0000805928-21-000099.txt : 20210528 0000805928-21-000099.hdr.sgml : 20210528 20210528160558 ACCESSION NUMBER: 0000805928-21-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210526 FILED AS OF DATE: 20210528 DATE AS OF CHANGE: 20210528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freitag Gregory Gene CENTRAL INDEX KEY: 0001492710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36046 FILM NUMBER: 21980145 MAIL ADDRESS: STREET 1: 13631 PROGRESS BLVD. CITY: ALACHUA STATE: FL ZIP: 32615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axogen, Inc. CENTRAL INDEX KEY: 0000805928 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411301878 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13631 PROGRESS BLVD. STREET 2: SUITE 400 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: (386) 462-6817 MAIL ADDRESS: STREET 1: 13631 PROGRESS BLVD. STREET 2: SUITE 400 CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: AxoGen, Inc. DATE OF NAME CHANGE: 20111004 FORMER COMPANY: FORMER CONFORMED NAME: LECTEC CORP /MN/ DATE OF NAME CHANGE: 19920703 4 1 wf-form4_162223233198745.xml FORM 4 X0306 4 2021-05-26 0 0000805928 Axogen, Inc. AXGN 0001492710 Freitag Gregory Gene 13631 PROGRESS BLVD. SUITE 400 ALACHUA FL 32615 1 0 0 0 Common Stock 2021-05-26 4 M 0 22954 3.67 A 251306 D Common Stock 2021-05-26 4 M 0 9000 5.09 A 260306 D Common Stock 2021-05-26 4 M 0 6000 5.45 A 266306 D Common Stock 2021-05-26 4 M 0 15000 5.45 A 281306 D Common Stock 2021-05-26 4 M 0 50000 8.95 A 331306 D Employee Stock Option (right to purchase) 3.67 2021-05-26 4 M 0 22954 3.67 D 2021-12-29 Common Stock 22954.0 0 D Employee Stock Option (right to purchase) 5.09 2021-05-26 4 M 0 9000 5.09 D 2022-12-29 Common Stock 9000.0 0 D Employee Stock Option (right to purchase) 5.45 2021-05-26 4 M 0 6000 5.45 D 2023-05-26 Common Stock 6000.0 0 D Stock Option (right to purchase) 5.45 2021-05-26 4 M 0 15000 5.45 D 2023-05-26 Common Stock 15000.0 0 D Employee Stock Option (right to purchase) 8.95 2021-05-26 4 M 0 50000 8.95 D 2026-12-29 Common Stock 50000.0 0 D All shares of Common Stock underlying the employee stock option became fully vested on December 29, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on December 29, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vested each 6 months thereafter. All shares of Common Stock underlying the employee stock option became fully vested on December 29, 2019 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on December 29, 2016 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vested each 6 months thereafter. All shares of Common Stock underlying the employee stock option became fully vested on May 26, 2020 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on May 26, 2017(12 months from the option grant date) and an additional 12.5% of the aggregate shares vested each 6 months thereafter. All shares of Common Stock underlying the employee stock option became fully vested on December 31, 2016. The option vested in two equal installments beginning on September 30, 2016, and became fully vested on December 31, 2016. All shares of Common Stock underlying the employee stock option became fully vested on December 29, 2020 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on December 29, 2017 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vested each 6 months thereafter. /s/Gregory Freitag 2021-05-28