-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nl2i8Di9dxeeuBYYSwbjp7Np+XU0fKYKlqiCiqz5wExf9L8y4fEERXOY1aSDXqBn dJVN9V5uceVM7734/LNImA== 0000806085-03-000137.txt : 20030710 0000806085-03-000137.hdr.sgml : 20030710 20030710151950 ACCESSION NUMBER: 0000806085-03-000137 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030710 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20030710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09466 FILM NUMBER: 03781890 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 8-K 1 f03-07_108k.txt FORM 8 K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 10, 2003 Lehman Brothers Holdings Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-9466 13-3216325 (Commission File Number) (IRS Employer Identification No.) 745 Seventh Avenue New York, NY 10019 (Address of principal (Zip Code) executive offices) Registrant's telephone number, including area code: (212) 526-7000 Item 5. Other Events Press Release On July 10, 2003, Lehman Brothers Holdings Inc. (the "Registrant") issued a press release with respect to the appointment of Sir Christopher Gent as a non-executive director to its Board of Directors effective September 1, 2003 (the "Press Release"). The Press Release follows as Exhibit 99.1 hereto. Item 7. Financial Statements and Exhibits (c) Exhibits The following Exhibit is filed as part of this Report. Exhibit 99.1 Press Release with respect to the appointment of Sir Christopher Gent as a non-executive Director. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. LEHMAN BROTHERS HOLDINGS INC. (Registrant) Date: July 10, 2003 By: /s/ Karen Corrigan ----------------------------- Karen Corrigan Vice President 3 EXHIBIT INDEX Exhibit 99.1 Press Release with respect to the appointment of Sir Christopher Gent as a non-executive Director. 4 EX-99 3 f03-07_108kexh991.txt EXHIBIT 99.1 PRESS RELEASE For Immediate Release Media Contact: Hannah Burns 212-526-4064 Stewart Prosser 011-44-207-011-7252 SIR CHRISTOPHER GENT JOINS LEHMAN BROTHERS' BOARD OF DIRECTORS -Chief Executive of Vodafone Group Plc.- NEW YORK, July 10, 2003 - Lehman Brothers, the global investment bank, today announced the appointment of Sir Christopher Gent as a non-executive director to its Board of Directors. He will join the Board on September 1, 2003. Sir Christopher is currently chief executive of Vodafone Group Plc., one of the world's largest mobile telecommunications companies, and will retire from the company and its Board of Directors on July 30, 2003. In a career spanning 36 years, Sir Christopher has held senior positions with NatWest, Schroder Computer Services, and ICL. He joined Vodafone in August 1985 as managing director of Vodafone Limited and was appointed chief executive in January 1997, helping the company to become one of the largest in Europe and the largest in its industry worldwide. As a result of his leadership at Vodafone and his contributions to the telecommunications industry, he was knighted in June 2001. -more- Commenting on his appointment, Richard S. Fuld, Jr., chairman and chief executive officer of Lehman Brothers, said, "I am delighted that Sir Christopher has joined Lehman Brothers' Board. His leadership at Vodafone was instrumental in driving the telecommunications industry forward and his energy and vision guided the company's rapid expansion. Sir Christopher's global business experience and perspective will be of tremendous value to the Board and to the Firm." Sir Christopher joins the existing seven non-executive directors at the Firm. Sir Christopher said, "I am so pleased to be joining the Board of Lehman Brothers and look forward to playing a part in expanding what is already a very successful franchise." Lehman Brothers (ticker symbol NYSE:LEH), an innovator in global finance, serves the financial needs of corporations, governments and municipalities, institutional clients, and high-net-worth individuals worldwide. Founded in 1850, Lehman Brothers maintains leadership positions in equity and fixed income sales, trading and research, investment banking, private equity and private client services. The Firm is headquartered in New York, London, and Tokyo and operates through a network of offices around the world. For further information about Lehman Brothers please visit our Web site at www.lehman.com. # # # -----END PRIVACY-ENHANCED MESSAGE-----