EX-99 4 f02-05_1513famendconfb.txt 13F CONFIDENTIAL B AMENDMENT
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- ---------------- -------- ***LORAL SPACE & COMMS LTD PREFCONV G56462164 1440 28800 SH DEFINED 01 28800 0 0 ***NORDIC AMERICAN TANKER COMMON G65773106 3787 300000 SH DEFINED 01 300000 0 0 ***VODAFONE AIRTOUCH COMMON G9387S105 8731 1577000 SH DEFINED 01 1577000 0 0 ***THERMO INSTRUMENT SYSTEMS CBONDCNV U88355AF6 47 47000 SH DEFINED 01 47000 0 0 WTS ABTX 15 EXP 12/04/01 WARRANT XX9L26342 0 600000 SH DEFINED 01 600000 0 0 WTS ABTX 15 INC EXP 12/29/01 WARRANT XX9L26382 0 749320 SH DEFINED 01 749320 0 0 WTS HECLA MINING CP 102%/3.19 WARRANT XX9L26859 0 315748 SH DEFINED 01 315748 0 0 ACTIVE SOFTWARE INC COMMON 00504E100 1119 17600 SH DEFINED 01 17600 0 0 AGRIBRANDS INTERNATIONAL INC COMMON 00849R105 2162 55000 SH DEFINED 01 55000 0 0 ***APCO ARGENTINA INC (CAYMEN COMMON 037489101 14765 454329 SH DEFINED 01 454329 0 0 AVIVA PETROLEUM INC NEW COMMON 05379P205 38 129662 SH DEFINED 01 129662 0 0 ***B & H OCEAN CARRIERS LTD COMMON 055090104 56 40336 SH DEFINED 01 40336 0 0 CHROMATICS COLOR SCIENCES COMMON 171116304 789 140373 SH DEFINED 01 140373 0 0 COMCAST CORP COMMON 200300606 6098 75000 SH DEFINED 01 75000 0 0 COMCAST CORP PREFCONV 200300507 3783 30000 SH DEFINED 01 30000 0 0 COMMSCOPE INC COMMON 203372107 2135 46800 SH DEFINED 01 46800 0 0 CORNING INC COMMON 219350105 6591 33977 SH DEFINED 01 33977 0 0 INTEGRATED DEVICE TECHNOLOGY CBONDCNV 458118AA4 24269 17571000 SH DEFINED 01 17571000 0 0 INTERNATIONAL PAPER CAPITAL PREFCONV 460137300 4175 92025 SH DEFINED 01 92025 0 0 JACOR COMMUNICATIONS INC CBONDCNV 469858AB0 935 1700000 SH DEFINED 01 1700000 0 0 KULICKE & SOFFA INDUSTRIES INC COMMON 501242101 249 3900 SH DEFINED 01 3900 0 0 ***LORAL SPACE&COMMUNICATIONS PREFCONV 543885404 1618 37200 SH DEFINED 01 37200 0 0 LORAL SPACE & COMMS LTD PREFCONV 543885602 2556 73050 SH DEFINED 01 73050 0 0 LORAL SPACE & COMMS LTD PREFCONV 543885602 18410 526000 SH DEFINED 01 526000 0 0 MEDIAONE GROUP PREFERED 58440J401 35637 300105 SH DEFINED 01 300105 0 0 METAMOR WORLDWIDE INC CBONDCNV 59133PAA8 2568 3000000 SH DEFINED 01 3000000 0 0 NISOURCE INC PREMIUM INCOME PREFCONV 65473P303 481 13200 SH DEFINED 01 13200 0 0 ORBITAL SCIENCES CORP COMMON 685564106 150 10000 SH DEFINED 01 10000 0 0 PARK ELECTROCHEMICAL CORP CBONDCNV 700416AB6 113 135000 SH DEFINED 01 135000 0 0 PSINET INC PREFCONV 74437C309 332 5200 SH DEFINED 01 5200 0 0 PSINET INC PREFCONV 74437C408 758 17800 SH DEFINED 01 17800 0 0 QUANEX CORP COMMON 747620102 567 31500 SH DEFINED 01 31500 0 0 RHYTHMS NETCONNECTIONS INC COMMON 762430304 