0001179110-19-000862.txt : 20190122 0001179110-19-000862.hdr.sgml : 20190122 20190122210722 ACCESSION NUMBER: 0001179110-19-000862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190121 FILED AS OF DATE: 20190122 DATE AS OF CHANGE: 20190122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sandberg Eric CENTRAL INDEX KEY: 0001764446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36046 FILM NUMBER: 19536411 MAIL ADDRESS: STREET 1: C/O AXOGEN, INC. STREET 2: 13631 PROGRESS BLVD., SUITE 400 CITY: ALACHUA STATE: FL ZIP: 32615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AxoGen, Inc. CENTRAL INDEX KEY: 0000805928 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411301878 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13631 PROGRESS BLVD. STREET 2: SUITE 400 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: (386) 462-6817 MAIL ADDRESS: STREET 1: 13631 PROGRESS BLVD. STREET 2: SUITE 400 CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: LECTEC CORP /MN/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2019-01-21 0 0000805928 AxoGen, Inc. AXGN 0001764446 Sandberg Eric 13631 PROGRESS BLVD SUITE 400 ALACHUA FL 32615 0 1 0 0 Chief Commercial Officer Employee Stock Option (right to purchase) 16.17 2019-01-21 4 A 0 45000 0 A 2029-01-21 Common Stock 45000 45000 D All shares of AxoGen, Inc. common stock underlying the employee stock option will be fully vested on January 21, 2023 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on January 21, 2021 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter. /s/ Eric Sandberg 2019-01-21