SC 13D/A 1 fcom5-11.txt AMENDMENT 4 L-3COMMUNICATIONS HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Amendment No. 4 Under the Securities Exchange Act of 1934 L-3 COMMUNICATIONS HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 502424104000 (CUSIP Number) Oliver Budde Vice President and Assistant Secretary Lehman Brothers Holdings Inc. One World Financial Center, 27th Floor New York, NY 10281 (646) 836-2143 (Name, Address and Telephone Number of Person Authorized to Receive Notice and Communications) May 1, 2001 (Date of Event which required Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. CUSIP No. 502424104000 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person ------------------------------------------------- Lehman Brothers Holdings Inc. 13-3216325 2) Check the Appropriate box if a Member of a Group (see instructions) ------------------------------------------------------------------- (a) [x ] (b) [ ] 3) SEC Use Only 4) Source of Funds (see instructions) ---------------------------------- OO 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(E) ------------------------------- [ ] 6) Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power 1,251,873 8) Shared Voting Power 1,972,096 9) Sole Dispositive Power 1,251,873 10) Shared Dispositive Power 1,972,096 11) Aggregate Amount Beneficially Owned by Each Reporting Person ------------------------------------------------------------ 3,223,969 12) Check if the Aggregate Amount in Row (9) Excludes Certain Shares ---------------------------------------------------------------- [ ] 13) Percent of Class Represented by Amount in Row 9 ----------------------------------------------- 8.3% 14) Type of Reporting Person HC/CO CUSIP No. 502424104000 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person ------------------------------------------------- Lehman Brothers Inc. 13-2518466 2) Check the Appropriate box if a Member of a Group (see instructions) ------------------------------------------------------------------- (a) [x ] (b) [ ] 3) SEC Use Only 4) Source of Funds (see instructions) ---------------------------------- OO 5) Check Box if Disclosure of Legal Proceedings is Requires Pursuant to Items 2(d) or 2(E) ------------------------------- [X] 6) Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power -0- 8) Shared Voting Power 192,565 9) Sole Dispositive Power -0- 10) Shared Dispositive Power 192,565 11) Aggregate Amount Beneficially Owned by Each Reporting Person ------------------------------------------------------------ 192,565 12) Check if the Aggregate Amount in Row (9) Excludes Certain Shares ---------------------------------------------------------------- [ ] 13) Percent of Class Represented by Amount in Row 9 ----------------------------------------------- 0.5% 14) Type of Reporting Person BD/CO CUSIP No. 502424104000 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person ------------------------------------------------- LB I Group Inc. 13-2741778 2) Check the Appropriate box if a Member of a Group (see instructions) ------------------------------------------------------------------- (a) [x ] (b) [ ] 3) SEC Use Only 4) Source of Funds (see instructions) ---------------------------------- OO 5) Check Box if Disclosure of Legal Proceedings is Requires Pursuant to Items 2(d) or 2(E) ------------------------------- [ ] 6) Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power 192,565 8) Shared Voting Power -0- 9) Sole Dispositive Power 192,565 10) Shared Dispositive Power -0- 11) Aggregate Amount Beneficially Owned by Each Reporting Person ------------------------------------------------------------ 192,565 12) Check if the Aggregate Amount in Row (9) Excludes Certain Shares ---------------------------------------------------------------- [ ] 13) Percent of Class Represented by Amount in Row 9 ----------------------------------------------- 0.5% 14) Type of Reporting Person CO CUSIP No. 502424104000 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person ------------------------------------------------- Lehman ALI Inc. 13-3695935 2) Check the Appropriate box if a Member of a Group (see instructions) ------------------------------------------------------------------- (a) [x ] (b) [ ] 3) SEC Use Only 4) Source of Funds (see instructions) ---------------------------------- OO 5) Check Box if Disclosure of Legal Proceedings is Requires Pursuant to Items 2(d) or 2(E) ------------------------------- [ ] 6) Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power -0- 8) Shared Voting Power -0- 9) Sole Dispositive Power -0- 10) Shared Dispositive Power -0- 11) Aggregate Amount Beneficially Owned by Each Reporting Person ------------------------------------------------------------ -0- 12) Check if the Aggregate Amount in Row (9) Excludes Certain Shares ---------------------------------------------------------------- [ ] 13) Percent of Class Represented by Amount in Row 9 ----------------------------------------------- 0% 14) Type of Reporting Person CO CUSIP No. 502424104000 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person ------------------------------------------------- Property Asset Management Inc. 13-3555152 2) Check the Appropriate box if a Member of a Group (see instructions) ------------------------------------------------------------------- (a) [x ] (b) [ ] 3) SEC Use Only 4) Source of Funds (see instructions) ---------------------------------- OO 5) Check Box if Disclosure of Legal Proceedings is Requires Pursuant to Items 2(d) or 2(E) ------------------------------- [ ] 6) Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power -0- 8) Shared Voting Power -0- 9) Sole Dispositive Power -0- 10) Shared Dispositive Power -0- 11) Aggregate Amount Beneficially Owned by Each Reporting Person ------------------------------------------------------------ -0- 12) Check if the Aggregate Amount in Row (9) Excludes Certain Shares ---------------------------------------------------------------- [ ] 13) Percent of Class Represented by Amount in Row 9 ----------------------------------------------- 0% 14) Type of Reporting Person CO CUSIP No. 502424104000 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person ------------------------------------------------- Lehman Brothers Capital Partners III, L.P. 2) Check the Appropriate box if a Member of a Group (see instructions) ------------------------------------------------------------------- (a) [x ] (b) [ ] 3) SEC Use Only 4) Source of Funds (see instructions) ---------------------------------- OO 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(E) ------------------------------- [ ] 6) Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power 1,779,531 8) Shared Voting Power -0- 9) Sole Dispositive Power 1,779,531 10) Shared Dispositive Power -0- 11) Aggregate Amount Beneficially Owned by Each Reporting Person ------------------------------------------------------------ 1,779,531 12) Check if the Aggregate Amount in Row (9) Excludes Certain Shares ---------------------------------------------------------------- [ ] 13) Percent of Class Represented by Amount in Row 9 ----------------------------------------------- 4.6% 14) Type of Reporting Person LP CUSIP No. 502424104000 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person ------------------------------------------------- Lehman Brothers MBG Partners 1997 (A) L.P. 2) Check the Appropriate box if a Member of a Group (see instructions) ------------------------------------------------------------------- (a) [x ] (b) [ ] 3) SEC Use Only 4) Source of Funds (see instructions) ---------------------------------- OO 5) Check Box if Disclosure of Legal Proceedings is Requires Pursuant to Items 2(d) or 2(E) ------------------------------- [ ] 6) Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power -0- 8) Shared Voting Power -0- 9) Sole Dispositive Power -0- 10) Shared Dispositive Power -0- 11) Aggregate Amount Beneficially Owned by Each Reporting Person ------------------------------------------------------------ -0- 12) Check if the Aggregate Amount in Row (9) Excludes Certain Shares ---------------------------------------------------------------- [ ] 13) Percent of Class Represented by Amount in Row 9 ----------------------------------------------- 0% 14) Type of Reporting Person LP CUSIP No. 502424104000 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person ------------------------------------------------- Lehman Brothers MBG Partners 1997 (B) L.P. 2) Check the Appropriate box if a Member of a Group (see instructions) ------------------------------------------------------------------- (a) [x ] (b) [ ] 3) SEC Use Only 4) Source of Funds (see instructions) ---------------------------------- OO 5) Check Box if Disclosure of Legal Proceedings is Requires Pursuant to Items 2(d) or 2(E) ------------------------------- [ ] 6) Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 7) Sole Voting Power -0- 8) Shared Voting Power -0- 9) Sole Dispositive Power -0- 10) Shared Dispositive Power -0- 11) Aggregate Amount Beneficially Owned by Each Reporting Person ------------------------------------------------------------ -0- 12) Check if the Aggregate Amount in Row (9) Excludes Certain Shares ---------------------------------------------------------------- [ ] 13) Percent of Class Represented by Amount in Row 9 ----------------------------------------------- 0% 14) Type of Reporting Person LP Schedule 13D Item 1. Security and Issuer No Change. Item 2. Identity and Background No Change. The following information is nonetheless restated for convenience: This statement is filed jointly on behalf of the following entities: Lehman Brothers Holdings Inc., a Delaware corporation ("Holdings"), 3 World Financial Center 200 Vesey Street New York, NY 10285 Holdings through its domestic and foreign subsidiaries is a full-line securities firm and is General Partner of Lehman Brothers Capital Partners III, L.P. Lehman Brothers Inc., a Delaware corporation ("LBI"), 3 World Financial Center 200 Vesey Street New York, NY 10285 LBI is a wholly owned subsidiary of Holdings and is the parent of LB I Group Inc. LB I Group Inc., a Delaware corporation, ("LB I Group"), 3 World Financial Center 200 Vesey Street New York, NY 10285 LB I Group is a wholly owned subsidiary of LBI and is the General Partner of Lehman Brothers MBG Partners 1997 (A) L.P. and Lehman Brothers MBG Partners 1997 (B) L.P. Lehman ALI Inc., a Delaware corporation, ("ALI"), 3 World Financial Center 200 Vesey Street New York, NY 10285 ALI is a wholly owned subsidiary of Holdings and is the parent of Property Asset Management Inc. Property Asset Management Inc., a Delaware corporation, ("PAMI"), 3 World Financial Center 200 Vesey Street New York, NY 10285 PAMI is a wholly owned subsidiary of ALI. Lehman Brothers Capital Partners III, L.P., a Delaware limited partnership ("Capital Partners"), 3 World Financial Center 200 Vesey Street New York, NY 10285 Capital Partners is a limited partnership. Lehman Brothers MBG Partners 1997 (A) L.P., a Delaware limited partnership ("MBG Partners (A)"), 3 World Financial Center 200 Vesey Street New York, NY 10285 MBG Partners (A) is a limited partnership. Lehman Brothers MBG Partners 1997 (B) L.P. a Delaware limited partnership ("MBG Partners (B)"), 3 World Financial Center 200 Vesey Street New York, NY 10285 MBG Partners (B) is a limited partnership. Item 3. Source of Funds or Other Consideration No Change. Item 4. Purpose of Transaction No Change. Item 5. Interest in Securities of the Issuer (a) The cover pages hereto are incorporated herein by reference. (b) The cover pages hereto are incorporated herein by reference. (c) On May 1, 2001, Reporting Persons (1) LB I Group and (2) Capital Partners sold an aggregate of 2,175,000 shares in a public offering conducted in conjunction with the Issuer. Such shares were sold to the underwriters of such offering at $77.50 per share. In addition, certain previous transactions were effected by one or more of the Reporting Persons among themselves, further adjusting the respective beneficial ownership levels thereof, which together with the public offering described above resulted in the currently reported respective beneficial ownership levels being reported hereby. (d) No Change. (e) As of May 1, 2001, all Reporting Persons other than Holdings had ceased to be beneficial owners of more than five percent of the Common Stock. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. No Change. Item 7. Material to be Filed as Exhibits. Exhibit Description -- Form of Underwriting Agreement among L-3 Communications Holdings, Inc., L-3 Communications Corporation, the Selling Stockholders included therein and the Representatives of the several Underwriters named therein, incorporated by reference to Exhibit 1.1 of Registration Statement No. 333-58632 filed by the Issuer on behalf of certain of the Reporting Persons. App. A Consent to Joint Filing of Schedule 13D pursuant to Rule 13d-1(k) of the 1933 Act. After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: May 11, 2001 LEHMAN BROTHERS HOLDINGS INC. By: /s/ Oliver Budde --------------------- Name: Oliver Budde Title: Vice President and Assistant Secretary LEHMAN BROTHERS INC. By: /s/ Oliver Budde ------------------- Name: Oliver Budde Title: Vice President LB I GROUP INC. By: /s/ Oliver Budde ------------------- Name: Oliver Budde Title: Vice President LEHMAN ALI INC. By: /s/ Oliver Budde ------------------- Name: Oliver Budde Title: Authorized Signatory Property Asset Management Inc. By: /s/ Oliver Budde ------------------- Name: Oliver Budde Title: Vice President LEHMAN BROTHERS CAPITAL PARTNERS III, L.P. By: /s/ Oliver Budde --------------------- Name: Oliver Budde Title: Authorized Signatory LEHMAN BROTHERS MBG PARTNERS 1997 (A) L.P. By: /s/ Oliver Budde ------------------- Name: Oliver Budde Title: Authorized Signatory LEHMAN BROTHERS MBG PARTNERS 1997 (B) L.P. By: /s/ Oliver Budde ------------------- Name: Oliver Budde Title: Authorized Signatory