0001104659-14-089743.txt : 20141231
0001104659-14-089743.hdr.sgml : 20141231
20141231160304
ACCESSION NUMBER: 0001104659-14-089743
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141229
FILED AS OF DATE: 20141231
DATE AS OF CHANGE: 20141231
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AxoGen, Inc.
CENTRAL INDEX KEY: 0000805928
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 411301878
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13859 PROGRESS BLVD.
STREET 2: SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
BUSINESS PHONE: (386) 462-6817
MAIL ADDRESS:
STREET 1: 13859 PROGRESS BLVD.
STREET 2: SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
FORMER COMPANY:
FORMER CONFORMED NAME: LECTEC CORP /MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnston Lee Robert Jr
CENTRAL INDEX KEY: 0001390275
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36046
FILM NUMBER: 141318687
MAIL ADDRESS:
STREET 1: 13631 PROGRESS BLVD SUITE 400
CITY: ALACHUA
STATE: FL
ZIP: 32615
4
1
a4.xml
4
X0306
4
2014-12-29
0
0000805928
AxoGen, Inc.
AXGN
0001390275
Johnston Lee Robert Jr
C/O AXOGEN, INC.
13631 PROGRESS BOULEVARD, SUITE 400
ALACHUA
FL
32615
0
1
0
0
Chief Financial Officer
Employee Stock Option (right to buy)
3.67
2014-12-29
4
A
0
15000
0.00
A
2015-12-29
2021-12-29
Common Stock
15000
190000
D
Employee Stock Option (right to buy)
3.67
2014-12-29
4
A
0
33000
0.00
A
2015-05-29
2021-12-29
Common Stock
33000
223000
D
All shares pursuant to the employee stock option will be fully vested on December 29, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on December 29, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares each 6 months thereafter.
All shares pursuant to the special refinancing bonus option will be fully vested on December 29, 2015 (12 months from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on May 29, 2015 (6 months from the option grant date) and the remaining 50% of the aggregate shares 6 months thereafter.
/s/ Lee Robert Johnson, Jr.
2014-01-31