-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Crrtqjt+sYkaWZ0TLNSXckG/cBF3tuRSCoP8eVJFGZzXE7nCQUB8Z//dPKn1zOl0 65HkAnTjsTAZAKLQP01CAA== 0000806085-01-500015.txt : 20010516 0000806085-01-500015.hdr.sgml : 20010516 ACCESSION NUMBER: 0000806085-01-500015 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20010515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-03182 FILM NUMBER: 1636753 BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS TWR STREET 2: 3 WORLD FINANCIAL CNTR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS TOWER 15TH FL STREET 2: 2 WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 13F-HR/A 1 f01mar31confamd.txt LBHI 13F This Filing lists securities holdings reported on the Form 13F filed on May 12, 2000 pursuant to a request for confidential treatment and for which confidential treatment expired on May 12, 2001. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F CONFIDENTIAL COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lehman Brothers Holdings Inc. Address: 3 World Financial Center New York, New York 10285 Form 13F File Number: 28-3182 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Oliver Budde Title: Vice President Phone: 646 836-2143 Signature, Place and Date of Signing: /s/ Oliver Budde New York, NY May 15, 2001 - ------------------ ------------ ----------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by another reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F CONFIDENTIAL SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 179 Form 13F Information Table Value Total 2,563,986 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-1159 Lehman Brothers Inc.
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- -------- -------- -------- AEROSPACE CREDITORS COMMON 008017105 70 56034 SH DEFINED 01 56034 0 0 ALLERGAN SPECIALTY COMMON 018494104 1178 86500 SH DEFINED 01 86500 0 0 ALZA CORP SUB LIQUID YIELD OPT CBONDCNV 022615AC2 2600 5000000 SH DEFINED 01 5000000 0 0 ASPECT DEVELOPMENT INC COMMON 045234101 13679 212500 SH DEFINED 01 212500 0 0 AUSTRIA FUND INC COMMON 052587102 1643 120100 SH DEFINED 01 120100 0 0 AVATAR HOLDINGS INC CBONDCNV 053494AD2 6086 6800000 SH DEFINED 01 6800000 0 0 WTS BJ SERVICES CO WARRANT 055482111 3016 26000 SH DEFINED 01 26000 0 0 BICOASTAL CORP-$3.50 CUM PFD PREFERED 088774203 0 146666 SH DEFINED 01 146666 0 0 WTS BRADLEES INC COMMON 104499116 148 48652 SH DEFINED 01 48652 0 0 CCB FINANCIAL CORP COMMON 124875105 893 20200 SH DEFINED 01 20200 0 0 CBS CORP COMMON 12490K107 16987 300000 SH DEFINED 01 300000 0 0 CMP GROUP INC COMMON 125887109 5603 192400 SH DEFINED 01 192400 