-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MUTMWdJ08CSL40TNNcsqft7Wb+t5EiSRESChuTe5QktX027fcGaLXuZCThWfOQpQ s5uK+0KPceCwgbvPdvuYBQ== 0000910680-96-000371.txt : 19961212 0000910680-96-000371.hdr.sgml : 19961212 ACCESSION NUMBER: 0000910680-96-000371 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CLARK DICK PRODUCTIONS INC CENTRAL INDEX KEY: 0000805370 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 232038115 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15192 FILM NUMBER: 96679046 BUSINESS ADDRESS: STREET 1: 3003 W OLIVE AVE CITY: BURBANK STATE: CA ZIP: 91510 BUSINESS PHONE: 818-841-3003 MAIL ADDRESS: STREET 1: 3003 W. OLIVE AVENUE CITY: BURBANK STATE: CA ZIP: 91505 COMPANY DATA: COMPANY CONFORMED NAME: LAMAINA FRANCIS O CENTRAL INDEX KEY: 0001028840 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 3003 WEST OLIVE AVE STREET 2: C/O DICK CLARK PRODUCTIONS INC CITY: BURBANK STATE: CA ZIP: 91510-7811 MAIL ADDRESS: STREET 1: C/O DICK CLARK PRODUCTIONS STREET 2: 3003 WEST OLIVE AVE CITY: BURBANK STATE: CA ZIP: 91510-7811 3 1 FRANCIS C. LAMAINA U.S. SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL WASHINGTON, D.C. 20549 - ------ --------------------------- FORM 3 OMB APPROVAL - ------ --------------------------- OMB Number 3235-0104 Expires: September 30, 1997 Estimated average burden hours per response......0.5 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* La Maina Francis C. ---------------------------------------------------------------------- (Last) (First) (Middle) c/o dick clark productions, inc. 3003 West Olive Avenue ---------------------------------------------------------------------- (Street) Burbank, California 91505-7811 ---------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) 12/10/96 - -------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol dick clark productions, inc. (DCPI) - -------------------------------------------------------------------------------- 5. Relationship of Reporting Person to Issuer (Check all applicable) X Director X 10% Owner - ----- ----- X Officer (give title below) Other (specify below) - ----- ----- President and Chief Operating Officer ------------------------------------- - -------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - -------------------------------------------------------------------------------- 7. Indiviual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person - --------------------------------------------------------------------------------
============================================================================== TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ================================================================================ 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect (Instr. 4) Beneficially Owned Form: Direct Beneficial Ownership (D) or Indirect (Intr. 5) (Instr. 4) (I) (Instr. 5) - --------------------------------------------------------------------------------------------------------------------- Common Stock, par value $.01 592,500(1) D - --------------------------------------------------------------------------------------------------------------------- Class A Common Stock, 75,000 D par value $.01 - ---------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1473 (7-96) FORM 3 (CONTINUED) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) =============================================================================== 1. Title of Derivative Security (Instr. 4) Employee Stock Option - -------------------------------------------------------------------------------- 2. Date Exercisable and Expiration Date (Month/Day/ Year) Date Exercisable Expiration Date ----------- --------------- (2) N/A - -------------------------------------------------------------------------------- 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Amount or Number of Title Shares ----- ------ Common Stock, par value $0.01 225,450 - -------------------------------------------------------------------------------- 4. Conversion or Exercise Price of Derivative Security $3.88 - -------------------------------------------------------------------------------- 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) (D) - -------------------------------------------------------------------------------- 6. Nature of Indirect Beneficial Ownership (Instr. 5) ================================================================================ Explanation of Responses: (1) Includes 500 shares of Common Stock owned by Mr. La Maina's wife. (2) Currently exercisable. /S/ Francis C. La Maina 12/10/96 ----------------------------- ---------- ** Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1473 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----