0001181431-13-018311.txt : 20130321 0001181431-13-018311.hdr.sgml : 20130321 20130321171655 ACCESSION NUMBER: 0001181431-13-018311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130319 FILED AS OF DATE: 20130321 DATE AS OF CHANGE: 20130321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUIKSILVER INC CENTRAL INDEX KEY: 0000805305 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 330199426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 15202 GRAHAM STREET CITY: HUNTINGTON BEACH STATE: CA ZIP: 92649 BUSINESS PHONE: 714-889-2200 MAIL ADDRESS: STREET 1: 15202 GRAHAM STREET CITY: HUNTINGTON BEACH STATE: CA ZIP: 92649 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhone Group L.L.C. CENTRAL INDEX KEY: 0001469541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 13708376 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Numitor Governance S.a r.l. CENTRAL INDEX KEY: 0001469557 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 13708377 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 4 1 rrd374826.xml FORM 4 X0306 4 2013-03-19 0 0000805305 QUIKSILVER INC ZQK 0001469557 Numitor Governance S.a r.l. C/O RHONE CAPITAL L.L.C. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469541 Rhone Group L.L.C. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 Common Stock 2013-03-19 2013-03-19 4 A 0 15000 0 A 31226111 I See Footnote Common Stock 2013-03-19 2013-03-19 4 A 0 15000 0 A 31241111 I See Footnote Stock Option (right to buy) 6.45 2013-03-19 2013-03-19 4 A 0 25000 0 A 2013-03-19 2020-03-19 Common Stock 25000 25000 I See Footnote Stock Option (right to buy) 6.45 2013-03-19 2013-03-19 4 A 0 25000 0 A 2013-03-19 2020-03-19 Common Stock 25000 50000 I See Footnote Vests in three equal annual installments. Granted under the Issuer's 2000 Stock Incentive Plan to persons who are managing directors of Rhone Group L.L.C. and, at the time of the grant, directors of the Issuer. These persons each have an understanding with Rhone Group L.L.C. and Triton GP SPV LLC pursuant to which each holds his respective reported securities for the benefit of Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P. This Statement is being filed by Numitor Governance S.a r.l. and Rhone Group L.L.C. (together, the "Reporting Persons"). The principal business address of each Reporting Person is 630 Fifth Ave, 27th Floor, New York, New York 10111. Rea Silvia GP C.V., as the general partner of Romolo Holdings C.V., may be deemed to be the beneficial owner of securities deemed to be beneficially owned by Romolo Holdings C.V. Numitor Governance S.a r.l., as the managing general partner of Rea Silvia GP C.V., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Rea Silvia GP C.V. Rhone Group L.L.C., as the manager of Numitor Governance S.a r.l., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Numitor Governance S.a r.l. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its respective pecuniary interests. This Form 4 and the Form 4 filed on the date hereof by Rhone Capital L.L.C., Rhone Holdings III L.L.C., Rhone Capital III L.P., Triton GP SPV LLC, Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P. and Rea Silvia GP C.V. relate to the same transaction. Due to the inability to include more than ten joint filers in an electronic report, Numitor Governance S.a r.l. and Rhone Group L.L.C. have filed this separate report. The complete list of joint filers for this transaction is as follows: Rhone Capital L.L.C., Rhone Holdings III L.L.C., Rhone Capital III L.P., Triton GP SPV LLC, Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P., Rea Silvia GP C.V., Numitor Governance S.a r.l. and Rhone Group L.L.C. Andrew Woodward Sweet and Michael Steven Langman have been designated by the Reporting Persons, pursuant to contractual rights held by Triton Onshore SPV L.P. and Triton Coinvestment SPV L.P., to serve on the Issuer's board of directors. Therefore, each of the Reporting Persons is a director of the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934. /s/ M. Allison Steiner, Authorized Signatory Rhone Group L.L.C., its manager for NUMITOR GOVERNANCE S.A R.L. 2013-03-21 /s/ M. Allison Steiner, CAO and General Counsel for RHONE GROUP L.L.C. 2013-03-21