0001329203-13-000005.txt : 20130122 0001329203-13-000005.hdr.sgml : 20130121 20130122173629 ACCESSION NUMBER: 0001329203-13-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130122 FILED AS OF DATE: 20130122 DATE AS OF CHANGE: 20130122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKNIGHT ROBERT B JR CENTRAL INDEX KEY: 0000939559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 13541122 MAIL ADDRESS: STREET 1: 15202 GRAHAM ST CITY: HUNTINGTON BEACH STATE: CA ZIP: 92649 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUIKSILVER INC CENTRAL INDEX KEY: 0000805305 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 330199426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 15202 GRAHAM STREET CITY: HUNTINGTON BEACH STATE: CA ZIP: 92649 BUSINESS PHONE: 714-889-2200 MAIL ADDRESS: STREET 1: 15202 GRAHAM STREET CITY: HUNTINGTON BEACH STATE: CA ZIP: 92649 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-01-22 0 0000805305 QUIKSILVER INC ZQK 0000939559 MCKNIGHT ROBERT B JR 15202 GRAHAM ST HUNTINGTON BEACH CA 92649 1 1 0 0 Executive Chairman Common Stock 2013-01-22 2013-01-22 4 D 0 400000 D 3908845 D Common Stock 2013-01-22 2013-01-22 4 A 0 400000 0 A 4308845 D Common Stock 50890 I By Daughter Common Stock 50890 I By Daughter Common Stock 50890 I By Son Represents the portion of an award of restricted stock units originally granted by the Issuer on November 13, 2012 that was surrendered and cancelled pursuant to the terms of a letter agreement, dated January 22, 2013, by and between the Reporting Person and the Issuer. Represents an award of restricted stock units that become vested if, during any consecutive thirty (30) day period, the weighted average per-share trading price of the Issuer's common stock equals or exceeds $12.50, unless such price threshold occurs during the first 12 months follwoing the date of grant, in which case the restricted stock units will become vested and the shares will be issued in the 12-month anniversary of the grant date. The restricted stock units also vest in the event of a change of control (as such event is described in the applicable restricted stock unit award agreement) pursuant to which the holders of the Issuer's common stock become entitled to receive per-share consideration having a value equal to or greater than $9.28. Additionally, with certain exceptions, vesting of the restricted stock units requires continued service of the Reporting Person through applicable vesting date. Upon vesting, the shares of common stock subject to the restricted stock units are immediately issued to the Reprting Person. The restricted stock units terminate if they do not vest prior to November 1, 2016. Linnsey Caya, Attorney-in-Fact for Robert B. McKnight, Jr. 2013-01-22