0000805870-24-000003.txt : 20240730 0000805870-24-000003.hdr.sgml : 20240730 20240730160426 ACCESSION NUMBER: 0000805870-24-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240730 DATE AS OF CHANGE: 20240730 EFFECTIVENESS DATE: 20240730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN & Co SECURITIES, INC. CENTRAL INDEX KEY: 0000805870 ORGANIZATION NAME: IRS NUMBER: 222578806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19745 FILM NUMBER: 241157306 BUSINESS ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 BUSINESS PHONE: 201-444-1361 MAIL ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN AND COMPANY SECURITIES, INC. DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN & CO SECURITIES INC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000805870 XXXXXXXX 06-30-2024 06-30-2024 false VAUGHAN & Co SECURITIES, INC.

68 Passaic Street Ridgewood NJ 07450-9998

13F HOLDINGS REPORT 028-19745 000018826 801-118757 N James D. Vaughan III 201-444-1361 /s/ James D. Vaughan III Ridgewood NJ 07-30-2024 0 54 158550767 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 669242 6549 SH SOLE 6549 0 0 ABBVIE INC COM 00287Y109 620045 3615 SH SOLE 3615 0 0 AMAZON COM INC COM 023135106 255283 1321 SH SOLE 1321 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 516556 4375 SH SOLE 4375 0 0 APPLE INC COM 037833100 2434346 11558 SH SOLE 11558 0 0 BANK MONTREAL QUE COM 063671101 628204 7492 SH SOLE 7492 0 0 BLACKSTONE INC COM 09260D107 608353 4914 SH SOLE 4914 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 690312 16622 SH SOLE 16622 0 0 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 621263 18457 SH SOLE 18457 0 0 CANADIAN IMPERIAL BK COMM TO COM 136069101 389543 8194 SH SOLE 8194 0 0 CENTERPOINT ENERGY INC COM 15189T107 506058 16335 SH SOLE 16335 0 0 CHEVRON CORP NEW COM 166764100 578598 3699 SH SOLE 3699 0 0 CHORD ENERGY CORPORATION COM NEW 674215207 350954 2093 SH SOLE 2093 0 0 DOW INC COM 260557103 664929 12534 SH SOLE 12534 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 19199628 179520 SH SOLE 179520 0 0 GSK PLC SPONSORED ADR 37733W204 539655 14017 SH SOLE 14017 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 769628 4450 SH SOLE 4450 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 290341 606 SH SOLE 606 0 0 ISHARES INC CORE MSCI EMKT 46434G103 11281291 210747 SH SOLE 210747 0 0 ISHARES TR S&P SML 600 GWT 464287887 666937 5193 SH SOLE 5193 0 0 ISHARES TR CORE S&P US GWT 464287671 1090417 8554 SH SOLE 8554 0 0 ISHARES TR SP SMCP600VL ETF 464287879 851113 8750 SH SOLE 8750 0 0 ISHARES TR SELECT DIVID ETF 464287168 1130929 9348 SH SOLE 9348 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 5763844 97975 SH SOLE 97975 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 18475274 70374 SH SOLE 70374 0 0 ISHARES TR CORE MSCI EAFE 46432F842 779282 10728 SH SOLE 10728 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 762427 5006 SH SOLE 5006 0 0 ISHARES TR ESG AWARE MSCI 46435U663 449411 11673 SH SOLE 11673 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 9369942 135101 SH SOLE 135101 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 19629095 53851 SH SOLE 53851 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 17116380 157464 SH SOLE 157464 0 0 ISHARES TR MRGSTR SM CP GR 464288604 1138615 25036 SH SOLE 25036 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 202478 2188 SH SOLE 2188 0 0 ISHARES TR GLOBAL TECH ETF 464287291 8275063 99916 SH SOLE 99916 0 0 ISHARES TR CORE US AGGBD ET 464287226 667004 6871 SH SOLE 6871 0 0 ISHARES TR MRNING SM CP ETF 464288703 15217502 262778 SH SOLE 262778 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 639965 6690 SH SOLE 6690 0 0 M & T BK CORP COM 55261F104 622846 4115 SH SOLE 4115 0 0 NORTHWESTERN ENERGY GROUP IN COM NEW 668074305 628003 12540 SH SOLE 12540 0 0 OGE ENERGY CORP COM 670837103 645135 18071 SH SOLE 18071 0 0 ONEOK INC NEW COM 682680103 766733 9402 SH SOLE 9402 0 0 PFIZER INC COM 717081103 771409 27570 SH SOLE 27570 0 0 PHILIP MORRIS INTL INC COM 718172109 1019076 10057 SH SOLE 10057 0 0 PPL CORP COM 69351T106 569148 20584 SH SOLE 20584 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 544567 14726 SH SOLE 14726 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1178267 2165 SH SOLE 2165 0 0 TELUS CORPORATION COM 87971M103 650187 42945 SH SOLE 42945 0 0 VALERO ENERGY CORP COM 91913Y100 521070 3324 SH SOLE 3324 0 0 VALLEY NATL BANCORP COM 919794107 705085 101015 SH SOLE 101015 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1772280 40500 SH SOLE 40500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 830986 20150 SH SOLE 20150 0 0 VICI PPTYS INC COM 925652109 674758 23560 SH SOLE 23560 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 2536985 81444 SH SOLE 81444 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 274325 3243 SH SOLE 3243 0 0