0001571049-15-002049.txt : 20150318
0001571049-15-002049.hdr.sgml : 20150318
20150318190613
ACCESSION NUMBER: 0001571049-15-002049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150317
FILED AS OF DATE: 20150318
DATE AS OF CHANGE: 20150318
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUIKSILVER INC
CENTRAL INDEX KEY: 0000805305
STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320]
IRS NUMBER: 330199426
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 15202 GRAHAM STREET
CITY: HUNTINGTON BEACH
STATE: CA
ZIP: 92649
BUSINESS PHONE: 714-889-2200
MAIL ADDRESS:
STREET 1: 15202 GRAHAM STREET
CITY: HUNTINGTON BEACH
STATE: CA
ZIP: 92649
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rea Silvia GP C.V.
CENTRAL INDEX KEY: 0001469501
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14229
FILM NUMBER: 15711314
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Triton Coinvestment SPV L.P.
CENTRAL INDEX KEY: 0001469505
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14229
FILM NUMBER: 15711315
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Triton Onshore SPV L.P.
CENTRAL INDEX KEY: 0001469503
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14229
FILM NUMBER: 15711317
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Romolo Holdings C.V.
CENTRAL INDEX KEY: 0001469502
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14229
FILM NUMBER: 15711319
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Triton GP SPV LLC
CENTRAL INDEX KEY: 0001469507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14229
FILM NUMBER: 15711320
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rhone Capital III L.P.
CENTRAL INDEX KEY: 0001469540
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14229
FILM NUMBER: 15711321
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Triton Offshore SPV L.P.
CENTRAL INDEX KEY: 0001469504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14229
FILM NUMBER: 15711316
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rhone Capital L.L.C.
CENTRAL INDEX KEY: 0001469539
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14229
FILM NUMBER: 15711323
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Triton SPV L.P.
CENTRAL INDEX KEY: 0001469506
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14229
FILM NUMBER: 15711318
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rhone Holdings III L.L.C.
CENTRAL INDEX KEY: 0001469542
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14229
FILM NUMBER: 15711322
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
4
1
t1500629_x2.xml
OWNERSHIP DOCUMENT
X0306
4
2015-03-17
0
0000805305
QUIKSILVER INC
ZQK
0001469539
Rhone Capital L.L.C.
630 5TH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001469542
Rhone Holdings III L.L.C.
630 5TH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001469540
Rhone Capital III L.P.
630 5TH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001469507
Triton GP SPV LLC
630 5TH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001469502
Romolo Holdings C.V.
630 5TH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001469506
Triton SPV L.P.
630 5TH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001469503
Triton Onshore SPV L.P.
630 5TH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001469504
Triton Offshore SPV L.P.
630 5TH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001469505
Triton Coinvestment SPV L.P.
630 5TH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001469501
Rea Silvia GP C.V.
630 5TH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
Common Stock
2015-03-17
2015-03-17
4
A
0
15000
0.00
A
31286111
I
See Footnotes
Common Stock
2015-03-17
2015-03-17
4
A
0
15000
0.00
A
31301111
I
See Footnotes
Stock Option (right to buy)
1.70
2015-03-17
2015-03-17
4
A
0
45000
0.00
A
2015-03-17
2022-03-17
Common Stock
45000
45000
I
See Footnotes
Stock Option (right to buy)
1.70
2015-03-17
2015-03-17
4
A
0
40000
0.00
A
2015-03-17
2022-03-17
Common Stock
40000
85000
I
See Footnotes
Vests in three equal annual installments.
Granted under the Issuer's 2000 Stock Incentive Plan to persons who are managing directors of Rhone Group L.L.C. and, at the time of the grant, directors of the Issuer. These persons each have an understanding with Rhone Group L.L.C. and Triton GP SPV LLC pursuant to which each holds his respective reported securities for the benefit of Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P.
This Statement is being filed by Rhone Capital L.L.C., Rhone Holdings III L.L.C., Rhone Capital III L.P., Triton GP SPV LLC, Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P. and Rea Silvia GP C.V. (collectively, the "Reporting Persons") . The principal business address of each Reporting Person is 630 Fifth Ave., 27th Floor, New York, New York 10111. Rea Silvia GP C.V., as the general partner of Romolo Holdings C.V., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Romolo Holdings C.V. Triton GP SPV LLC, as the general partner of each of Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P.
(Continued from footnote 3) Rhone Capital III L.P., as the sole member of Triton GP SPV LLC, may be deemed to be the beneficial owner of the securities that are deemed to be beneficially owned by Triton GP SPV LLC. Rhone Holdings III L.L.C., as the general partner of Rhone Capital III L.P., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Rhone Capital III L.P. Rhone Capital L.L.C., as the sole member of Rhone Holdings III L.L.C., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Rhone Holdings III L.L.C. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its respective pecuniary interest.
This Form 4 and the Form 4 filed on the date hereof by Numitor Governance S.a r.l. and Rhone Group L.L.C. relate to the same transaction. Due to the inability to include more than ten joint filers in an electronic report, Numitor Governance S.a r.l. and Rhone Group L.L.C. have filed a separate report. The complete list of joint filers for this transaction is as follows: Rhone Capital L.L.C., Rhone Holdings III L.L.C., Rhone Capital III L.P., Triton GP SPV LLC, Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P., Rea Silvia Capital GP C.V., Numitor Governance S.a r.l. and Rhone Group L.L.C. Andrew Woodward Sweet and Michael Steven Langman have been designated by the Reporting Persons, pursuant to contractual rights held by Triton Onshore SPV L.P. and Triton Coinvestment SPV L.P., to serve on the Issuer's board of directors. Therefore, each of the Reporting Persons is a director of the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934.
/s/ M. Allison Steiner, Authorized Signatory for RHONE CAPITAL L.L.C.
2015-03-18
/s/ M. Allison Steiner, Authorized Signatory for RHONE HOLDINGS III L.L.C.
2015-03-18
/s/ M. Allison Steiner, Authorized Signatory for RHONE CAPITAL III L.P.
2015-03-18
/s/ M. Allison Steiner, Authorized Signatory for Rhone Capital III L.P., its sole member for TRITON GP SPV LLC
2015-03-18
/s/ M. Allison Steiner, Authorized Signatory for Rea Silvia GP C.V., its general partner for ROMOLO HOLDINGS C.V.
2015-03-18
/s/ M. Allison Steiner, Authorized Signatory for Triton GP SPV LLC, its general partner for TRITON SPV L.P.
2015-03-18
/s/ M. Allison Steiner, Authorized Signatory for Triton GP SPV LLC, its general partner for TRITON ONSHORE SPV L.P.
2015-03-18
/s/ M. Allison Steiner, Authorized Signatory for Triton GP SPV LLC, its general partner for TRITON OFFSHORE SPV L.P.
2015-03-18
/s/ M. Allison Steiner, Authorized Signatory for Triton GP SPV LLC, its general partner for TRITON COINVESTMENT SPV L.P.
2015-03-18
/s/ M. Allison Steiner, Authorized Signatory for Numitor Governance S.a r.l., its managing general partner for REA SILVIA GP C.V.
2015-03-18