0 0 CSF HOLDINGS INC-ESCROW COMMON 126335991 0 149700 SH DEFINED 01 149700 0 0 CALIFORNIA COASTAL COMMUNITIES COMMON 129915203 939 172726 SH DEFINED 01 172726 0 0 CAPSTEAD MORTGAGE CORP-$1.26 PREFCONV 14067E308 405 43000 SH DEFINED 01 43000 0 0 CAPSTEAD MORTGAGE CORP REIT 14067E100 1765 455691 SH DEFINED 01 4556914 0 0 CAREMARK RX INC COMMON 141705103 2805 670000 SH DEFINED 01 670000 0 0 CITYSCAPE FINANCIAL CORP COMMON 178778106 0 82100 SH DEFINED 01 82100 0 0 COASTAL CORP COMMON 190441105 12259 266500 SH DEFINED 01 266500 0 0 COLLECTING BANK N.A. CLASS 193905106 0 262115 SH DEFINED 01 262115 0 0 ***CONCENTRIC NETWORK CORP COMMON 20589R107 22977 417770 SH DEFINED 01 417770 0 0 ***CONSECO INC COMMON 208464107 13042 1140300 SH DEFINED 01 1140300 0 0 CORDIANT TECHNOLOGIES INC COMMON 218412104 28281 500000 SH DEFINED 01 500000 0 0 CRESCENDO PHARMACEUTICALS CORP COMMON 225637107 5612 305434 SH DEFINED 01 305434 0 0 CUMULUS MEDIA INC-CL A CLASS 231082108 14372 999800 SH DEFINED 01 999800 0 0 DBT ONLINE INC COMMON 233044106 1407 75800 SH DEFINED 01 75800 0 0 WTS DURA PHARMACEUTICALS INC COMMON 26632S117 192 440400 SH DEFINED 01 440400 0 0 EASTERN ENTERPRISES INC COMMON 27637F100 67054 1119900 SH DEFINED 01 1119900 0 0 EASTERN UTILITIES ASSOCIATES COMMON 277173100 12873 410300 SH DEFINED 01 410300 0 0 EDISON BROTHERS STORES INC NEW COMMON 280875303 2 227122 SH DEFINED 01 227122 0 0 WTS EDISON BROTHERS STORES INC WARRANT 280875113 1 45051 SH DEFINED 01 45051 0 0 WTS ELAN PLC WARRANT 284131703 12780 213900 SH DEFINED 01 213900 0 0 EXCEL TECHNOLOGY INC COMMON 30067T103 13492 381400 SH DEFINED 01 381400 0 0 D WTS FEDERATED DEPARTMENT WARRANT 31410H127 5695 335000 SH DEFINED 01 335000 0 0 FINANCIAL SECURITY ASSURANCE COMMON 31769P100 62840 855700 SH DEFINED 01 855700 0 0 FIRST AUSTRALIA FUND INC COMMON 318652104 725 104600 SH DEFINED 01 104600 0 0 FLORIDA PROGRESS CORP COMMON 341109106 85318 1859800 SH DEFINED 01 1859800 0 0 FRANCE GROWTH FUND INC COMMON 35177K108 7096 433400 SH DEFINED 01 433400 0 0 FRESENIUS MEDICAL CARE HLDGS PREFERED 358030203 25 337300 SH DEFINED 01 337300 0 0 GENEVA STEEL CO-14% EXCH PFD PREFERED 372252403 1460 20000 SH DEFINED 01 20000 0 0 HEARTLAND PARTNERS LP COMMON 422357103 4064 187400 SH DEFINED 01 187400 0 0 I C H CORP NEW COMMON 44926L300 83 13100 SH DEFINED 01 13100 0 0 ***IONA TECHNOLOGIES PLC ADR 46206P109 3700 50000 SH DEFINED 01 50000 0 0 KNIGHTSBRIDGE CORP. COMMON G5299G106 3708 208197 SH DEFINED 01 208197 0 0 LG&E ENERGY CORP COMMON 501917108 44002 1923600 SH DEFINED 01 1923600 0 0 LEAP WIRELESS INTERNATIONAL COMMON 521863100 1504 15250 SH DEFINED 01 