0000805870-23-000004.txt : 20231019 0000805870-23-000004.hdr.sgml : 20231019 20231019170559 ACCESSION NUMBER: 0000805870-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231019 DATE AS OF CHANGE: 20231019 EFFECTIVENESS DATE: 20231019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN & Co SECURITIES, INC. CENTRAL INDEX KEY: 0000805870 IRS NUMBER: 222578806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19745 FILM NUMBER: 231335387 BUSINESS ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 BUSINESS PHONE: 201-444-1361 MAIL ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN AND COMPANY SECURITIES, INC. DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN & CO SECURITIES INC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000805870 XXXXXXXX 09-30-2023 09-30-2023 false VAUGHAN & Co SECURITIES, INC.

68 Passaic Street Ridgewood NJ 07450-9998

13F HOLDINGS REPORT 028-19745 000018826 801-118757 N James D. Vaughan III 201-444-1361 /s/ James D. Vaughan III Ridgewood NJ 10-19-2023 0 52 134614262 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 588308 6284 SH SOLE 6284 0 0 ABBVIE INC COM 00287Y109 604289 4054 SH SOLE 4054 0 0 ALTRIA GROUP INC COM 02209S103 662119 15746 SH SOLE 15746 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 571143 6363 SH SOLE 6363 0 0 APPLE INC COM 037833100 2112389 12338 SH SOLE 12338 0 0 BANK MONTREAL QUE COM 063671101 514151 6094 SH SOLE 6094 0 0 BCE INC COM NEW 05534B760 528922 13857 SH SOLE 13857 0 0 BLACKSTONE INC COM 09260D107 829264 7740 SH SOLE 7740 0 0 CANADIAN IMPERIAL BK COMM TO COM 136069101 505521 13093 SH SOLE 13093 0 0 CENTERPOINT ENERGY INC COM 15189T107 403797 15039 SH SOLE 15039 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 782829 14446 SH SOLE 14446 0 0 CHEVRON CORP NEW COM 166764100 674480 4000 SH SOLE 4000 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 285598 6270 SH SOLE 6270 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 15955790 189431 SH SOLE 189431 0 0 GSK PLC SPONSORED ADR 37733W204 615851 16989 SH SOLE 16989 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 856251 6103 SH SOLE 6103 0 0 ISHARES INC CORE MSCI EMKT 46434G103 9260283 194585 SH SOLE 194585 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 14415574 145774 SH SOLE 145774 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 5174935 99118 SH SOLE 99118 0 0 ISHARES TR GLOBAL TECH ETF 464287291 6359488 109950 SH SOLE 109950 0 0 ISHARES TR MRNING SM CP ETF 464288703 12480285 241028 SH SOLE 241028 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 7890742 120987 SH SOLE 120987 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 16062239 60387 SH SOLE 60387 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 15333457 68407 SH SOLE 68407 0 0 ISHARES TR CORE US AGGBD ET 464287226 462959 4923 SH SOLE 4923 0 0 ISHARES TR CORE MSCI EAFE 46432F842 801286 12452 SH SOLE 12452 0 0 ISHARES TR CORE S&P US GWT 464287671 917670 9677 SH SOLE 9677 0 0 ISHARES TR MRGSTR SM CP GR 464288604 979775 25278 SH SOLE 25278 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 831432 6134 SH SOLE 6134 0 0 ISHARES TR SELECT DIVID ETF 464287168 1022906 9503 SH SOLE 9503 0 0 ISHARES TR SP SMCP600VL ETF 464287879 783441 8781 SH SOLE 8781 0 0 ISHARES TR S&P SML 600 GWT 464287887 569568 5193 SH SOLE 5193 0 0 ISHARES TR ESG AWARE MSCI 46435U663 392796 11673 SH SOLE 11673 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 632785 6682 SH SOLE 6682 0 0 M & T BK CORP COM 55261F104 380109 3006 SH SOLE 3006 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 495524 43697 SH SOLE 43697 0 0 NORTHWESTERN CORP COM NEW 668074305 596857 12419 SH SOLE 12419 0 0 OGE ENERGY CORP COM 670837103 591041 17733 SH SOLE 17733 0 0 ONEOK INC NEW COM 682680103 1278495 20156 SH SOLE 20156 0 0 PFIZER INC COM 717081103 412568 12438 SH SOLE 12438 0 0 PHILIP MORRIS INTL INC COM 718172109 867197 9367 SH SOLE 9367 0 0 PPL CORP COM 69351T106 472237 20044 SH SOLE 20044 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 490355 12773 SH SOLE 12773 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 936609 2191 SH SOLE 2191 0 0 TELUS CORPORATION COM 87971M103 485494 29712 SH SOLE 29712 0 0 VALERO ENERGY CORP COM 91913Y100 525602 3709 SH SOLE 3709 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1630665 41588 SH SOLE 41588 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 590899 18232 SH SOLE 18232 0 0 VICI PPTYS INC COM 925652109 571175 19628 SH SOLE 19628 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 409794 18426 SH SOLE 18426 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 272820 3495 SH SOLE 3495 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 2744498 97323 SH SOLE 97323 0 0