-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C63xVZfW04vl9PvaJEZ501yvW5omH4Yyl56DHXwaTf6k2q6aFNrodLfg3aG37AiS 3UhPpAVK6nhD/VCMEViTRQ== 0000910680-96-000176.txt : 19960711 0000910680-96-000176.hdr.sgml : 19960711 ACCESSION NUMBER: 0000910680-96-000176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960710 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CLARK DICK PRODUCTIONS INC CENTRAL INDEX KEY: 0000805370 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 232038115 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15192 FILM NUMBER: 96593090 BUSINESS ADDRESS: STREET 1: 3003 W OLIVE AVE CITY: BURBANK STATE: CA ZIP: 91510 BUSINESS PHONE: 818-841-3003 MAIL ADDRESS: STREET 1: 3003 W. OLIVE AVENUE CITY: BURBANK STATE: CA ZIP: 91505 COMPANY DATA: COMPANY CONFORMED NAME: FERGUSON KENNETH H CENTRAL INDEX KEY: 0001018518 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 3003 W OLIVE AVE CITY: BURBANK STATE: CA ZIP: 91510-7811 BUSINESS PHONE: 8188413003 MAIL ADDRESS: STREET 1: 3003 W OLIVE AVE CITY: BURBANK STATE: CA ZIP: 91510-7811 4 1 KENNETH H. FERGUSON - FORM 4 FORM 4 OMB APPROVAL [_] Check this box if no longer ================================ subject to Section 16. Form 4 OMB Number 3235-0287 or Form 5 obligations may Expires: April 30, 1997 continue. See Instruction 1(b). Estimated average burden hours per response.......0.5 ================================ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person Ferguson Kenneth H. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o dick clark productions, inc. 3003 West Olive Avenue - -------------------------------------------------------------------------------- (Street) Burbank CA 91510-7811 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol dick clark productions, inc. DCPI ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year 6/96 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [_] 10% Owner [X] Officer (give title [_] Other (specify below) below) Vice President, Treasurer and Chief Financial Officer ================================================================================ TABLE I-- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) or 5. Amount of 6. Ownership 7. Nature of Security action action Disposed of (D) Securities Form: of Indirect (Instr. 3) Date Code (Instr. 3, 4 and 5) Beneficially Direct (D) Beneficial (Instr. 8) Owned at or Indirect Ownership (Month/ End of Month (I) (Instr. (Instr.4) Day/ Code V Amount (A) or Price (Instr. 3 and 4) 4) Year) (D) ---- --- ------ ------ ----- Class A 6/10/96 A 20,000 A $ 4.50 Common Stock Class A 6/14/96 S 20,000 D $13.75 0 N/A N/A Common Stock
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 1474 (8-92) FORM 4 (continued) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================ 1. Title of Derivative Security (Instr. 3) n/a - -------------------------------------------------------------------------------- 2. Conversion or Exercise Price of Derivative Security n/a - -------------------------------------------------------------------------------- 3. Transaction Date (Month/Day/Year) n/a - -------------------------------------------------------------------------------- 4. Transaction Code (Instr. 8) Code V ---- --- n/a n/a - -------------------------------------------------------------------------------- 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Inst. 3, 4, and 5) (A) (D) ----- ----- n/a n/a - -------------------------------------------------------------------------------- 6. Date Exercisable and Expiration Date (Month/Day/Year) Date Expiration Exercisable Date ----------- ---------- n/a n/a - -------------------------------------------------------------------------------- 7. Title and Amount of Underlying Securities (Instr. 3 and 4) Amount or Number of Title Shares ----------- ---------- n/a n/a - -------------------------------------------------------------------------------- 8. Price of Derivative Security (Instr. 5) n/a - -------------------------------------------------------------------------------- 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) n/a - -------------------------------------------------------------------------------- 10. Ownership Form of Derivative Security: Direct (D) or Indirect(I) (Instr. 4) n/a - -------------------------------------------------------------------------------- 11. Nature of Indirect Beneficial Ownership (Instr. 4) n/a ================================================================================ Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. /s/ Keneth H. Ferguson July 10, 1996 - ---------------------------------------------------------------------- ** Signature of Reporting Person Date Page 2 SEC 1474 (8-92) -----END PRIVACY-ENHANCED MESSAGE-----