0001209191-14-001690.txt : 20140106
0001209191-14-001690.hdr.sgml : 20140106
20140106145235
ACCESSION NUMBER: 0001209191-14-001690
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140102
FILED AS OF DATE: 20140106
DATE AS OF CHANGE: 20140106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AxoGen, Inc.
CENTRAL INDEX KEY: 0000805928
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 411301878
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13859 PROGRESS BLVD.
STREET 2: SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
BUSINESS PHONE: (386) 462-6817
MAIL ADDRESS:
STREET 1: 13859 PROGRESS BLVD.
STREET 2: SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
FORMER COMPANY:
FORMER CONFORMED NAME: LECTEC CORP /MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zaderej Karen L.
CENTRAL INDEX KEY: 0001530968
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36046
FILM NUMBER: 14509387
MAIL ADDRESS:
STREET 1: AXOGEN INC.
STREET 2: 13859 PROGRESS BLVD, SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-01-02
0
0000805928
AxoGen, Inc.
AXGN
0001530968
Zaderej Karen L.
C/O AXOGEN, INC.
13859 PROGRESS BOULEVARD, SUITE 100
ALACHUA
FL
32615
1
1
0
0
Chief Executive Officer
Common Stock
2014-01-02
4
A
0
6250
0.00
A
135374
D
Employee Stock Option (right to buy)
4.81
2014-01-02
4
A
0
31000
0.00
A
2015-01-02
2021-01-02
Common Stock
31000
396404
D
Granted by the Board of Directors as 2013 merit compensation.
The grant shares are valued at $4.81 per share, the closing price of Company Common Stock on 1/02/2014, the date of grant.
All shares pursuant to the employee stock option will be fully vested on January 2, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on January 2, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares each 6 months thereafter.
/s/ Karen Zaderej
2014-01-06