2065 20000 SH DEFINED 01 20000 0 0 S3 INC SUB NOTE CONV CBONDCNV 784849AC5 4100 3625000 SH DEFINED 01 3625000 0 0 SENSORMATIC ELECTRONICS CORP COMMON 817265606 143 13088 SH DEFINED 01 13088 0 0 SENSORMATIC ELECTRONICS CORP PREFCONV 817265200 4210 136934 SH DEFINED 01 136934 0 0 SENSORMATIC ELECTRS CORP PREFCONV 817265804 2602 84625 SH DEFINED 01 84625 0 0 SICOR INC COMMON 825846108 737 71061 SH DEFINED 01 71061 0 0 SICOR INC PREFCONV 825846306 1912 85000 SH DEFINED 01 85000 0 0 SINCLAIR BROADCAST GROUP INC PREFCONV 829226505 1323 45250 SH DEFINED 01 45250 0 0 SIRIUS SATELLITE RADIO INC COMMON 82966U103 2525 44300 SH DEFINED 01 44300 0 0 SUPERIOR TR I PFD CONV 8.50% COMMON 86836P202 3755 121144 SH DEFINED 01 121144 0 0 THERMO FIBERGEN INC COMMON 88355U109 495 41500 SH DEFINED 01 41500 0 0 THERMO FIBERTEK INC COMMON 88355W105 147 21400 SH DEFINED 01 21400 0 0 THERMO ELECTRON CORP COMMON 883556102 4586 225100 SH DEFINED 01 225100 0 0 THERMO INSTRUMENTS SYSTEMS INC CBONDCNV 883559AE6 2239 2604000 SH DEFINED 01 2604000 0 0 THERMOTREX CORPORATION CBONDCNV 883666AA7 17 25000 SH DEFINED 01 25000 0 0 TIMES MIRROR CO NEW-SER A CLASS 887364107 929 10000 SH DEFINED 01 10000 0 0 TRIBUNE CO NEW (PHONES) COMMON 896047305 12813 88980 SH DEFINED 01 88980 0 0 VERIO INC PREFCONV 923433304 2824 51000 SH DEFINED 01 51000 0 0 WORLD COLOR PRESS INC DEL CBONDCNV 981443AA2 906 1000000 SH DEFINED 01 1000000 0 0 XM SATELLITE RADIO HLDGS INC COMMON 983759101 1112 31900 SH DEFINED 01 31900 0 0 ABN AMRO NORTH AMERICA INC PREFERED 003714102 2231 23000 SH DEFINED 01 23000 0 0 ALABAMA POWER CO PREFERED 010392595 21388 1024600 SH DEFINED 01 1024600 0 0 ANADARKO PETROLEUM CORP-DEP PREFERED 032511305 6459 74242 SH DEFINED 01 74242 0 0 BALTIMORE GAS & ELECTRIC CO PREFERED 059165696 12030 116800 SH DEFINED 01 116800 0 0 BALTIMORE GAS & ELECTRIC CO PREFERED 059165761 9805 95900 SH DEFINED 01 95900 0 0 BANK UNITED-10.12% NON-CUM PFD PREFERED 065414203 2324 90264 SH DEFINED 01 90264 0 0 BANK UNITED-9.60% NON-CUM PFD PREFERED 065414302 582 22200 SH DEFINED 01 22200 0 0 BANKERS TRUST CORP-DEP SHS PREFERED 066365719 6754 292100 SH DEFINED 01 292100 0 0 CENTAUR FUNDING CORP PREFERED 151327202 4276 40925 SH DEFINED 01 40925 0 0 CHASE MANHATTAN CORP NEW-ADJ PREFERED 16161A405 8385 368600 SH DEFINED 01 368600 0 0 CHEVY CHASE SAVINGS BANK F S B PREFCONV 166784207 2500 100000 SH DEFINED 01 100000 0 0 DONALDSON LUFKIN & JENRETTE PREFERED 257661306 18603 385568 SH DEFINED 01 385568 0 0 EL PASO ENERGY CAPITAL TRUST I PREFCONV 283678209 987 18800 SH DEFINED 01 18800 0 0 EUROPEAN AMERICAN BANK-5.84% PREFERED 29874F207 1643 16500 SH DEFINED 01 