NT 10-Q 1 f12b-25_123101.txt DECEMBER 31, 2001 ----------------------------- UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION ----------------------------- Washington, D.C. 20549 OMB Number: 3235-0058 Expires: January 31, 2002 Estimated average burden FORM 12b-25 hours per response ..... 2.50 ----------------------------- NOTIFICATION OF LATE FILING SEC FILE NUMBER 33-66221 ----------------------------- CUSIP NUMBER 749195-AC7 ----------------------------- (Check One):| |Form 10-K | |Form 20-F | |Form 11-K |X|Form 10-Q | |Form N-SAR For Period Ended: December 31, 2001 ---------------------------------------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: ------------------------------------------ ================================================================================ Read Instruction (on back page) Before Preparing Form. Please Print or Type. ================================================================================ NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS VERIFIED ANY INFORMATION CONTAINED HEREIN. ================================================================================ If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: PART I -- REGISTRANT INFORMATION dick clark productions, inc. -------------------------------------------------------------------------------- Full Name of Registrant -------------------------------------------------------------------------------- Former Name if Applicable 3003 West Olive Avenue -------------------------------------------------------------------------------- Address of Principal Executive Office (Street and Number) Burbank, California 91505-4590 -------------------------------------------------------------------------------- City, State and Zip Code PART II -- RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check appropriate box.) (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed [X] due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III -- NARRATIVE State below in reasonable detail why the Form 10-K, 11-K, 20-F 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. The Registrant's Quarterly Report on Form 10-Q for the period ended December 31, 2001 could not be filed within the prescribed time period because the Registrant's Chief Executive Officer, Chief Operating Officer, and Secretary have been devoting substantial time and effort to the Registrant's recent merger transaction and have not yet been able to review and approve the Quarterly Report in a timely matter. PART IV--OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification William S. Simon (818) 841-3003 ------------------------- -------------------- ------------------------ (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange |X| Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? YES NO If answer is no, identify report(s). [X] [ ] (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be YES NO included in the subject report or portion thereof? [X] [ ] If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of results cannot be made. See Attachment A. ================================================================================ dick clark productions, inc. ---------------------------------------------------- (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date February 15, 2002 By /s/ William S. Simon -------------------------- ------------------------------------------ William S. Simon INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). -------------------------------------------------------------------------------- ATTACHMENT A PART IV - OTHER INFORMATION The financial statements to be included in the Registrant's Quarterly Report on Form 10-Q for the period ended December 31, 2001 will reflect an aggregate impairment charge of $4,785,000 during the quarter ended December 31, 2001. The Registrant attributes this charge to continued declining operating results in certain units of the Registrant's restaurant segment caused by the economic downturn and the events of September 11, 2001.