFINED 1 67300 0 0 TXU CORP COMMON 873168108 2385 57200 SH DEFINED 1 57200 0 0 TEMPLE INLAND INC COMMON 879868107 405 10500 SH DEFINED 1 10500 0 0 TEVA PHARMACAUTICAL FIN LLC CBONDCNV 88163VAB5 3655 3498000 SH DEFINED 1 3498000 0 0 TEVA PHARMACEUTICALS CBONDCNV 88163XAA3 176 170000 SH DEFINED 1 170000 0 0 TEVA PHARMACEUTICALS FIN S A CBONDCNV 88163XAB1 1985 1911000 SH DEFINED 1 1911000 0 0 THERMO ELECTRON CORP CBONDCNV 883556AJ1 1413 1673000 SH DEFINED 1 1673000 0 0 THERMO INSTRUMENT SYSTEMS INC CBONDCNV 883559AC0 14368 14441000 SH DEFINED 1 14441000 0 0 TOTAL RENAL CARE HOLDINGS INC CBONDCNV 89151AAC1 25930 26595000 SH DEFINED 1 26595000 0 0 TOYS R US INC COMMON 892335209 5665 163500 SH DEFINED 1 163500 0 0 TRANSOCEAN SECDCO FOREX INC CBONDCNV 893830AA7 42412 69672000 SH DEFINED 1 69672000 0 0 TYCO INTL LTD NEW CBONDCNV 902124AC0 1086 1662000 SH DEFINED 1 1662000 0 0 UNITED STATES CELLULAR CORP CBONDCNV 911684AA6 1772 4759000 SH DEFINED 1 4759000 0 0 VEC TR I PREFCONV 91821D107 566 25000 SH DEFINED 1 25000 0 0 VERTICALNET INC CBONDCNV 92532LAC1 520 1357000 SH DEFINED 1 1357000 0 0 VITESSE SEMICONDUCTOR CORP COMMON 928497106 51 75500 SH DEFINED 1 75500 0 0 VORNADO REALTY TRUST-6.50% PREFERED 929042208 2994 54500 SH DEFINED 1 54500 0 0 WILLIAMS COMPANIES INC COMMON 969457100 67 30000 SH DEFINED 1 30000 0 0 WORLDCOM INC GA NEW PREFERED 98157D809 45 95700 SH DEFINED 1 95700 0 0