0001091818-14-000239.txt : 20140821 0001091818-14-000239.hdr.sgml : 20140821 20140821104559 ACCESSION NUMBER: 0001091818-14-000239 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140821 DATE AS OF CHANGE: 20140821 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AxoGen, Inc. CENTRAL INDEX KEY: 0000805928 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411301878 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38985 FILM NUMBER: 141056783 BUSINESS ADDRESS: STREET 1: 13859 PROGRESS BLVD. STREET 2: SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: (386) 462-6817 MAIL ADDRESS: STREET 1: 13859 PROGRESS BLVD. STREET 2: SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: LECTEC CORP /MN/ DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Utility Service Holding Co., Inc. CENTRAL INDEX KEY: 0001460853 IRS NUMBER: 582587459 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: P.O. BOX 240 CITY: WARTHEN STATE: GA ZIP: 31094 BUSINESS PHONE: 404-550-7493 MAIL ADDRESS: STREET 1: P.O. BOX 240 CITY: WARTHEN STATE: GA ZIP: 31094 SC 13D/A 1 utly0821201413da.htm BENEFICAL OWNERSHIP REPORT AMENDED

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

AxoGen, Inc.

(Name of Issuer)

Common Stock, $0.01 par value

(Title of Class of Securities)

523251 10 6

(CUSIP Number)

August 20, 2014

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨  Rule 13d-1(b)
þ  Rule 13d-1(c)
¨  Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, a for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

     

CUSIP No. 523251 10 6

 

13G

 

Page 1 of 5 Pages

 

 

 

 

 

 

 


 

 

 


     

1.

 

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Utility Service Holding Company, Inc.

 

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    ¨

 

 

3.

 

SEC USE ONLY
 

 

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION
 
U.S.A.

 

 


     

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

5.

 

SOLE VOTING POWER
 
0

 

6.

 

SHARED VOTING POWER
 
0

 

7.

 

SOLE DISPOSITIVE POWER
 
0

 

8.

 

SHARED DISPOSITIVE POWER
 
0


     

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0

 

 

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ¨

 

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%

 

 

12.

 

TYPE OF REPORTING PERSON (see instructions)

CO

 

 

 

    
     

CUSIP No. 523251 10 6

 

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Page 2 of 5 Pages

 

 

 

 

 



 

 

Item 1.

 

 

(a)

Name of Issuer
AxoGen, Inc.

 

  

 

(b)

Address of Issuer’s Principal Executive Offices
13631 Progress Blvd., Suite 400

Alachua, FL 32615

 

  

 

 

Item 2.

 

 

(a)

Name of Person Filing
Utility Service Holding Company, Inc.

 

  

 

(b)

Address of the Principal Office or, if none, residence
P.O. Box 240

Warthen, Georgia 31094

 

  

 

(c)

Citizenship
Delaware, U.S.A.

 

  

 

(d)

Title of Class of Securities
Common Stock, $0.01 par value

 

  

 

(e)

CUSIP Number
523251 10 6

 

  

        Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

  

 

(b)

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

  

 

(c)

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

  

 

(d)

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

  

 

(e)

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

  

 

(f)

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

  

 

(g)

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

  

 

(h)

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

  

 

(i)

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

  

 

(j)

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

  


     

CUSIP No. 523251 10 6

 

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Page 3 of 5 Pages




                                                                                                                          Item 4.  Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

     

 

(a)

 

Amount beneficially owned:  0

 

    

 

(b)

 

Percent of class:  0.0%

 

    

 

(c)

 

Number of shares as to which the person has:  

 

    

 

 

 

(i)

Sole power to vote or to direct the vote 0

 

    

 

 

 

(ii)

Shared power to vote or to direct the vote 0

 

    

 

 

 

(iii)

Sole power to dispose or to direct the disposition of  0

 

    

 

 

 

(iv)

Shared power to dispose or to direct the disposition of 0

 

    

Item 5.  Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following     þ

Item 6.  Ownership of More than Five Percent on Behalf of Another Person.

Not applicable 

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable

Item 8.  Identification and Classification of Members of the Group.

Not applicable

Item 9.  Notice of Dissolution of Group.

Not applicable


         

CUSIP No. 523251 10 6

 

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Page 4 of 5 Pages

 

 

 

 

 



 

Item 10.  Certification.

    

 

    

 

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

August 21, 2014

Date

 

Utility Service Holding Company, Inc.


/s/ Carl S. Cummings, Sr.

Signature

 

Carl S. Cummings, Sr., President

Name/Title

 





         

CUSIP No. 523251 10 6

 

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Page 5 of 5 Pages