15250 0 0 LIMITED INC COMMON 532716107 12987 308300 SH DEFINED 01 308300 0 0 MCN ENERGY GROUP INC COMMON 55267J100 49122 1964900 SH DEFINED 01 1964900 0 0 MEDIAONE GROUP INC COMMON 58440J104 257013 3173000 SH DEFINED 01 3173000 0 0 MEDICAL MANAGER CORP NEW COMMON 58461U103 2096 59800 SH DEFINED 01 59800 0 0 MEDPARTNERS INC NEW-6.50% PREFCONV 58503X206 206 31200 SH DEFINED 01 31200 0 0 METAMOR WORLDWIDE INC COMMON 59133P100 5869 207300 SH DEFINED 01 207300 0 0 NETOPTIX CORP COMMON 64116F103 23941 139400 SH DEFINED 01 139400 0 0 NEW GERMANY FUND INC COMMON 644465106 3162 214400 SH DEFINED 01 214400 0 0 *** NEWBRIDGE NETWORKS CORP COMMON 650901101 30458 939000 SH DEFINED 01 939000 0 0 OPENTV COMMON G67543101 3492 29500 SH DEFINED 01 29500 0 0 PIMCO ADVISORS HOLDINGS LP COMMON 69338P102 49718 1297700 SH DEFINED 01 1297700 0 0 PNP PRIME CORP 17% CUM EX PFD PREFERED 69347R206 10 84053 SH DEFINED 01 84053 0 0 PETRIE STORES LIQUIDATING TR COMMON 716437108 713 519100 SH DEFINED 01 519100 0 0 QUALCOMM INC COMMON 747525103 9556 64000 SH DEFINED 01 64000 0 0 QWEST COMMUNICATIONS COMMON 749121109 95292 1964800 SH DEFINED 01 1964800 0 0 ***ST LAURENT PAPERBOARD INC COMMON 790907109 9833 499500 SH DEFINED 01 499500 0 0 SIRIUS SATELLITE RADIO INC COMMON 82966U103 20290 355975 SH DEFINED 01 355975 0 0 SIRIUS SATELLITE RADIO CTR COMMON 82966U996 0 64615 SH DEFINED 01 64615 0 0 SNYDER COMMUNICATIONS INC COMMON 832914105 9000 400000 SH DEFINED 01 400000 0 0 SOUTHWEST GAS CORP COMMON 844895102 5211 273400 SH DEFINED 01 273400 0 0 SPIROS DEV CORP II INC COMMON 848936100 6179 441400 SH DEFINED 01 441400 0 0 SPRINT CORP COMMON 852061100 50400 800000 SH DEFINED 01 800000 0 0 SWISS HELVETIA FUND INC COMMON 870875101 10073 732600 SH DEFINED 01 732600 0 0 TIME WARNER INC COMMON 887315109 20000 200000 SH DEFINED 01 200000 0 0 TOWN & COUNTY CORP-6% CONV PFD COMMON 892027400 75 49580 SH DEFINED 01 49580 0 0 TOWN & COUNTRY CORP-CL A CLASS 892027103 9 301480 SH DEFINED 01 301480 0 0 TOYS R US INC COMMON 892335100 248 16743 SH DEFINED 01 16743 0 0 TRAVELERS PROPERTY CASUALTY COMMON 893939108 40062 971200 SH DEFINED 01 971200 0 0 U S FOODSERVICE COMMON 90331R101 30536 1185900 SH DEFINED 01 1185900 0 0 UNION CARBIDE CORP COMMON 905581104 71112 1219500 SH DEFINED 01 1219500 0 0 U S WEST INC NEW COMMON 91273H101 322745 4444000 SH DEFINED 01 4444000 0 0 U S TRUST CORP NEW COMMON 91288L105 78699 416400 SH DEFINED 01 416400 0 0 UNITED WATER RESOURCES INC COMMON 913190104 33307 958500 SH DEFINED 01 958500 0 0 WARNER-LAMBERT CO COMMON 934488107 28275 290000 SH DEFINED 01 290000 0 0 XM SATELLITE RADIO HLDGS INC COMMON 