0000805870-23-000003.txt : 20230720 0000805870-23-000003.hdr.sgml : 20230720 20230720125747 ACCESSION NUMBER: 0000805870-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230720 DATE AS OF CHANGE: 20230720 EFFECTIVENESS DATE: 20230720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN & Co SECURITIES, INC. CENTRAL INDEX KEY: 0000805870 IRS NUMBER: 222578806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19745 FILM NUMBER: 231098984 BUSINESS ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 BUSINESS PHONE: 201-444-1361 MAIL ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN AND COMPANY SECURITIES, INC. DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN & CO SECURITIES INC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000805870 XXXXXXXX 06-30-2023 06-30-2023 false VAUGHAN & Co SECURITIES, INC.

68 Passaic Street Ridgewood NJ 07450-9998

13F HOLDINGS REPORT 028-19745 000018826 801-118757 N James D. Vaughan III 201-444-1361 /s/ James D. Vaughan III Ridgewood NJ 07-20-2023 0 54 140666569 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 629066 6285 SH SOLE 6285 0 0 ABBVIE INC COM 00287Y109 548216 4069 SH SOLE 4069 0 0 ALTRIA GROUP INC COM 02209S103 730644 16129 SH SOLE 16129 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 491738 6402 SH SOLE 6402 0 0 APPLE INC COM 037833100 2426953 12512 SH SOLE 12512 0 0 BANK MONTREAL QUE COM 063671101 553329 6127 SH SOLE 6127 0 0 BCE INC COM NEW 05534B760 648609 14227 SH SOLE 14227 0 0 BLACKSTONE INC COM 09260D107 726375 7813 SH SOLE 7813 0 0 CANADIAN IMPERIAL BK COMM TO COM 136069101 571144 13382 SH SOLE 13382 0 0 CENTERPOINT ENERGY INC COM 15189T107 438387 15039 SH SOLE 15039 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 686471 14878 SH SOLE 14878 0 0 CHEVRON CORP NEW COM 166764100 633019 4023 SH SOLE 4023 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 303844 6270 SH SOLE 6270 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 16463117 188581 SH SOLE 188581 0 0 GSK PLC SPONSORED ADR 37733W204 612865 17196 SH SOLE 17196 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 816642 6103 SH SOLE 6103 0 0 ISHARES INC CORE MSCI EMKT 46434G103 9409178 190894 SH SOLE 190894 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 14357885 142453 SH SOLE 142453 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 5493097 98797 SH SOLE 98797 0 0 ISHARES TR GLOBAL TECH ETF 464287291 6849088 110132 SH SOLE 110132 0 0 ISHARES TR MRNING SM CP ETF 464288703 12582855 232930 SH SOLE 232930 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 7999664 118514 SH SOLE 118514 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 16808766 61083 SH SOLE 61083 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 16401825 67592 SH SOLE 67592 0 0 ISHARES TR CORE US AGGBD ET 464287226 418932 4277 SH SOLE 4277 0 0 ISHARES TR CORE MSCI EAFE 46432F842 840510 12452 SH SOLE 12452 0 0 ISHARES TR CORE S&P US GWT 464287671 944862 9677 SH SOLE 9677 0 0 ISHARES TR MRGSTR SM CP GR 464288604 1046762 25278 SH SOLE 25278 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 863634 6134 SH SOLE 6134 0 0 ISHARES TR SELECT DIVID ETF 464287168 1076693 9503 SH SOLE 9503 0 0 ISHARES TR SP SMCP600VL ETF 464287879 834985 8781 SH SOLE 8781 0 0 ISHARES TR S&P SML 600 GWT 464287887 596831 5193 SH SOLE 5193 0 0 ISHARES TR ESG AWARE MSCI 46435U663 414625 11673 SH SOLE 11673 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 613608 6682 SH SOLE 6682 0 0 M & T BK CORP COM 55261F104 372023 3006 SH SOLE 3006 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 816641 13104 SH SOLE 13104 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 491154 43697 SH SOLE 43697 0 0 NORTHWESTERN CORP COM NEW 668074305 708138 12476 SH SOLE 12476 0 0 OGE ENERGY CORP COM 670837103 636792 17733 SH SOLE 17733 0 0 ONEOK INC NEW COM 682680103 733295 11881 SH SOLE 11881 0 0 PFIZER INC COM 717081103 456226 12438 SH SOLE 12438 0 0 PHILIP MORRIS INTL INC COM 718172109 919483 9419 SH SOLE 9419 0 0 PPL CORP COM 69351T106 530364 20044 SH SOLE 20044 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 582960 12773 SH SOLE 12773 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 971226 2191 SH SOLE 2191 0 0 TELUS CORPORATION COM 87971M103 578196 29712 SH SOLE 29712 0 0 TRITON INTL LTD CL A G9078F107 802044 9633 SH SOLE 9633 0 0 VALERO ENERGY CORP COM 91913Y100 435066 3709 SH SOLE 3709 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1691800 41588 SH SOLE 41588 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 678122 18234 SH SOLE 18234 0 0 VICI PPTYS INC COM 925652109 619800 19720 SH SOLE 19720 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 535925 18811 SH SOLE 18811 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 278097 3495 SH SOLE 3495 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 2994998 104029 SH SOLE 104029 0 0