0000899243-15-004365.txt : 20150902
0000899243-15-004365.hdr.sgml : 20150902
20150902164855
ACCESSION NUMBER: 0000899243-15-004365
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150826
FILED AS OF DATE: 20150902
DATE AS OF CHANGE: 20150902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AxoGen, Inc.
CENTRAL INDEX KEY: 0000805928
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 411301878
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13859 PROGRESS BLVD.
STREET 2: SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
BUSINESS PHONE: (386) 462-6817
MAIL ADDRESS:
STREET 1: 13859 PROGRESS BLVD.
STREET 2: SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
FORMER COMPANY:
FORMER CONFORMED NAME: LECTEC CORP /MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Essex Woodlands IX, LLC
CENTRAL INDEX KEY: 0001652286
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36046
FILM NUMBER: 151089982
BUSINESS ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: 2813648338
MAIL ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Essex Woodlands Fund IX-GP, L.P.
CENTRAL INDEX KEY: 0001652285
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36046
FILM NUMBER: 151089983
BUSINESS ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: 2813648338
MAIL ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Essex Woodlands Fund IX, L.P.
CENTRAL INDEX KEY: 0001612343
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36046
FILM NUMBER: 151089984
BUSINESS ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: 281-364-1555
MAIL ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-08-26
0
0000805928
AxoGen, Inc.
AXGN
0001612343
Essex Woodlands Fund IX, L.P.
21 WATERWAY AVENUE, SUITE 225
THE WOODLANDS
TX
77380
0
0
1
0
0001652285
Essex Woodlands Fund IX-GP, L.P.
21 WATERWAY AVENUE, SUITE 225
THE WOODLANDS
TX
0
0
1
0
0001652286
Essex Woodlands IX, LLC
21 WATERWAY AVENUE, SUITE 225
THE WOODLANDS
TX
77380
0
0
1
0
Common Stock
4861111
D
The shares are held by Essex Woodlands Fund IX, L.P. ("Fund IX"). Essex Woodlands Fund IX-GP, L.P. (the "Fund IX-GP") is the general partner of Fund IX. Essex Woodlands IX, LLC (the "General Partner") is the general partner of the Fund IX-GP. The General Partner holds sole voting and dispositive power over the shares held by Fund IX. The managers of the General Partner are Martin P. Sutter, R. Scott Barry, Ronald Eastman, Guido J. Neels (also a member of the Issuer's board of directors), Petri Vainio and Steve Wiggins (collectively, the "Managers"), and may exercise voting and investment control over the shares only by the majority action of the Managers.
Each individual Manager, the Fund-IX-GP and the General Partner disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.
Essex Woodlands Fund IX, L.P.; By Essex Woodlands Fund IX-GP, L.P. its General Partner; By Essex Woodlands IX, LLC, its General Partner; By /s/ Martin P. Sutter, Managing Director
2015-09-02
Essex Woodlands IX-GP, L.P.; By: Essex Woodlands IX, LLC; By: /s/ Martin P. Sutter, Managing Director
2015-09-02
Essex Woodlands IX, LLC, By: /s/ Martin P. Sutter, Managing Director
2015-09-02