983759101 3487 100000 SH DEFINED 01 100000 0 0 ***LORAL SPACE & COMMS LTD PREFCONV G56462164 1440 28800 SH DEFINED 01 28800 0 0 ***NORDIC AMERICAN TANKER COMMON G65773106 3787 300000 SH DEFINED 01 300000 0 0 ***VODAFONE AIRTOUCH COMMON G9387S105 8731 1577000 SH DEFINED 01 1577000 0 0 ***THERMO INSTRUMENT SYSTEMS CBONDCNV U88355AF6 47 47000 SH DEFINED 01 47000 0 0 WTS ABTX 15 EXP 12/04/01 WARRANT XX9L26342 0 600000 SH DEFINED 01 600000 0 0 WTS ABTX 15 INC EXP 12/29/01 WARRANT XX9L26382 0 749320 SH DEFINED 01 749320 0 0 WTS HECLA MINING CP 102%/3.19 WARRANT XX9L26859 0 315748 SH DEFINED 01 315748 0 0 ACTIVE SOFTWARE INC COMMON 00504E100 1119 17600 SH DEFINED 01 17600 0 0 AGRIBRANDS INTERNATIONAL INC COMMON 00849R105 2162 55000 SH DEFINED 01 55000 0 0 ***APCO ARGENTINA INC (CAYMEN COMMON 037489101 14765 454329 SH DEFINED 01 454329 0 0 AVIVA PETROLEUM INC NEW COMMON 05379P205 38 129662 SH DEFINED 01 129662 0 0 ***B & H OCEAN CARRIERS LTD COMMON 055090104 56 40336 SH DEFINED 01 40336 0 0 CHROMATICS COLOR SCIENCES COMMON 171116304 789 140373 SH DEFINED 01 140373 0 0 COMCAST CORP COMMON 200300606 6098 75000 SH DEFINED 01 75000 0 0 COMCAST CORP PREFCONV 200300507 3783 30000 SH DEFINED 01 30000 0 0 COMMSCOPE INC COMMON 203372107 2135 46800 SH DEFINED 01 46800 0 0 CORNING INC COMMON 219350105 6591 33977 SH DEFINED 01 33977 0 0 INTEGRATED DEVICE TECHNOLOGY CBONDCNV 458118AA4 24269 17571000 SH DEFINED 01 17571000 0 0 INTERNATIONAL PAPER CAPITAL PREFCONV 460137300 4175 92025 SH DEFINED 01 92025 0 0 JACOR COMMUNICATIONS INC CBONDCNV 469858AB0 935 1700000 SH DEFINED 01 1700000 0 0 KULICKE & SOFFA INDUSTRIES INC COMMON 501242101 249 3900 SH DEFINED 01 3900 0 0 ***LORAL SPACE&COMMUNICATIONS PREFCONV 543885404 1618 37200 SH DEFINED 01 37200 0 0 LORAL SPACE & COMMS LTD PREFCONV 543885602 2556 73050 SH DEFINED 01 73050 0 0 LORAL SPACE & COMMS LTD PREFCONV 543885602 18410 526000 SH DEFINED 01 526000 0 0 MEDIAONE GROUP PREFERED 58440J401 35637 300105 SH DEFINED 01 300105 0 0 METAMOR WORLDWIDE INC CBONDCNV 59133PAA8 2568 3000000 SH DEFINED 01 3000000 0 0 NISOURCE INC PREMIUM INCOME PREFCONV 65473P303 481 13200 SH DEFINED 01 13200 0 0 ORBITAL SCIENCES CORP COMMON 685564106 150 10000 SH DEFINED 01 10000 0 0 PARK ELECTROCHEMICAL CORP CBONDCNV 700416AB6 113 135000 SH DEFINED 01 135000 0 0 PSINET INC PREFCONV 74437C309 332 5200 SH DEFINED 01 5200 0 0 PSINET INC PREFCONV 74437C408 758 17800 SH DEFINED 01 17800 0 0 QUANEX CORP COMMON 747620102 567 31500 SH DEFINED 01 31500 0 0 RHYTHMS NETCONNECTIONS INC COMMON 762430304 2065 20000 SH DEFINED 01 20000 0 0 S3 INC SUB NOTE CONV CBONDCNV 784849AC5 4100 