-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ay0WodjZ/jm/3f/h4qM8K5IO/PCsu3RAaTn13My2uXAKdUJZRe4gxeEhKClXiKMj Vy1lPZzHV4TIQEPfYn/Adw== 0001181431-10-018854.txt : 20100330 0001181431-10-018854.hdr.sgml : 20100330 20100330203201 ACCESSION NUMBER: 0001181431-10-018854 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100326 FILED AS OF DATE: 20100330 DATE AS OF CHANGE: 20100330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUIKSILVER INC CENTRAL INDEX KEY: 0000805305 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 330199426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 15202 GRAHAM STREET CITY: HUNTINGTON BEACH STATE: CA ZIP: 92649 BUSINESS PHONE: 714-889-2200 MAIL ADDRESS: STREET 1: 15202 GRAHAM STREET CITY: HUNTINGTON BEACH STATE: CA ZIP: 92649 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rea Silvia GP C.V. CENTRAL INDEX KEY: 0001469501 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 10715680 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Romolo Holdings C.V. CENTRAL INDEX KEY: 0001469502 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 10715685 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triton Onshore SPV L.P. CENTRAL INDEX KEY: 0001469503 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 10715683 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triton Offshore SPV L.P. CENTRAL INDEX KEY: 0001469504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 10715682 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triton Coinvestment SPV L.P. CENTRAL INDEX KEY: 0001469505 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 10715681 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triton SPV L.P. CENTRAL INDEX KEY: 0001469506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 10715684 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triton GP SPV LLC CENTRAL INDEX KEY: 0001469507 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 10715686 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhone Capital L.L.C. CENTRAL INDEX KEY: 0001469539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 10715689 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhone Capital III L.P. CENTRAL INDEX KEY: 0001469540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 10715687 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhone Holdings III L.L.C. CENTRAL INDEX KEY: 0001469542 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 10715688 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 4 1 rrd271412.xml FORM 4 X0303 4 2010-03-26 0 0000805305 QUIKSILVER INC ZQK 0001469539 Rhone Capital L.L.C. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469542 Rhone Holdings III L.L.C. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469540 Rhone Capital III L.P. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469507 Triton GP SPV LLC 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469502 Romolo Holdings C.V. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469506 Triton SPV L.P. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469503 Triton Onshore SPV L.P. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469504 Triton Offshore SPV L.P. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469505 Triton Coinvestment SPV L.P. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469501 Rea Silvia GP C.V. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 Common Stock 2010-03-26 2010-03-26 4 A 0 15000 0 A 25000 I See Footnotes Common Stock 2010-03-26 2010-03-26 4 A 0 15000 0 A 40000 I See Footnotes Stock Option (right to buy) 4.58 2010-03-26 2010-03-26 4 A 0 25000 0 A 2010-03-26 2017-03-27 Common Stock 25000 25000 I See Footnotes Stock Option (right to buy) 4.58 2010-03-26 2010-03-26 4 A 0 25000 0 A 2010-03-26 2017-03-27 Common Stock 25000 50000 I See Footnotes This Statement is being filed by Rhone Capital L.L.C., Rhone Holdings III L.L.C., Rhone Capital III L.P., Triton GP SPV LLC, Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P. and Rea Silvia GP C.V. (collectively, the "Reporting Persons"). The principal business address of each Reporting Person is 630 Fifth Ave, 27th Floor, New York, New York 10111. These options and stock awards were granted under the Issuer's 2000 Stock Incentive Plan to persons who are managing directors of Rhone Group L.L.C. and, at the time of the grant, directors of the Issuer. These persons each have an understanding with Rhone Group L.L.C. and Triton GP SPV LLC pursuant to which each holds his respective reported securities for the benefit of Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P. (Continued to footnote 2) Rea Silvia GP C.V., as the general partner of Romolo Holdings C.V., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Romolo Holdings C.V. Triton GP SPV LLC, as the general partner of each of Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P. Rhone Capital III L.P., as the sole member of Triton GP SPV LLC, may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Triton GP SPV LLC. Rhone Holdings III L.L.C., as the general partner of Rhone Capital III L.P., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Rhone Capital III L.P. (Continued to footnote 3) Rhone Capital L.L.C., as the sole member of Rhone Holdings III L.L.C., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Rhone Holdings III L.L.C. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its respective pecuniary interests. Vests in three equal annual installments. This Form 4 and the Form 4 filed on the date hereof by Numitor Governance S.a r.l. and Rhone Group L.L.C. relate to the same transaction. Due to the inability to include more than ten joint filers in an electronic report, Numitor Governance S.a r.l and Rhone Group L.L.C. have filed a separate report. The complete list of joint filers for this transaction is as follows: Rhone Capital L.L.C., Rhone Holdings III L.L.C., Rhone Capital III L.P., Triton GP SPV LLC, Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P., Rea Silvia Capital GP C.V., Numitor Governance S.a r.l and Rhone Group L.L.C. Andrew Woodward Sweet and Michael Steven Langman have been designated by the Reporting Persons, pursuant to contractual rights held by Triton Onshore SPV L.P. and Triton Coinvestment SPV L.P., to serve on the Issuer's board of directors. Therefore, each of the Reporting Persons is a director of the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934. /s/ M. Allison Steiner, Authorized Signatory for RHONE CAPITAL L.L.C. 2010-03-30 /s/ M. Allison Steiner, Authorized Signatory for RHONE HOLDINGS III L.L.C. 2010-03-30 /s/ M. Allison Steiner, Authorized Signatory for RHONE CAPITAL III L.P 2010-03-30 /s/ M. Allison Steiner, Authorized Signatory, Rhone Capital III L.P., its sole member for TRITON GP SPV LLC 2010-03-30 /s/ M. Allison Steiner, Authorized Signatory, Rea Silvia GP C.V., its general partner for ROMOLO HOLDINGS C.V. 2010-03-30 /s/ M. Allison Steiner, Authorized Signatory, Triton GP SPV LLC, its general partner for TRITON SPV L.P. 2010-03-30 /s/ M. Allison Steiner, Authorized Signatory, Triton GP SPV LLC, its general partner for TRITON ONSHORE SPV L.P. 2010-03-30 /s/ M. Allison Steiner, Authorized Signatory, Triton GP SPV LLC, its general partner for TRITON OFFSHORE SPV L.P. 2010-03-30 /s/ M. Allison Steiner, Authorized Signatory, Triton GP SPV LLC, its general partner for TRITON COINVESTMENT SPV L.P. 2010-03-30 /s/ M. Allison Steiner, Authorized Signatory, Numitor Governance S.A R.L., its managing general partner for REA SILVIA GP C.V. 2010-03-30 -----END PRIVACY-ENHANCED MESSAGE-----