0001179110-18-004789.txt : 20180323 0001179110-18-004789.hdr.sgml : 20180323 20180323084459 ACCESSION NUMBER: 0001179110-18-004789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180321 FILED AS OF DATE: 20180323 DATE AS OF CHANGE: 20180323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freitag Gregory Gene CENTRAL INDEX KEY: 0001492710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36046 FILM NUMBER: 18708451 MAIL ADDRESS: STREET 1: 13631 PROGRESS BLVD. CITY: ALACHUA STATE: FL ZIP: 32615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AxoGen, Inc. CENTRAL INDEX KEY: 0000805928 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411301878 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13631 PROGRESS BLVD. STREET 2: SUITE 400 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: (386) 462-6817 MAIL ADDRESS: STREET 1: 13631 PROGRESS BLVD. STREET 2: SUITE 400 CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: LECTEC CORP /MN/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2018-03-21 0 0000805928 AxoGen, Inc. AXGN 0001492710 Freitag Gregory Gene 13631 PROGRESS BLVD. SUITE 400 ALACHUA FL 32615 1 1 0 0 General Counsel & SVP BD Common Stock 2018-03-21 4 M 0 16000 2.46 A 148761 D Common Stock 2018-03-21 4 F 0 1022 38.50 D 147739 D Common Stock 2018-03-21 4 M 0 15000 4.81 A 162739 D Common Stock 2018-03-21 4 F 0 1874 38.50 D 160865 D Employee Stock Option (right to purchase) 2.46 2018-03-21 4 M 0 16000 0 D 2014-10-01 2021-10-01 Common Stock 16000 0 D Employee Stock Option (right to purchase) 4.81 2018-03-21 4 M 0 15000 0 D 2015-01-02 2021-01-02 Common Stock 15000 0 D This Form is being filed to report the exercise of a stock option for a total of 31,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock swap, the Reporting Person, on a net basis, acquired ownership of an additional 28,104 shares of common stock. /s/Greg Freitag 2018-03-23