0001104659-15-040013.txt : 20150521 0001104659-15-040013.hdr.sgml : 20150521 20150521162631 ACCESSION NUMBER: 0001104659-15-040013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150519 FILED AS OF DATE: 20150521 DATE AS OF CHANGE: 20150521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXIALL CORP/DE/ CENTRAL INDEX KEY: 0000805264 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 581563799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 ABERNATHY ROAD NE STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 7703954500 MAIL ADDRESS: STREET 1: 1000 ABERNATHY ROAD NE STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: AXIALL Corp /DE/ DATE OF NAME CHANGE: 20130128 FORMER COMPANY: FORMER CONFORMED NAME: GEORGIA GULF CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breunig Joseph C. CENTRAL INDEX KEY: 0001500401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09753 FILM NUMBER: 15883087 MAIL ADDRESS: STREET 1: 115 PERIMETER CENTER PLACE STREET 2: SUITE 460 CITY: ATLANTA STATE: GA ZIP: 30346 4 1 a4.xml 4 X0306 4 2015-05-19 0 0000805264 AXIALL CORP/DE/ AXLL 0001500401 Breunig Joseph C. 1000 ABERNATHY ROAD, SUITE 1200 ATLANTA GA 30328 0 1 0 0 Exec. V.P. Chemicals AXLL Common Stock 2015-05-19 4 A 0 3835 0 A 63478 D AXLL Common Stock 2015-05-19 4 F 0 1279 36.72 D 62199 D AXLL Common Stock 2015-05-20 4 A 0 13848 0 A 76047 D AXLL Common Stock 2015-05-20 4 F 0 5389 36.79 D 70658 D Performance Restricted Stock Units 0.00 2015-05-19 4 A 0 13098 0.00 A AXLL Common Stock 13098 13098 D Vesting of one-third of the performance restricted stock units granted to the reporting person on May 19, 2014, for which the Company's Adjusted EBITDA is the performance restriction. Payment of tax liability by delivering or withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. Vesting of one-half of performance restricted stock units granted to the reporting person on May 20, 2013, for which the Company's achievement of synergies is the performance restriction. Payment of tax liability by delivering or withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. Shares of Company common stock may be issued to the reporting person upon the vesting of the performance restricted stock units, also referred to as "PRSUs." The number of shares of Company common stock shown is the award at the "target" performance level. The actual number of shares of common stock that may be issued to the reporting person upon vesting ranges from a minimum of zero to a maximum of 26,196 shares, and depends on the relative total shareholder return, or "TSR," for the Company as compared to the company in a peer group that achieves the median TSR performance for the peer group. The TSR for the Company and each company in the peer group will be calculated based on annual growth rate over the three-year performance period, from the volume weighted average trading price for each company's common stock for sixty consecutive trading days prior to the PRSU grant date to the sixty consecutive trading days prior to the end of the third anniversary of the grant date. The PRSUs are expected to vest on the third anniversary of the grant date, subject to the terms of the PRSU agreement between the Company and the reporting person. The expiration date of the award of this grant is the same date as the vesting date. /s/ Joseph C. Breunig 2015-05-21