16500 0 0 EUROPEAN AMERICAN BANK-6.01% PREFERED 29874F306 783 7795 SH DEFINED 01 7795 0 0 FARMLAND INDUSTRIES INC PREFERED 311549505 5012 100000 SH DEFINED 01 100000 0 0 FLORIDA POWER & LIGHT CO PREFERED 341081776 6078 61552 SH DEFINED 01 61552 0 0 FLORIDA POWER & LIGHT CO PREFERED 341081784 7003 67587 SH DEFINED 01 67587 0 0 FLORIDA POWER & LIGHT CO PREFERED 341081792 6768 65000 SH DEFINED 01 65000 0 0 FORTIS REGCAPS FND TR II PREFERED 349916205 10478 101000 SH DEFINED 01 101000 0 0 FORTIS U S REGCAPS FDG TR II PREFERED 349917203 83136 82000 SH DEFINED 01 82000 0 0 HELLER FINANCIAL INC PREFERED 423328871 32010 310400 SH DEFINED 01 310400 0 0 HELLER FINANCIAL INC PREFERED 423328889 6483 65000 SH DEFINED 01 65000 0 0 HOUSEHOLD INTL INC-DEP SHS PREFERED 441815834 8574 329800 SH DEFINED 01 329800 0 0 IDAHO POWER CO-7.07% PFD PREFERED 451380703 1233 11500 SH DEFINED 01 11500 0 0 LASMO AMERICA LTD PREFERED 51808V207 6922 65000 SH DEFINED 01 65000 0 0 MEDIAONE FINANCE TRUST III PREFERED 584458202 22698 907952 SH DEFINED 01 907952 0 0 MERRILL LYNCH & CO INC-DEP SHS PREFERED 590188819 84553 2960313 SH DEFINED 01 2960313 0 0 MONTANA POWER CO-$6.875 PFD PREFERED 612085506 5350 50420 SH DEFINED 01 50420 0 0 J P MORGAN & CO INC-DEP SHS PREFERED 616880886 11998 240575 SH DEFINED 01 240575 0 0 MORGAN STANLEY DEAN WITTER & PREFERED 617446562 41321 796550 SH DEFINED 01 796550 0 0 NIAGARA MOHAWK POWER CORP PREFERED 653522771 31668 627100 SH DEFINED 01 627100 0 0 PECO ENERGY CO-$7.48 PFD PREFERED 693304800 11538 125250 SH DEFINED 01 125250 0 0 PNC FINANCIAL SERVICES GP INC PREFERED 693475709 9774 195000 SH DEFINED 01 195000 0 0 PSI ENERGY INC-6.875% CUM PFD PREFERED 693627879 18652 176800 SH DEFINED 01 176800 0 0 PACIFIC GAS & ELECTRIC CO PREFERED 694308685 5165 199160 SH DEFINED 01 199160 0 0 PACIFIC GAS & ELECTRIC CO PREFERED 694308693 9685 373400 SH DEFINED 01 373400 0 0 PROVIDENT CAPITAL TRUST II PREFERED 74386E207 3451 167850 SH DEFINED 01 167850 0 0 PUBLIC SERVICE ELEC & GAS CO PREFERED 744567710 1282 11700 SH DEFINED 01 11700 0 0 PUGET SOUND ENERGY INC-7.45% PREFERED 745332775 19229 699237 SH DEFINED 01 699237 0 0 RITE AID LEASE MGMT COMPANY PREFERED 767757206 19253 213000 SH DEFINED 01 213000 0 0 SLM HOLDING CORPORATION PREFERED 78442A307 8585 170000 SH DEFINED 01 170000 0 0 SIERRA PACIFIC POWER CO PREFERED 826418709 10058 377800 SH DEFINED 01 377800 0 0 SOUTH CAROLINA ELEC & GAS CO PREFERED 837004829 7593 75000 SH DEFINED 01 75000 0 0 VIRGINIA ELECTRIC & POWER CO PREFERED 927804625 7556 75000 SH DEFINED 01 75000 0 0 VIRGINIA ELECTRIC & POWER CO PREFERED 927804690 2774 27500 SH DEFINED 01 27500 0 0