-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ba07mR8MYAb3uCu/WY9pRtstJWOz/C1723eCph53AVuL9mrD/rhfuwCofnQZl8El H8IjoK1ImEJu7uHkRJIyBw== 0000806085-01-500035.txt : 20010620 0000806085-01-500035.hdr.sgml : 20010620 ACCESSION NUMBER: 0000806085-01-500035 CONFORMED SUBMISSION TYPE: 424B2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010619 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 424B2 SEC ACT: SEC FILE NUMBER: 033-53651 FILM NUMBER: 1663308 BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS TWR STREET 2: 3 WORLD FINANCIAL CNTR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS TOWER 15TH FL STREET 2: 2 WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 424B2 1 mtng001a.txt MTNG001A Rule 424(b)(2) Registration No. 333-60474 AMENDMENT NO. 1 dated June 19, 2001 to PRICING SUPPLEMENT NO. 1 dated June 14, 2001 to Prospectus Supplement dated June 14, 2001 and Prospectus dated June 14, 2001 LEHMAN BROTHERS HOLDINGS INC. Medium-Term Notes, Series G Due Nine Months or More From the Date of Issue Cusip No.: 52517PRX1 Specified Currency: US Dollars Principal Amount: $1,708,000.00 Total Per Note Issue Price: $707,907.00 41.4465% Agent's Commission: $8,540.00 0.5000% Proceeds to Lehman Brothers Holdings: $699,367.00 40.9465% Agent: Lehman Brothers Inc. Agent's Capacity: [ ] As agent [X] As principal If as principal: Agent (Purchaser) Principal Amount to be Purchased Lehman Brothers Inc. $1,708,000.00 Total $1,708,000.00 [ ] The Notes are being offered at varying prices relating to prevailing market prices at the time of sale. [X] The Notes are being offered at a fixed initial public offering price equal to the Issue Price. Original Issue Date: June 21, 2001 Stated Maturity Date: July 15, 2014 Amortizing Note: [ ] Yes [X] No Amortization Schedule: Not applicable [X] Fixed Rate Note Interest Rate per Annum: 0.00% [ ] Floating Rate Note [ ] CD Rate [ ] Commercial Paper Rate [ ] Federal Funds Rate [ ] LIBOR Telerate [ ] LIBOR Reuters [ ] Treasury Rate: Constant Maturity [ ] Yes [ ] No [ ] Prime Rate [ ] J.J. Kenny Rate [ ] Eleventh District Cost of Funds Rate [ ] Other: __________________________ Initial Interest Rate: ------ % Spread: ------bp - -or- Spread Multiplier: ------% Maximum Interest Rate: -------% Minimum Interest Rate: -------% Index Maturity: Not applicable Interest Rate Determination Dates: Not applicable Interest Reset Dates: Not applicable Interest Payment Dates: Not applicable "Accrue to Pay": Not applicable Interest Rate Calculation Agent: Not applicable Optional Redemption: The Note may not be redeemed prior to stated maturity at the option of Lehman Brothers Holdings. Optional Repayment: The holder of the Note may not elect repayment of the Note by Lehamn Brothers Holdings prior to stated maturity. Extension of Maturity: Lehman Brothers Holdings may not extend the stated maturity date of the Note. Form of Note: [X] Book-entry only (global) [ ] Certificated Depository: The Depository Trust Company Authorized Denominations: $1,000 or any larger whole multiple Other Terms: None Lehman Brothers Holdings Inc. By: /s/ Thomas O'Sullivan Name: Thomas O'Sullivan Title: Authorized Officer -----END PRIVACY-ENHANCED MESSAGE-----