0000805928-21-000115.txt : 20210607 0000805928-21-000115.hdr.sgml : 20210607 20210607172512 ACCESSION NUMBER: 0000805928-21-000115 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210519 FILED AS OF DATE: 20210607 DATE AS OF CHANGE: 20210607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEELS GUIDO J CENTRAL INDEX KEY: 0001222362 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36046 FILM NUMBER: 211000461 MAIL ADDRESS: STREET 1: C/O GUIDANT CORP STREET 2: 111 MONUMENT CIRCLE #2900 CITY: INDIANAPOLIS STATE: IN ZIP: 46204-5129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axogen, Inc. CENTRAL INDEX KEY: 0000805928 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411301878 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13631 PROGRESS BLVD. STREET 2: SUITE 400 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: (386) 462-6817 MAIL ADDRESS: STREET 1: 13631 PROGRESS BLVD. STREET 2: SUITE 400 CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: AxoGen, Inc. DATE OF NAME CHANGE: 20111004 FORMER COMPANY: FORMER CONFORMED NAME: LECTEC CORP /MN/ DATE OF NAME CHANGE: 19920703 4/A 1 wf-form4a_162310109457355.xml FORM 4/A X0306 4/A 2021-05-19 2021-05-21 0 0000805928 Axogen, Inc. AXGN 0001222362 NEELS GUIDO J 7916 DEAN ROAD INDIANAPOLIS IN 46240 1 0 0 0 Common Stock 2021-05-19 4 M 0 25000 3.80 A 27591 D Common Stock 2021-05-19 4 M 0 15000 5.09 A 42591 D Stock Option (right to buy) 3.8 2021-05-19 4 M 0 25000 3.80 D 2022-08-26 Common Stock 25000.0 0 D Stock Option (right to purchase) 5.09 2021-05-19 4 M 0 15000 5.09 D 2022-12-29 Common Stock 15000.0 0 D This Form 4 amendment is being filed to correct the original Form 4 filed on May 21, 2021. The original Form 4 had the incorrect address for the reporting person. The Reporting Person has elected to exercise and hold the shares at this time. All shares of Common Stock underlying the employee stock option became fully vested on August 26, 2017 (2 years from the option grant date) based upon a vesting schedule whereby 12.5% of total shares vested at the end of each fiscal quarter. All shares of Common Stock underlying the employee stock option became fully vested on December 31, 2016 (1 year from the option grant date) based upon a vesting schedule whereby 25% of the total shares vested at the end of each fiscal quarter. /s/Guido Neels 2021-06-07