0001209191-12-019568.txt : 20120322
0001209191-12-019568.hdr.sgml : 20120322
20120322161336
ACCESSION NUMBER: 0001209191-12-019568
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20120322
DATE AS OF CHANGE: 20120322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hedger Bradley Jay
CENTRAL INDEX KEY: 0001531339
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16159
FILM NUMBER: 12709444
MAIL ADDRESS:
STREET 1: AXOGEN, INC.
STREET 2: 13859 PROGRESS BOULEVARD, SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AxoGen, Inc.
CENTRAL INDEX KEY: 0000805928
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 411301878
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13859 PROGRESS BLVD.
STREET 2: SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
BUSINESS PHONE: (386) 462-6817
MAIL ADDRESS:
STREET 1: 13859 PROGRESS BLVD.
STREET 2: SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
FORMER COMPANY:
FORMER CONFORMED NAME: LECTEC CORP /MN/
DATE OF NAME CHANGE: 19920703
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0204
3/A
2011-09-30
2011-10-11
0
0000805928
AxoGen, Inc.
AXGN
0001531339
Hedger Bradley Jay
C/O AXOGEN, INC.
13859 PROGRESS BOULEVARD, SUITE 100
ALACHUA
FL
32615
0
1
0
0
Vice President, Sales
Employee Stock Option (right to buy)
0.2683
2011-01-03
2021-01-03
Common Stock
62489
D
7,811 options have vested, and 54,678 options are unvested. These options vest semi-annually over four years from the date of grant
Amended to correct mistake in option exercise price after appropriate application of conversion ratio as explained in footnotes.
Pursuant to an Agreement and Plan of Merger, dated as of May 31, 2011, by and among LecTec Corporation ("LecTec"), Nerve Merger Sub Corp., a subsidiary of LecTec ("Merger Sub"), and AxoGen Corporation ("AC"), which the parties amended on June 30, 2011 and August 9, 2011 (as amended, the "Merger Agreement"), Merger Sub merged with and into AC, with AC continuing after the merger as the surviving corporation and a wholly owned subsidiary of LecTec (the "Merger"). The Merger was completed on September 30, 2011, and LecTec was renamed AxoGen, Inc. ("AxoGen"). In connection with the Merger, each share of AC common stock converted into 0.03727336 share of LecTec common stock at the effective time of the Merger. In connection with the Merger, each option to purchase shares of AC common stock was converted tor an option to purchase 0.03727336 of a share of AxoGen common stock.
/s/ Brad Hedger
2012-03-22