-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rcjn5lN+WeSIjIhDKl85Qh4kaMbRMlgygcxQ2LVezCgiX0DF2okXbEfSPbnAzlqT pojsToqjOXbUCjVKNcLJjQ== 0001181431-09-037869.txt : 20090804 0001181431-09-037869.hdr.sgml : 20090804 20090804215546 ACCESSION NUMBER: 0001181431-09-037869 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090731 FILED AS OF DATE: 20090804 DATE AS OF CHANGE: 20090804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUIKSILVER INC CENTRAL INDEX KEY: 0000805305 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 330199426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 15202 GRAHAM STREET CITY: HUNTINGTON BEACH STATE: CA ZIP: 92649 BUSINESS PHONE: 714-889-2200 MAIL ADDRESS: STREET 1: 15202 GRAHAM STREET CITY: HUNTINGTON BEACH STATE: CA ZIP: 92649 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triton Onshore SPV L.P. CENTRAL INDEX KEY: 0001469503 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 09985481 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triton Offshore SPV L.P. CENTRAL INDEX KEY: 0001469504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 09985480 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triton Coinvestment SPV L.P. CENTRAL INDEX KEY: 0001469505 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 09985479 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triton SPV L.P. CENTRAL INDEX KEY: 0001469506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 09985482 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triton GP SPV LLC CENTRAL INDEX KEY: 0001469507 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 09985484 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhone Capital L.L.C. CENTRAL INDEX KEY: 0001469539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 09985477 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhone Capital III L.P. CENTRAL INDEX KEY: 0001469540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 09985475 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhone Holdings III L.L.C. CENTRAL INDEX KEY: 0001469542 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 09985476 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rea Silvia GP C.V. CENTRAL INDEX KEY: 0001469501 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 09985478 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Romolo Holdings C.V. CENTRAL INDEX KEY: 0001469502 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14229 FILM NUMBER: 09985483 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 3 1 rrd249874.xml FORM 3 X0203 3 2009-07-31 0 0000805305 QUIKSILVER INC ZQK 0001469539 Rhone Capital L.L.C. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469542 Rhone Holdings III L.L.C. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469540 Rhone Capital III L.P. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469507 Triton GP SPV LLC 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469502 Romolo Holdings C.V. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469506 Triton SPV L.P. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469503 Triton Onshore SPV L.P. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469504 Triton Offshore SPV L.P. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469505 Triton Coinvestment SPV L.P. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001469501 Rea Silvia GP C.V. 630 FIFTH AVE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 Warrants (rights to buy) 1.86 2009-07-31 2016-07-31 Common Stock, par value $0.01 per share 25653831 I See Footnote Each warrant entitles the holder to purchase one share of common stock of the Issuer ("Common Stock") at an exercise price of $1.86 per share, subject to certain adjustments provided in the Warrant and Registration Rights Agreement by and among Quiksilver, Inc., Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P. and Rh?ne Capital III L.P., dated July 31, 2009. To the extent any adjustment to the Warrants would result in an issuance of Common Stock in excess of 19.99% of the outstanding Common Stock at the time of the issuance of the Warrants, the holders would instead be issued upon exercise of the Warrants shares of non-voting Series A Preferred Stock of the Issuer. Romolo Holdings C.V. holds directly 1,601,774 Warrants; Triton SPV L.P. holds directly 3,203,881 Warrants; Triton Onshore SPV L.P. holds directly 10,343,522 Warrants; Triton Offshore SPV L.P. holds directly 8,620,765 Warrants; and Triton Coinvestment SPV L.P. holds directly 1,883,889 Warrants. Rea Silvia GP C.V., as the general partner of Romolo Holdings C.V., may be deemed to be the beneficial owner of the Warrants exercisable for shares of Common Stock held by Romolo Holdings C.V. Triton GP SPV LLC, as the general partner of each of Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P., may be deemed to be the beneficial owner of the Warrants exercisable for shares of Common Stock held by Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P. (Continued to footnote 3) Rh?ne Capital III L.P., as the sole member of Triton GP SPV LLC, may be deemed to be the beneficial owner of the Warrants exercisable for shares of Common Stock that are deemed to be beneficially owned by Triton GP SPV LLC. Rh?ne Holdings III L.L.C., as the general partner of Rh?ne Capital III L.P., may be deemed to be the beneficial owner of the Warrants exercisable for shares of Common Stock that are deemed to be beneficially owned by Rh?ne Capital III L.P. Rh?ne Capital L.L.C., as the sole member of Rh?ne Holdings III L.L.C., may be deemed to be the beneficial owner of the Warrants exercisable for shares of Common Stock that are deemed to be beneficially owned by Rh?ne Holdings III L.L.C. (Continued to footnote 4) This Statement is being filed by Rh?ne Capital L.L.C., Rh?ne Holdings III L.L.C., Rh?ne Capital III L.P., Triton GP SPV LLC, Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P. and Rea Silvia GP C.V. (collectively, the "Reporting Persons"). The principal business address of each Reporting Person is 630 Fifth Ave, 27th Floor, New York, New York 10111. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. This Form 3 and the Form 3 filed on the date hereof by Numitor Governance S.a r.l. and Rh?ne Group L.L.C. relate to the same transaction. Due to the inability to include more than ten joint filers in an electronic report, Numitor Governance S.a r.l. and Rh?ne Group L.L.C. have filed a separate report. The complete list of joint filers for this transaction is as follows: Rh?ne Capital L.L.C., Rh?ne Holdings III L.L.C., Rh?ne Capital III L.P., Triton GP SPV LLC, Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P., Rea Silvia GP C.V., Numitor Governance S.a r.l. and Rh?ne Group L.L.C. Andrew Woodward Sweet and Michael Steven Langman have been designated by the Reporting Persons, pursuant to contractual rights held by Triton Onshore SPV L.P. and Triton Coinvestment SPV L.P., to serve on the Issuer's board of directors. Therefore, each of the Reporting Persons is a director of the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934. /s/ M. Allison Steiner, Authorized Signatory for RH?NE CAPITAL L.L.C. 2009-08-04 /s/ M. Allison Steiner, Authorized Signatory for RH?NE HOLDINGS III L.L.C. 2009-08-04 /s/ M. Allison Steiner, Authorized Signatory for RH?NE CAPITAL III L.P. 2009-08-04 /s/ M. Allison Steiner, Authorized Signatory, Rh?ne Capital III L.P., its sole member for TRITON GP SPV LLC 2009-08-04 /s/ M. Allison Steiner, Authorized Signatory, Rea Silvia GP C.V., its general partner for ROMOLO HOLDINGS C.V. 2009-08-04 /s/ M. Allison Steiner, Authorized Signatory, Triton GP SPV LLC, its general partner for TRITON SPV L.P. 2009-08-04 /s/ M. Allison Steiner, Authorized Signatory, Triton GP SPV LLC, its general partner for TRITON ONSHORE SPV L.P. 2009-08-04 /s/ M. Allison Steiner, Authorized Signatory, Triton GP SPV LLC, its general partner for TRITON OFFSHORE SPV L.P. 2009-08-04 /s/ M. Allison Steiner, Authorized Signatory, Triton GP SPV LLC, its general partner for TRITON COINVESTMENT SPV L.P. 2009-08-04 /s/ M. Allison Steiner, Authorized Signatory, Numitor Governance S.a r.l., its managing general partner for REA SILVIA GP C.V. 2009-08-04 -----END PRIVACY-ENHANCED MESSAGE-----