3625000 SH DEFINED 01 3625000 0 0 SENSORMATIC ELECTRONICS CORP COMMON 817265606 143 13088 SH DEFINED 01 13088 0 0 SENSORMATIC ELECTRONICS CORP PREFCONV 817265200 4210 136934 SH DEFINED 01 136934 0 0 SENSORMATIC ELECTRS CORP PREFCONV 817265804 2602 84625 SH DEFINED 01 84625 0 0 SICOR INC COMMON 825846108 737 71061 SH DEFINED 01 71061 0 0 SICOR INC PREFCONV 825846306 1912 85000 SH DEFINED 01 85000 0 0 SINCLAIR BROADCAST GROUP INC PREFCONV 829226505 1323 45250 SH DEFINED 01 45250 0 0 SIRIUS SATELLITE RADIO INC COMMON 82966U103 2525 44300 SH DEFINED 01 44300 0 0 SUPERIOR TR I PFD CONV 8.50% COMMON 86836P202 3755 121144 SH DEFINED 01 121144 0 0 THERMO FIBERGEN INC COMMON 88355U109 495 41500 SH DEFINED 01 41500 0 0 THERMO FIBERTEK INC COMMON 88355W105 147 21400 SH DEFINED 01 21400 0 0 THERMO ELECTRON CORP COMMON 883556102 4586 225100 SH DEFINED 01 225100 0 0 THERMO INSTRUMENTS SYSTEMS INC CBONDCNV 883559AE6 2239 2604000 SH DEFINED 01 2604000 0 0 THERMOTREX CORPORATION CBONDCNV 883666AA7 17 25000 SH DEFINED 01 25000 0 0 TIMES MIRROR CO NEW-SER A CLASS 887364107 929 10000 SH DEFINED 01 10000 0 0 TRIBUNE CO NEW (PHONES) COMMON 896047305 12813 88980 SH DEFINED 01 88980 0 0 VERIO INC PREFCONV 923433304 2824 51000 SH DEFINED 01 51000 0 0 WORLD COLOR PRESS INC DEL CBONDCNV 981443AA2 906 1000000 SH DEFINED 01 1000000 0 0 XM SATELLITE RADIO HLDGS INC COMMON 983759101 1112 31900 SH DEFINED 01 31900 0 0 ABN AMRO NORTH AMERICA INC PREFERED 003714102 2231 23000 SH DEFINED 01 23000 0 0 ALABAMA POWER CO PREFERED 010392595 21388 1024600 SH DEFINED 01 1024600 0 0 ANADARKO PETROLEUM CORP-DEP PREFERED 032511305 6459 74242 SH DEFINED 01 74242 0 0 BALTIMORE GAS & ELECTRIC CO PREFERED 059165696 12030 116800 SH DEFINED 01 116800 0 0 BALTIMORE GAS & ELECTRIC CO PREFERED 059165761 9805 95900 SH DEFINED 01 95900 0 0 BANK UNITED-10.12% NON-CUM PFD PREFERED 065414203 2324 90264 SH DEFINED 01 90264 0 0 BANK UNITED-9.60% NON-CUM PFD PREFERED 065414302 582 22200 SH DEFINED 01 22200 0 0 BANKERS TRUST CORP-DEP SHS PREFERED 066365719 6754 292100 SH DEFINED 01 292100 0 0 CENTAUR FUNDING CORP PREFERED 151327202 4276 40925 SH DEFINED 01 40925 0 0 CHASE MANHATTAN CORP NEW-ADJ PREFERED 16161A405 8385 368600 SH DEFINED 01 368600 0 0 CHEVY CHASE SAVINGS BANK F S B PREFCONV 166784207 2500 100000 SH DEFINED 01 100000 0 0 DONALDSON LUFKIN & JENRETTE PREFERED 257661306 18603 385568 SH DEFINED 01 385568 0 0 EL PASO ENERGY CAPITAL TRUST I PREFCONV 283678209 987 18800 SH DEFINED 01 18800 0 0 EUROPEAN AMERICAN BANK-5.84% PREFERED 29874F207 1643 16500 SH DEFINED 01 16500 0 0 EUROPEAN AMERICAN BANK-6.01% PREFERED 29874F306 783 7795 