0001209191-14-001689.txt : 20140106
0001209191-14-001689.hdr.sgml : 20140106
20140106145128
ACCESSION NUMBER: 0001209191-14-001689
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140102
FILED AS OF DATE: 20140106
DATE AS OF CHANGE: 20140106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AxoGen, Inc.
CENTRAL INDEX KEY: 0000805928
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 411301878
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13859 PROGRESS BLVD.
STREET 2: SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
BUSINESS PHONE: (386) 462-6817
MAIL ADDRESS:
STREET 1: 13859 PROGRESS BLVD.
STREET 2: SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
FORMER COMPANY:
FORMER CONFORMED NAME: LECTEC CORP /MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Friedman Mark Louis
CENTRAL INDEX KEY: 0001531023
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36046
FILM NUMBER: 14509384
MAIL ADDRESS:
STREET 1: AXOGEN, INC
STREET 2: 13859 PROGRESS BLVD SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-01-02
0
0000805928
AxoGen, Inc.
AXGN
0001531023
Friedman Mark Louis
C/O AXOGEN, INC.
13859 PROGRESS BOULEVARD, SUITE 100
ALACHUA
FL
32615
0
1
0
0
Vice President of RA/QA
Employee Stock Option (right to buy)
4.81
2014-01-02
4
A
0
5000
0.00
A
2015-01-02
2021-01-02
Common Stock
5000
67494
D
All shares pursuant to the employee stock option will be fully vested on January 2, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on January 2, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares each 6 months thereafter.
/s/ Mark Friedman
2014-01-06