0001209191-15-026791.txt : 20150317 0001209191-15-026791.hdr.sgml : 20150317 20150317093450 ACCESSION NUMBER: 0001209191-15-026791 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150312 FILED AS OF DATE: 20150317 DATE AS OF CHANGE: 20150317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AxoGen, Inc. CENTRAL INDEX KEY: 0000805928 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411301878 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13859 PROGRESS BLVD. STREET 2: SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: (386) 462-6817 MAIL ADDRESS: STREET 1: 13859 PROGRESS BLVD. STREET 2: SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: LECTEC CORP /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARREY SHAWN F CENTRAL INDEX KEY: 0001195924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36046 FILM NUMBER: 15705022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-12 0 0000805928 AxoGen, Inc. AXGN 0001195924 MCCARREY SHAWN F 13631 PROGRESS BOULEVARD SUITE 400 ALACHUA FL 32615 0 1 0 0 SVP of Sales Employee Stock Option (right to buy) 3.20 2015-03-12 4 A 0 120000 0.00 A 2015-04-15 2022-03-13 Common Stock 120000 233000 D The 120,000 shares are employee stock options with quarterly vesting of up to 12.5% of the total options granted in the event certain quarterly revenue goals are exceeded. Shares that do not vest in a quarter are no longer subject to future vesting. Vesting will be over a two year period from the grant date. /s/Shawn McCarrey 2015-03-16