0001209191-14-078570.txt : 20141231 0001209191-14-078570.hdr.sgml : 20141231 20141231160905 ACCESSION NUMBER: 0001209191-14-078570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141229 FILED AS OF DATE: 20141231 DATE AS OF CHANGE: 20141231 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AxoGen, Inc. CENTRAL INDEX KEY: 0000805928 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411301878 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13859 PROGRESS BLVD. STREET 2: SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: (386) 462-6817 MAIL ADDRESS: STREET 1: 13859 PROGRESS BLVD. STREET 2: SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: LECTEC CORP /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zaderej Karen L. CENTRAL INDEX KEY: 0001530968 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36046 FILM NUMBER: 141318755 MAIL ADDRESS: STREET 1: AXOGEN INC. STREET 2: 13859 PROGRESS BLVD, SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-29 0 0000805928 AxoGen, Inc. AXGN 0001530968 Zaderej Karen L. C/O AXOGEN, INC. 13631 PROGRESS BOULEVARD, SUITE 400 ALACHUA FL 32615 1 1 0 0 Chief Executive Officer Employee Stock Option (right to buy) 3.67 2014-12-29 4 A 0 62000 0.00 A 2015-12-29 2021-12-29 Common Stock 62000 386056 D Employee Stock Option (right to buy) 3.67 2014-12-29 4 A 0 19000 0.00 A 2015-05-29 2021-12-29 Common Stock 19000 405056 D All shares pursuant to the employee stock option will be fully vested on December 29, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on December 29, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares each 6 months thereafter. All shares pursuant to the special refinancing bonus employee options will be fully vested on December 29, 2015 (12 months from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on May 29, 2015 (6 months from the option grant date) and the remaining 50% of the aggregate shares 6 months thereafter. /s/Karen Zaderej 2014-12-31