0001181431-12-018965.txt : 20120321
0001181431-12-018965.hdr.sgml : 20120321
20120321202513
ACCESSION NUMBER: 0001181431-12-018965
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120320
FILED AS OF DATE: 20120321
DATE AS OF CHANGE: 20120321
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUIKSILVER INC
CENTRAL INDEX KEY: 0000805305
STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320]
IRS NUMBER: 330199426
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 15202 GRAHAM STREET
CITY: HUNTINGTON BEACH
STATE: CA
ZIP: 92649
BUSINESS PHONE: 714-889-2200
MAIL ADDRESS:
STREET 1: 15202 GRAHAM STREET
CITY: HUNTINGTON BEACH
STATE: CA
ZIP: 92649
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rhone Group L.L.C.
CENTRAL INDEX KEY: 0001469541
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14229
FILM NUMBER: 12707371
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Numitor Governance S.a r.l.
CENTRAL INDEX KEY: 0001469557
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14229
FILM NUMBER: 12707372
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
4
1
rrd339559.xml
FORM 4
X0304
4
2012-03-20
0
0000805305
QUIKSILVER INC
ZQK
0001469557
Numitor Governance S.a r.l.
C/O RHONE CAPITAL L.L.C.
630 FIFTH AVE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001469541
Rhone Group L.L.C.
630 FIFTH AVE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
Common Stock
2012-03-20
2012-03-20
4
A
0
15000
0
A
31196111
I
See Footnote
Common Stock
2012-03-20
2012-03-20
4
A
0
15000
0
A
31211111
I
See Footnote
Stock Option (right to buy)
4.41
2012-03-20
2012-03-20
4
A
0
25000
0
A
2012-03-20
2019-03-20
Common Stock
25000
25000
I
See Footnote
Stock Option (right to buy)
4.41
2012-03-20
2012-03-20
4
A
0
25000
0
A
2012-03-20
2019-03-20
Common Stock
25000
50000
I
See Footnote
Vests in three equal annual installments.
Granted under the Issuer's 2000 Stock Incentive Plan to persons who are managing directors of Rhone Group L.L.C. and, at the time of the grant, directors of the Issuer. These persons each have an understanding with Rhone Group L.L.C. and Triton GP SPV LLC pursuant to which each holds his respective reported securities for the benefit of Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P.
This Statement is being filed by Numitor Governance S.a r.l. and Rhone Group L.L.C. (together, the "Reporting Persons"). The principal business address of each Reporting Person is 630 Fifth Ave, 27th Floor, New York, New York 10111. Rea Silvia GP C.V., as the general partner of Romolo Holdings C.V., may be deemed to be the beneficial owner of securities deemed to be beneficially owned by Romolo Holdings C.V. Numitor Governance S.a r.l., as the managing general partner of Rea Silvia GP C.V., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Rea Silvia GP C.V. Rhone Group L.L.C., as the manager of Numitor Governance S.a r.l., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Numitor Governance S.a r.l. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its respective pecuniary interests.
This Form 4 and the Form 4 filed on the date hereof by Rhone Capital L.L.C., Rhone Holdings III L.L.C., Rhone Capital III L.P., Triton GP SPV LLC, Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P. and Rea Silvia GP C.V. relate to the same transaction. Due to the inability to include more than ten joint filers in an electronic report, Numitor Governance S.a r.l. and Rhone Group L.L.C. have filed this separate report. The complete list of joint filers for this transaction is as follows: Rhone Capital L.L.C., Rhone Holdings III L.L.C., Rhone Capital III L.P., Triton GP SPV LLC, Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P., Rea Silvia GP C.V., Numitor Governance S.a r.l. and Rhone Group L.L.C.
Andrew Woodward Sweet and Michael Steven Langman have been designated by the Reporting Persons, pursuant to contractual rights held by Triton Onshore SPV L.P. and Triton Coinvestment SPV L.P., to serve on the Issuer's board of directors. Therefore, each of the Reporting Persons is a director of the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934.
/s/ M. Allison Steiner, Authorized Signatory Rhone Group L.L.C., its manager for NUMITOR GOVERNANCE S.A R.L.
2012-03-21
/s/ M. Allison Steiner, CAO and General Counsel for RHONE GROUP L.L.C.
2012-03-21