0000805928-21-000099.txt : 20210528
0000805928-21-000099.hdr.sgml : 20210528
20210528160558
ACCESSION NUMBER: 0000805928-21-000099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210526
FILED AS OF DATE: 20210528
DATE AS OF CHANGE: 20210528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Freitag Gregory Gene
CENTRAL INDEX KEY: 0001492710
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36046
FILM NUMBER: 21980145
MAIL ADDRESS:
STREET 1: 13631 PROGRESS BLVD.
CITY: ALACHUA
STATE: FL
ZIP: 32615
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axogen, Inc.
CENTRAL INDEX KEY: 0000805928
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 411301878
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13631 PROGRESS BLVD.
STREET 2: SUITE 400
CITY: ALACHUA
STATE: FL
ZIP: 32615
BUSINESS PHONE: (386) 462-6817
MAIL ADDRESS:
STREET 1: 13631 PROGRESS BLVD.
STREET 2: SUITE 400
CITY: ALACHUA
STATE: FL
ZIP: 32615
FORMER COMPANY:
FORMER CONFORMED NAME: AxoGen, Inc.
DATE OF NAME CHANGE: 20111004
FORMER COMPANY:
FORMER CONFORMED NAME: LECTEC CORP /MN/
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_162223233198745.xml
FORM 4
X0306
4
2021-05-26
0
0000805928
Axogen, Inc.
AXGN
0001492710
Freitag Gregory Gene
13631 PROGRESS BLVD.
SUITE 400
ALACHUA
FL
32615
1
0
0
0
Common Stock
2021-05-26
4
M
0
22954
3.67
A
251306
D
Common Stock
2021-05-26
4
M
0
9000
5.09
A
260306
D
Common Stock
2021-05-26
4
M
0
6000
5.45
A
266306
D
Common Stock
2021-05-26
4
M
0
15000
5.45
A
281306
D
Common Stock
2021-05-26
4
M
0
50000
8.95
A
331306
D
Employee Stock Option (right to purchase)
3.67
2021-05-26
4
M
0
22954
3.67
D
2021-12-29
Common Stock
22954.0
0
D
Employee Stock Option (right to purchase)
5.09
2021-05-26
4
M
0
9000
5.09
D
2022-12-29
Common Stock
9000.0
0
D
Employee Stock Option (right to purchase)
5.45
2021-05-26
4
M
0
6000
5.45
D
2023-05-26
Common Stock
6000.0
0
D
Stock Option (right to purchase)
5.45
2021-05-26
4
M
0
15000
5.45
D
2023-05-26
Common Stock
15000.0
0
D
Employee Stock Option (right to purchase)
8.95
2021-05-26
4
M
0
50000
8.95
D
2026-12-29
Common Stock
50000.0
0
D
All shares of Common Stock underlying the employee stock option became fully vested on December 29, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on December 29, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vested each 6 months thereafter.
All shares of Common Stock underlying the employee stock option became fully vested on December 29, 2019 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on December 29, 2016 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vested each 6 months thereafter.
All shares of Common Stock underlying the employee stock option became fully vested on May 26, 2020 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on May 26, 2017(12 months from the option grant date) and an additional 12.5% of the aggregate shares vested each 6 months thereafter.
All shares of Common Stock underlying the employee stock option became fully vested on December 31, 2016. The option vested in two equal installments beginning on September 30, 2016, and became fully vested on December 31, 2016.
All shares of Common Stock underlying the employee stock option became fully vested on December 29, 2020 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on December 29, 2017 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vested each 6 months thereafter.
/s/Gregory Freitag
2021-05-28