SH DEFINED 01 7795 0 0 FARMLAND INDUSTRIES INC PREFERED 311549505 5012 100000 SH DEFINED 01 100000 0 0 FLORIDA POWER & LIGHT CO PREFERED 341081776 6078 61552 SH DEFINED 01 61552 0 0 FLORIDA POWER & LIGHT CO PREFERED 341081784 7003 67587 SH DEFINED 01 67587 0 0 FLORIDA POWER & LIGHT CO PREFERED 341081792 6768 65000 SH DEFINED 01 65000 0 0 FORTIS REGCAPS FND TR II PREFERED 349916205 10478 101000 SH DEFINED 01 101000 0 0 FORTIS U S REGCAPS FDG TR II PREFERED 349917203 83136 82000 SH DEFINED 01 82000 0 0 HELLER FINANCIAL INC PREFERED 423328871 32010 310400 SH DEFINED 01 310400 0 0 HELLER FINANCIAL INC PREFERED 423328889 6483 65000 SH DEFINED 01 65000 0 0 HOUSEHOLD INTL INC-DEP SHS PREFERED 441815834 8574 329800 SH DEFINED 01 329800 0 0 IDAHO POWER CO-7.07% PFD PREFERED 451380703 1233 11500 SH DEFINED 01 11500 0 0 LASMO AMERICA LTD PREFERED 51808V207 6922 65000 SH DEFINED 01 65000 0 0 MEDIAONE FINANCE TRUST III PREFERED 584458202 22698 907952 SH DEFINED 01 907952 0 0 MERRILL LYNCH & CO INC-DEP SHS PREFERED 590188819 84553 2960313 SH DEFINED 01 2960313 0 0 MONTANA POWER CO-$6.875 PFD PREFERED 612085506 5350 50420 SH DEFINED 01 50420 0 0 J P MORGAN & CO INC-DEP SHS PREFERED 616880886 11998 240575 SH DEFINED 01 240575 0 0 MORGAN STANLEY DEAN WITTER & PREFERED 617446562 41321 796550 SH DEFINED 01 796550 0 0 NIAGARA MOHAWK POWER CORP PREFERED 653522771 31668 627100 SH DEFINED 01 627100 0 0 PECO ENERGY CO-$7.48 PFD PREFERED 693304800 11538 125250 SH DEFINED 01 125250 0 0 PNC FINANCIAL SERVICES GP INC PREFERED 693475709 9774 195000 SH DEFINED 01 195000 0 0 PSI ENERGY INC-6.875% CUM PFD PREFERED 693627879 18652 176800 SH DEFINED 01 176800 0 0 PACIFIC GAS & ELECTRIC CO PREFERED 694308685 5165 199160 SH DEFINED 01 199160 0 0 PACIFIC GAS & ELECTRIC CO PREFERED 694308693 9685 373400 SH DEFINED 01 373400 0 0 PROVIDENT CAPITAL TRUST II PREFERED 74386E207 3451 167850 SH DEFINED 01 167850 0 0 PUBLIC SERVICE ELEC & GAS CO PREFERED 744567710 1282 11700 SH DEFINED 01 11700 0 0 PUGET SOUND ENERGY INC-7.45% PREFERED 745332775 19229 699237 SH DEFINED 01 699237 0 0 RITE AID LEASE MGMT COMPANY PREFERED 767757206 19253 213000 SH DEFINED 01 213000 0 0 SLM HOLDING CORPORATION PREFERED 78442A307 8585 170000 SH DEFINED 01 170000 0 0 SIERRA PACIFIC POWER CO PREFERED 826418709 10058 377800 SH DEFINED 01 377800 0 0 SOUTH CAROLINA ELEC & GAS CO PREFERED 837004829 7593 75000 SH DEFINED 01 75000 0 0 VIRGINIA ELECTRIC & POWER CO PREFERED 927804625 7556 75000 SH DEFINED 01 75000 0 0 VIRGINIA ELECTRIC & POWER CO PREFERED 927804690 2774 27500 SH DEFINED 01 27500 0 0
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