0001329203-13-000007.txt : 20130320 0001329203-13-000007.hdr.sgml : 20130320 20130320185444 ACCESSION NUMBER: 0001329203-13-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130319 FILED AS OF DATE: 20130320 DATE AS OF CHANGE: 20130320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweet Andrew CENTRAL INDEX KEY: 0001469509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 13706111 MAIL ADDRESS: STREET 1: 630 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUIKSILVER INC CENTRAL INDEX KEY: 0000805305 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 330199426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 15202 GRAHAM STREET CITY: HUNTINGTON BEACH STATE: CA ZIP: 92649 BUSINESS PHONE: 714-889-2200 MAIL ADDRESS: STREET 1: 15202 GRAHAM STREET CITY: HUNTINGTON BEACH STATE: CA ZIP: 92649 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-03-19 0 0000805305 QUIKSILVER INC ZQK 0001469509 Sweet Andrew 630 FIFTH AVE NEW YORK NY 10111 1 0 0 0 Common Stock 2013-03-19 2013-03-19 4 A 0 15000 0 A 65000 D Stock Option (right to buy) 6.45 2013-03-19 2013-03-19 4 A 0 25000 0 A 2013-03-19 2020-03-19 Common Stock 25000 25000 D Vests in 3 equal annual installments. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These options and restricted stock awards were granted under the Issuer's 2000 Stock Incentive Plan to persons who are managing directors of Rhone Group LLC and at the time of the grant, directors of the Issuer. The reporting person has an understanding with Rhone Group LLC and Triton GP SPV LLC pursuant to which he holds his reported securities for the benefit of Romolo Holdings CV, Triton SPV LP, Triton Offshore SPV LP and Triton Coinvestment SPV LP. Linnsey Caya, Attorney-in-Fact for Andrew Sweet 2013-03-19