0000805928-21-000165.txt : 20210816
0000805928-21-000165.hdr.sgml : 20210816
20210816161025
ACCESSION NUMBER: 0000805928-21-000165
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210812
FILED AS OF DATE: 20210816
DATE AS OF CHANGE: 20210816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zaderej Karen L.
CENTRAL INDEX KEY: 0001530968
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36046
FILM NUMBER: 211178201
MAIL ADDRESS:
STREET 1: AXOGEN INC.
STREET 2: 13859 PROGRESS BLVD, SUITE 100
CITY: ALACHUA
STATE: FL
ZIP: 32615
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axogen, Inc.
CENTRAL INDEX KEY: 0000805928
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 411301878
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13631 PROGRESS BLVD.
STREET 2: SUITE 400
CITY: ALACHUA
STATE: FL
ZIP: 32615
BUSINESS PHONE: (386) 462-6817
MAIL ADDRESS:
STREET 1: 13631 PROGRESS BLVD.
STREET 2: SUITE 400
CITY: ALACHUA
STATE: FL
ZIP: 32615
FORMER COMPANY:
FORMER CONFORMED NAME: AxoGen, Inc.
DATE OF NAME CHANGE: 20111004
FORMER COMPANY:
FORMER CONFORMED NAME: LECTEC CORP /MN/
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_162914459993109.xml
FORM 4
X0306
4
2021-08-12
0
0000805928
Axogen, Inc.
AXGN
0001530968
Zaderej Karen L.
13631 PROGRESS BOULEVARD
SUITE 400
ALACHUA
FL
32615
1
1
0
0
CEO
Common Stock
2021-08-12
4
M
0
8254
5.09
A
822272
D
Common Stock
2021-08-13
4
M
0
46500
3.67
A
868772
D
Employee Stock Option (right to buy)
5.09
2021-08-12
4
M
0
8254
5.09
D
2016-12-28
2022-12-28
Common Stock
8254.0
26746
D
Employee Stock Option (right to buy)
3.67
2021-08-13
4
M
0
46500
3.67
D
2015-12-29
2021-12-29
Common Stock
46500.0
0
D
The Reporting Person has elected to exercise and hold the shares at this time.
All shares of Common Stock underlying the employee stock option became fully vested on December 28, 2019 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on December 28, 2016 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.
All shares of Common Stock underlying the employee stock option became fully vested on December 29, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on December 29, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.
/s/ Karen Zaderej
2021-08-16